DFX Intelligence
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Firms / P•••••••• C•••••• M••••••••• L•
P•••••••• C•••••• M••••••••• L•
Private equity with venture activity · probableChicago, ILp•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 33% of 3 private funds
Importance
15
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
50
elevated
Freshness
100
high
Research priority
10
low
Identity and regulatory footprint
- Headquarters
- Chicago, ILa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- p•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Apr 30, 2026
- Private funds reported
- 3 (1 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $48.5Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $769Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 10
- Owners on Schedule A
- P•••••••• C•••••• P•••••••• L• (General Partner), NA; P•••••••• C•••••• P•••••••• L• (Limited Partner), E
- business email
- ••• Lockedp•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
5 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| P•• F••• I• P••••••• • R••••• L• | Fund | 2026 form d first sale | Fundraising | unknown | unknown | $7.5M | May 5, 2026 |
| P•••••••• C•••••• A• O••••••••• F••• ••••••••• L•• | Feeder or parallel | unknown | Unknown | $36.1M Sep 12, 2026 | 2 | unknown | unknown |
| P•••••••• C•••••• A• O••••••••• F••• ••••••••• L•• | Fund | unknown | Unknown | $8.3M Sep 12, 2026 | 6 | unknown | unknown |
| P•••••••• C•••••• • S•• I••••••••• L•• | Fund | unknown | Unknown | $4.0M Sep 12, 2026 | 4 | unknown | unknown |
| P•••••••• C•••••• V••••••• F••• I•• L• | Fund | unknown | Fundraising | unknown | unknown | $0 | Apr 23, 2026 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 0 departed
J••••• W• S••••••
Managing partnerManaging Partner · since Jun 1, 2023
S••••• A•••• S•••••••
PartnerChief Investment Officer · since May 1, 2025
I••••• B••••
Platform and operationsChief Operating Officer, Chief Financial Officer, And Chief Compliance Officer · since Oct 1, 2025
M••••• D•••••• K••••••
PrincipalPrincipal, Head Of Private Investment Office Services · since Jan 1, 2024
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
4 dated events
- Sep 12, 2026••• LockedFund first reported on Form ADVFundsFactP•••••••• C•••••• A• O••••••••• F••• ••••••••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Sep 12, 2026••• LockedFund first reported on Form ADVFundsFactP•••••••• C•••••• A• O••••••••• F••• ••••••••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Sep 12, 2026••• LockedFund first reported on Form ADVFundsFactP•••••••• C•••••• • S•• I••••••••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Oct 10, 2023••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 33% of 3 private funds
Evidence
26 observations from 3 sources