DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / P••••••••• C•••••• L••
P••••••••• C•••••• L••
Private equity with venture activity · probableNew York, NYp•••••••••SEC registered investment adviser
We are global investors in high‑quality growth businesses
registered adviser; venture funds are 0% of 1 private funds
Importance
13
low
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
99
high
Research priority
4
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 600 FIFTH AVENUE, 2ND FLOOR, New York, NY, 10020adviserinfo.sec.gov
- Business phone
- 646-293-3749adviserinfo.sec.gov
- Website
- H•••••••••
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Oct 8, 2024
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $157Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $157Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 2
- Owners on Schedule A
- K•••••• H••••••• L•• (Holding Company), E; J••• G• K•••••• 2••• F••••• T•••• (Family Trust), D
- business phone
- 646-293-3749adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
4 current, 3 departed
J•••• D•••• M•••••
Board or advisoryTrustee · since Nov 1, 2017
K•••• N•• K••••••
Board or advisoryTrustee · since Nov 1, 2017
J••• N•• K••••••
PartnerManager · since Nov 1, 2017
T•••• N•• N••••
Platform and operationsChief Compliance Officer And Chief Legal Officer · since Oct 1, 2024
3 departed (kept with end dates)
- M•••••• R••••• R•••••• · Chief Executive Officer · Feb 1, 2018 to Mar 28, 2023 Inference
- A••••••• •••• A•••• · Chief Compliance Officer · Sep 1, 2016 to Dec 13, 2018 Inference
- J••••• N•• R••••• · Chief Compliance Officer & Chief Financial Officer · Nov 1, 2018 to Mar 28, 2023 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Oct 1, 2024T•••• N•• N•••• joined Schedule A of P••••••••• C•••••• L•• as Chief Compliance Officer And Chief Legal Officer
- Mar 28, 2023M•••••• R••••• R•••••• (Chief Executive Officer) no longer on Schedule A of P••••••••• C•••••• L••
- Mar 28, 2023J••••• N•• R••••• (Chief Compliance Officer & Chief Financial Officer) no longer on Schedule A of P••••••••• C•••••• L••
- Dec 13, 2018A••••••• •••• A•••• (Chief Compliance Officer) no longer on Schedule A of P••••••••• C•••••• L••
- Nov 1, 2018J••••• N•• R••••• joined Schedule A of P••••••••• C•••••• L•• as Chief Compliance Officer & Chief Financial Officer
- Feb 1, 2018M•••••• R••••• R•••••• joined Schedule A of P••••••••• C•••••• L•• as Chief Executive Officer
- Nov 1, 2017J•••• D•••• M••••• joined Schedule A of P••••••••• C•••••• L•• as Trustee
- Nov 1, 2017K•••• N•• K•••••• joined Schedule A of P••••••••• C•••••• L•• as Trustee
- Nov 23, 2016P••••••••• C•••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 1 private funds
Evidence
30 observations from 2 sources