DFX Intelligence
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Firms / L•••
L•••
Private equity with venture activity · probableLos Angeles, CAl•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 5% of 22 private funds
Importance
16
moderate
Active deployment
0
low
Emerging
0
low
Completeness
63
high
Freshness
97
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- Los Angeles, CAa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- l•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Aug 27, 2026
- Private funds reported
- 22 (1 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $684Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $43Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 437
- Owners on Schedule A
- C••••••••• E••••• F••• X• L•••••• P••••••••• (Member), C; C• L••• O••••••• X• L• (Member), B
- business email
- ••• Lockedl•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- ai, enterprise software
- Stages
- not stated or not yet read
- Geography
- atlanta, austin, boston, chicago, denver, france, global, los angeles
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| L••• A••••••• C••••••• T•••• G••••• F••••• F••• I• L• | Feeder or parallel | 2022 form d first sale | Active deployment | $10.0M Oct 14, 2024 | 47 | $15.0M | Apr 14, 2022 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
125 current, 41 departed
A••••• G•••••
AssociateAssociate, Client Relationship Manager
A••••• B•••••
AssociateAssociate, Advanced Wealth Solutions
A••••• D••••••
AssociateAssociate, Investments & Analytics
B•• B•••••••
AssociateAssociate, Client Relationship Manager
B•• K••••
AssociateAssociate, Client Relationship Manager
B•••••• P•••••••••
AssociateAssociate, Client Relationship Manager
C••• G•••••
AssociateAssociate, Client Relationship Manager
D••••• H••••••••
AssociateAssociate, Client Relationship Manager
D•••• F•••••••
AssociateAssociate, Client Relationship Manager
B•••• H••••••••
Founder or executivePresident
A••••• W•••••••••
Managing partnerFounding Partner, Chief People Officer, President, Family Office Advisory
C•••• S••••••
OtherGoals-oriented, advanced analysis that integrates investment, tax, and legacy objectives into a single plan.
A••• K••
PartnerSenior Managing Director, Senior Wealth Manager, Market Lead
A•••••••• B•••••
PartnerSenior Managing Director, Chief Development Officer
A•••••••• M•••• B•••••
PartnerSenior Managing Director & Chief Development Officer · since Jun 1, 2021
A•••• R•••••••••
PartnerManaging Director, Investments & Analytics
B•••••• V•• C••••
PartnerManaging Director, Senior Wealth Manager
B•••• L••••••
PartnerManaging Director, Senior Wealth Advisor
C••••••• S••••
PartnerManaging Director, Senior Wealth Advisor
C•••••• K••••
PartnerManaging Director, Senior Wealth Advisor, Team Lead
D••• C•••••
PartnerManaging Director, Senior Wealth Manager
D•••• D••••••••
PartnerManaging Director, Senior Wealth Advisor
D•••• L•••••
PartnerSenior Vice President, Fixed Income Portfolio Manager
D•••• L••••••••
PartnerManaging Director, Senior Wealth Manager
G•••••• P••• K••••••
PartnerSenior Managing Director & Chairman · since Jul 1, 2015
J•••• J•• O•••
PartnerSenior Managing Director & Chief Executive Officer · since Jun 1, 2021
K•••••• A•••• S••••
PartnerSenior Managing Director & President · since Jun 1, 2021
A•••• H••••••
Platform and operationsExecutive Assistant
A••••• C••••••
Platform and operationsVice President, Portfolio Operations
A•••• S•••
Platform and operationsAssociate, Marketing
B•••••• S•••
Platform and operationsVice President, F••••ce and Accounting
B•••• B••••
Platform and operationsChief Strategy Officer
C••• F•••
Platform and operationsVice President, Marketing
C•••••••• C•••••
Platform and operationsSenior Vice President, Marketing Strategist
C•••••• V••••••••
Platform and operationsVice President, Investment Operations
D•• M••••••
Platform and operationsChief F••••cial Officer
D••••• B••••
Platform and operationsAssociate, Investment Operations
D••••• F•••
Platform and operationsVice President, Data Analytics
D•••• F•••
Platform and operationsDirector, Human Resources and Talent
D••••• B••••••
Platform and operationsVice President, Senior Marketing Manager
D••••• P••••
Platform and operationsSenior Associate, Investment Operations, Alternatives
J•••• P• L••
Platform and operationsChief Compliance Officer, Chief Legal Officer · since Aug 1, 2017
S•••• L••• B••••••
Platform and operationsChief Operating Officer · since Oct 1, 2021
A• M••••••
PrincipalDirector, Senior Wealth Advisor
A••••• S••••••
PrincipalDirector, Senior Wealth Advisor
B•••••• D••••••
PrincipalDirector, Senior Wealth Advisor
B•••• A••••
PrincipalDirector, Senior Wealth Advisor, Market Lead
B••••• N••••••••
PrincipalDirector, Senior Wealth Manager
C••• B•••••••
PrincipalDirector, Head of Integration
C•••• G•••••
PrincipalDirector, Senior Wealth Manager
C••••• H••••••
PrincipalDirector, National Advisory Practice Management
C•••••• O••••
PrincipalDirector, Senior Wealth Advisor
D••••• G•••••
PrincipalDirector, Senior Wealth Advisor
A•••• L•••
Vice presidentVice President, Client Relationship Manager
A••• C•••••••
Vice presidentVice President, Client Relationship Manager, Team Lead
A••• O••••••••
Vice presidentVice President, Wealth Advisor
A••••••• E•••••••
Vice presidentVice President, Client Relationship Manager
A••• C•••••••••
Vice presidentVice President, Client Relationship Manager
A•••••••• P•••••
Vice presidentVice President, Senior Wealth Manager
A•••• A•••••
Vice presidentSenior Associate, Client Relationship Manager
A••••• L••••
Vice presidentSenior Associate, Client Relationship Manager
A••• J••••
Vice presidentSenior Vice President, Senior Wealth Advisor
A•• B•••••••
Vice presidentSenior Associate, Client Relationship Manager
A••••• H••••••
Vice presidentSenior Vice President, Senior Wealth Manager
A••••• I••••••
Vice presidentSenior Vice President, Client Relationship Manager
A••••• M•••••
Vice presidentVice President, Mergers and Acquisitions
A••••• T•••••••
Vice presidentVice President, Client Relationship Manager, Team Lead
A••••• W••••••
Vice presidentSenior Vice President, Senior Wealth Manager
A••••• W••••••
Vice presidentSenior Vice President, Mergers and Acquisitions
A•••••• C•••
Vice presidentVice President, Client Relationship Manager
A••••• P••••
Vice presidentVice President, Wealth Advisor
A••••• I••••••
Vice presidentSenior Associate, Human Resources
A••••• T•••••
Vice presidentVice President, Client Relationship Manager
B•••••• L•••••
Vice presidentSenior Vice President, Senior Wealth Advisor
B••• J••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B•••• R•••
Vice presidentSenior Vice President, Senior Wealth Advisor
B•• B•••••
Vice presidentVice President, Client Relationship Manager
B•• F••••
Vice presidentSenior Vice President, Senior Wealth Advisor
B•• H••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B•• S•••••••
Vice presidentVice President, Investments & Analytics
B••••• F••••
Vice presidentSenior Associate, Salesforce & Systems Specialist
B•••• N•••
Vice presidentVice President, Wealth Advisor
B•• R••••••
Vice presidentSenior Vice President, Senior Wealth Advisor
B•••••• B•••••••••
Vice presidentSenior Vice President, Mergers and Acquisitions
B•••••• K••••••
Vice presidentVice President, Client Relationship Manager
B•••••• H•••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B•••••• N••
Vice presidentSenior Vice President, Senior Wealth Advisor
B•••••• S••••••
Vice presidentSenior Associate, Client Relationship Manager
B•••••• F••••••
Vice presidentSenior Vice President, Advisor-Client Matchmaking
B•••• C•••••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B•••• B••••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B•••• E••••
Vice presidentVice President, Senior Wealth Manager
B•••• G••••••••
Vice presidentVice President, Senior Wealth Manager
B•••• R••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B••••••• G••••••
Vice presidentSenior Vice President, Senior Wealth Manager
B•••• P••••••
Vice presidentSenior Vice President, Advanced Wealth Solutions
B•••• B••••••
Vice presidentSenior Vice President, Senior Wealth Advisor
C•••••• R•••••••••
Vice presidentSenior Vice President, Investments & Analytics
C••••• A•••••
Vice presidentSenior Associate, Client Relationship Manager
C•••• J••••••
Vice presidentSenior Associate, Client Relationship Manager
C•••• L•••
Vice presidentSenior Vice President, Senior Wealth Manager
C••• S••••••••
Vice presidentSenior Vice President, Senior Wealth Advisor
C•••••• F••••••••
Vice presidentSenior Vice President, Senior Wealth Manager
C•••• R•••••••
Vice presidentSenior Associate, Client Relationship Manager
C•••• N••••
Vice presidentVice President, Senior Wealth Manager
C•••• S••••••
Vice presidentSenior Associate, Client Relationship Manager
C•••••••• M•••••••
Vice presidentSenior Vice President, Senior Wealth Manager
C•••••••• T••••••••
Vice presidentVice President, Wealth Advisor
C••••••••• P•••••••
Vice presidentSenior Vice President, Senior Wealth Manager
C•••• K•••••••
Vice presidentSenior Vice President, Market Leader
C••• A••••••
Vice presidentVice President, Client Relationship Manager
C••••• D•••••
Vice presidentVice President, Client Relationship Manager
C••••••• B•••
Vice presidentSenior Vice President, Senior Wealth Advisor
D••••• D•••••
Vice presidentVice President, Client Relationship Manager, Integration Lead
D••••••• A••••
Vice presidentVice President, Senior Wealth Manager
D•••• L••••
Vice presidentSenior Vice President, Senior Wealth Manager
D•••• R••••••
Vice presidentVice President, Client Relationship Manager, Team Lead
D•••• W•••••••
Vice presidentSenior Vice President, Senior Wealth Manager
D•••• D••••••
Vice presidentVice President, Client Relationship Manager
D•••• H•••••
Vice presidentSenior Vice President, Senior Wealth Manager
D•••• B•••
Vice presidentVice President, Client Relationship Manager
D•••• N•••
Vice presidentVice President, Research & Investments
D•••• D••••••••
Vice presidentVice President, Risk and Investments
D•••• T••
Vice presidentSenior Vice President, Senior Wealth Advisor
D•••••• E•••••••
Vice presidentSenior Vice President, Senior Wealth Manager
41 departed (kept with end dates)
- G•••••••• S•••• · Analyst, Investments & Analytics · ? to Sep 16, 2026 Inference
- E••••• C•••••••• · Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- E••••• H••• · Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- E••• M••••••• · Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- F•••••• H•••• · Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G•••••••• A••••••• · Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G••• S•••••• · Chief Market Strategist, Chantico Global · ? to Sep 16, 2026 Inference
- A••••• L•••••• W••••••••• · Senior Managing Director · Jul 1, 2015 to Jul 15, 2021 Inference
- B•••••• W•••••• v•• C•••• · Member · Aug 1, 2018 to Mar 26, 2021 Inference
- E••• G••••••• H•••••• · Member · Sep 1, 2011 to Mar 26, 2021 Inference
- E••• T•••••• · Managing Director, Senior Wealth Advisor · ? to Sep 16, 2026 Inference
- G••• S••• · Managing Director, Senior Wealth Advisor · ? to Sep 16, 2026 Inference
- G•••••• P••• K•••••• · Chairman & Senior Managing Director · Dec 1, 2015 to Jul 15, 2021 Inference
- H•••• H•••••••• · Senior Managing Director, Mergers and Acquisitions · ? to Sep 16, 2026 Inference
- J•••••• A•••• C••••••• · Member · Aug 1, 2018 to Mar 26, 2021 Inference
- J•••••• H•••• G••••• · Chief Investment Officer · Jan 1, 2019 to Jul 10, 2019 Inference
- J•••••• J••••• W••••••••• · Senior Managing Director · Jul 1, 2015 to Jul 15, 2021 Inference
- E•••• R• · Chief Compliance Officer and Special Counsel · ? to Sep 16, 2026 Inference
- F••••• A••• · Vice President, Accounting and Accounts Payable Manager · ? to Sep 16, 2026 Inference
- G•••••• M••••••• · Director, Compliance · ? to Sep 16, 2026 Inference
- H•••••• W••••• · Vice President, Compliance · ? to Sep 16, 2026 Inference
- L•••• C••• S••••••••• · Chief Compliance Officer & General Counsel · Jul 1, 2015 to Mar 29, 2018 Inference
- A••••• S•••••• · Director, Senior Wealth Advisor · ? to Sep 16, 2026 Inference
- C•••••• R••••••••• · Senior Vice President, Investments & Analytics · ? to Sep 16, 2026 Inference
- C••• S•••••••• · Senior Vice President, Senior Wealth Advisor · ? to Sep 16, 2026 Inference
- D•••• W••••••• · Senior Vice President, Senior Wealth Manager · ? to Sep 16, 2026 Inference
- E••••• J• G••••• I• · Senior Vice President, Senior Wealth Manager · ? to Sep 16, 2026 Inference
- E•••• K••••••• · Senior Vice President, Senior Portfolio Strategist · ? to Sep 16, 2026 Inference
- E•••• W•••••• · Senior Associate, Human Resources · ? to Sep 16, 2026 Inference
- E••• C••••• · Senior Vice President, Senior Wealth Manager · ? to Sep 16, 2026 Inference
- E••• C••••••• · Vice President, Wealth Advisor · ? to Sep 16, 2026 Inference
- E•••• K•••••• · Vice President, Digital Transformation · ? to Sep 16, 2026 Inference
- F••• V•• W••••• · Vice President, Senior Wealth Manager · ? to Sep 16, 2026 Inference
- G•••••• D•••••••• · Senior Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G•••••• G•••••• · Senior Vice President, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G•••• S••••••••• · Vice President, Wealth Advisor · ? to Sep 16, 2026 Inference
- G•••••• M•••• · Senior Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G•••••• Y•• · Senior Associate, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G••••• F•••• · Vice President, Client Relationship Manager · ? to Sep 16, 2026 Inference
- G••• R•••••••• · Senior Vice President, Senior Wealth Manager · ? to Sep 16, 2026 Inference
- G•••• B••• · Vice President, Client Relationship Manager · ? to Sep 16, 2026 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
53 dated events
- Sep 16, 2026••• LockedPerson leftPeopleInferenceH•••• H••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceH•••••• W•••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••• B•••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG••• S•••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG••• R••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG••••• F••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG••• S••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••• Y••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••••• A•••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••••• S••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••• M•••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••• M••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••• S•••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••• G••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceG•••••• D••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceF••• V•• W•••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceF•••••• H••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceF••••• A•••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••• M•••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE•••• K••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••••• H•••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••• C•••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••• T••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••• C•••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE•••• W••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE•••• K•••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE•••• R•Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••••• J• G••••• I•Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceE••••• C••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceD•••• W•••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceC••• S••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceC•••••• R•••••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026••• LockedPerson leftPeopleInferenceA••••• S••••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Mar 30, 2023••• LockedFund first reported on Form ADVFundsFactL••• A••••••• C••••••• T•••• G••••• F••••• F••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 1, 2021••• Locked
- Jul 15, 2021••• Locked
- Jul 15, 2021••• Locked
- Jul 15, 2021••• Locked
- Jun 1, 2021••• Locked
- Mar 26, 2021••• Locked
- Mar 26, 2021••• Locked
- Mar 26, 2021••• Locked
- Jul 10, 2019••• Locked
- Jan 1, 2019••• Locked
- Aug 1, 2018••• Locked
- Aug 1, 2018••• Locked
- Mar 29, 2018••• Locked
- Aug 1, 2017••• Locked
- Jul 1, 2015••• Locked
- Jul 1, 2015••• Locked
- Jun 19, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 1, 2011••• Locked
- Jan 1, 2001••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 5% of 22 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 5% of 18 private funds
Evidence
87 observations from 3 sources