DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Firms / AWM Capital, LLC
AWM Capital, LLC
AWM is the only family office built by athletes, for athletes. We help pro athlete families build generational wealth through integrated financial systems.
venture manager, reported GAV $33.4M across 6 vehicles
Importance
29
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
63
high
Freshness
100
high
Research priority
12
low
Identity and regulatory footprint
- Headquarters
- Phoenix, AZadviserinfo.sec.gov
- Office address
- 1 N. 1ST STREET, SUITE 525, Phoenix, AZ, 85004adviserinfo.sec.gov
- Business phone
- (323) 940-1339adviserinfo.sec.gov
- Website
- HTTP://WWW.AWMCAP.COM
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 13, 2026
- Private funds reported
- 10 (9 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $108Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.5Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 38
- business phone
- (323) 940-1339adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- edtech
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
- Self-described
- family office
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
6 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| AWM Venture Fund IV, LP | Fund | 2023 form d first sale | Active deployment | $16.9M May 15, 2024 | 52 | $7.0M of $18.0M | Jul 10, 2023 |
| AWM Venture Fund III, LLC | Fund | 2022 adv first reported | Active deployment | $8.1M May 15, 2024 | 31 | unknown | unknown |
| AWM Ventures Spv III | SPV or co-invest vehicle | 2022 form d first sale | Active deployment | $250,000 May 15, 2024 | 15 | $256,250 of $256,250 | Jan 28, 2022 |
| AWM Venture Fund II, LLC | Fund | 2021 adv first reported | Mature | $3.6M May 15, 2024 | 35 | unknown | unknown |
| AWM Venture Opportunity Fund I LLC | Opportunity fund | 2020 adv first reported | Mature | $1.3M May 15, 2024 | 25 | unknown | unknown |
| AWM Venture Fund I LLC | Fund | unknown | Unknown | $3.2M May 15, 2024 | 16 | unknown | unknown |
| AWM Venture Spv I, LLC | SPV or co-invest vehicle | 2019 adv first reported | Wound down | $69,274 Nov 18, 2021 | 8 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
47 current, 2 departed
Daniel Lemus
AnalystInvestment Analyst
Ben Griffith
AssociateClient Experience Associate
Braden Griffiths
AssociateAssociate
Casey Roswarski
AssociateTax Associate
Corbin Bozosi
AssociateAssociate Advisor
Ella Campbell
AssociateAssociate
Ethan Gahm
AssociateAssociate
Kenny Sivcovich
AssociateSenior Tax Associate
Leighton Helfrick
AssociateAssociate
Nathan Chong
AssociateAssociate
Rob Peters
AssociateAssociate Advisor
Ryan Wallace
AssociateTax Associate
Sam Aleman
AssociateSenior Tax Associate
Spencer Seid
AssociateAssociate
William Chapman
AssociateAssociate
Aaron Goldberg
Board or advisoryFamily Office Advisor
Josh McAlister
Board or advisoryFamily Office Advisor
Michael Toole
Board or advisoryFamily Office Advisor
Riccardo Stewart
Board or advisoryFamily Office Advisor
Sam Acho
Board or advisoryFamily Office Advisor
Travis Chick
Board or advisoryFamily Office Advisor
Will McGuffey
Board or advisoryFamily Office Advisor
Zach Miller
Board or advisoryFamily Office Advisor
Chase Dominguez
OtherWealth Strategist
Frank Sanchez
OtherWealth Strategist
Jeff Locke
OtherWealth Strategist
Sean Richardson
OtherWealth Strategist
Brandon Averill
PartnerCEO, Partner, Family Office Advisor
Brandon Lee Averill
PartnerPartner · since Feb 1, 2017
David Rickard Penniall
PartnerMember · since Feb 1, 2017
Erik Averill
PartnerPartner, Family Office Advisor
Erik Daniel Averill
PartnerMember · since Feb 1, 2017
Justin Dyer
PartnerCIO, Partner, Family Office Advisor
Justin Michael Dyer
PartnerMember · since Jan 1, 2023
Linda Mak
PartnerTax Manager
Robert Don Mcconchie
PartnerMember · since Feb 1, 2017
Tommy Hussong
PartnerTax Manager
Charles Sarvari
Platform and operationsDirector of Strategic Operations & Employee Experience
Debbie Lynch
Platform and operationsCCO
Debra Bellantoni Lynch
Platform and operationsChief Compliance Officer · since Oct 1, 2023
Iman Musinovic
Platform and operationsOperations Associate
Lillie Ahrens
Platform and operationsMarketing Operations Manager
Robert McConchie
Platform and operationsCFO, Partner
Jay Santana
PrincipalTax Director
Mena Hanna
Vice presidentInvestment Manager
Roger Ferguson
Vice presidentInvestment Manager
Sophia Barclay
Vice presidentInvestment Manager
2 departed (kept with end dates)
- Anne Penniall Averill · Investment Consultant · Dec 1, 2018 to Feb 24, 2020 Inference
- Justin Michael Dyer · Chief Investment Officer · Dec 1, 2018 to Feb 24, 2020 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
13 dated events
- Mar 28, 2024AWM Venture Fund IV, LP first reported on Form ADV by AWM Capital, LLC (Venture Capital Fund), GAV $16,908,233Fund first reported on Form ADVFundsFactAWM Venture Fund IV, LPSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 1, 2023Debra Bellantoni Lynch joined Schedule A of AWM Capital, LLC as Chief Compliance Officer
- Jan 1, 2023Justin Michael Dyer joined Schedule A of AWM Capital, LLC as Member
- Mar 23, 2022AWM Venture Fund III, LLC first reported on Form ADV by AWM Capital, LLC (Venture Capital Fund)Fund first reported on Form ADVFundsFactAWM Venture Fund III, LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2022AWM Venture Spv I, LLC no longer reported on Form ADV by AWM Capital, LLCFund no longer reportedFundsInferenceAWM Venture Spv I, LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2022AWM Ventures Spv III first reported on Form ADV by AWM Capital, LLC (Venture Capital Fund), GAV $250,000Fund first reported on Form ADVFundsFactAWM Ventures Spv IIISEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 25, 2021AWM Venture Fund II, LLC first reported on Form ADV by AWM Capital, LLC (Venture Capital Fund)Fund first reported on Form ADVFundsFactAWM Venture Fund II, LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 29, 2020AWM Venture Opportunity Fund I LLC first reported on Form ADV by AWM Capital, LLC (Venture Capital Fund), GAV $1,221,000Fund first reported on Form ADVFundsFactAWM Venture Opportunity Fund I LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 24, 2020Anne Penniall Averill (Investment Consultant) no longer on Schedule A of Athlete Wealth Management
- Feb 24, 2020Justin Michael Dyer (Chief Investment Officer) no longer on Schedule A of Athlete Wealth Management
- Mar 20, 2019AWM Venture Spv I, LLC first reported on Form ADV by Athlete Wealth Management (Venture Capital Fund)Fund first reported on Form ADVFundsFactAWM Venture Spv I, LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 2, 2018Athlete Wealth Management first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 2, 2018AWM Venture Fund I LLC first reported on Form ADV by Athlete Wealth Management (Venture Capital Fund)Fund first reported on Form ADVFundsFactAWM Venture Fund I LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 15, 2026Micro VC (probable, 80%, cls-1)venture manager, reported GAV $33.4M across 6 vehicles
- Sep 12, 2026Micro VC (probable, 80%, cls-1)venture manager, reported GAV $30.2M across 5 vehicles
Evidence
61 observations from 3 sources