DFX Intelligence
Venture Capital Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Firms / L••••• C•••••• M••••••••• L••
L••••• C•••••• M••••••••• L••
Private equity with venture activity · probableLos Angeles, CAl•••••••••.comSEC registered investment adviser
L••••• Stock provides pre-IPO liquidity for employees, founders, and shareholders. Access funding for stock option exercises, taxes, and personal liquidity.
registered adviser; venture funds are 0% of 3 private funds
Importance
14
low
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
98
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Los Angeles, CAadviserinfo.sec.gov
- Office address
- 11390 W OLYMPIC BLVD, SUITE 380, Los Angeles, CA, 90064adviserinfo.sec.gov
- Business phone
- 707-616-4901adviserinfo.sec.gov
- Website
- l•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Oct 10, 2024
- Private funds reported
- 3 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $192Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $256Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- Owners on Schedule A
- J•••••• a•• S••••• L• S••• F••••• T•••• (Member), C; T•• B•••••• • M••••• F••••• T•••• (Member), C; P•••• F••••• T•••• (Member), C
- business email
- hello@liquidstock.comliquidstock.compublished by the subject
- business phone
- 707-616-4901adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- ai, fintech, space
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
3 current, 2 departed
G•••••• N•••• M•••••
Board or advisoryTrustee Of T•• B•••••• • M••••• F••••• T•••• · since May 1, 2013
J•••••• A•••• L•••••
Board or advisoryTrustee Of J•••••• A•• S••••• L• S••• F••••• T•••• · since Jun 1, 2002
R••••• D••••• P••••
Board or advisoryTrustee Of P•••• F••••• T•••• · since May 1, 2019
2 departed (kept with end dates)
- C••••••••• R•••••• · Member Of L••••• S•••• I• Gp, Llc · Oct 1, 2018 to Mar 31, 2022 Inference
- A•••• K•••••••• W•••••••• · Cco, Vp Of Legal · Jan 1, 2022 to Oct 10, 2024 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
4 dated events
- Oct 10, 2024Anne K•••••••• W•••••••• (Cco, Vp Of Legal) no longer on Schedule A of L••••• C•••••• M••••••••• L••
- Mar 31, 2022C••••••••• R•••••• (Member Of L••••• S•••• I• Gp, Llc) no longer on Schedule A of L••••• C•••••• M••••••••• L••
- Jan 1, 2022A•••• K•••••••• W•••••••• joined Schedule A of L••••• C•••••• M••••••••• L•• as Cco, Vp Of Legal
- Nov 27, 2018L••••• C•••••• M••••••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 3 private funds
Evidence
38 observations from 2 sources