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Firms / E•••••• A••••••• C•••••• G••••• L••

E•••••• A••••••• C•••••• G••••• L••

Private equity with venture activity · probableNew York, NYe•••••••••.comSEC registered investment adviser

registered adviser; venture funds are 44% of 14 private funds

Importance
40
elevated
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
10
low
Identity and regulatory footprint
Headquarters
New York, NYa•••••••••.s••.gov
Office address
••• Lockeda•••••••••.s••.gov
Business phone
••• Lockeda•••••••••.s••.gov
Website
e•••••••••.com
SEC adviser type
registered investment advisera•••••••••.s••.gov
SEC exemption claimed
unknown
Latest Form ADV
Jul 2, 2015
Private funds reported
14 (7 venture capital funds)a•••••••••.s••.gov
Private fund gross assets
$1.5Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$1.7Bthe adviser's RAUM, a regulatory measure, never a fund size
Employees
12
Owners on Schedule A
S• B•••• I••••••••• I• L•• (Member), E
business phone
••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
11 reported, 3 no longer reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
L••• E••• C•••••• Q• I•• L•Feeder or parallel · ADV: P•••••• Equity Fund2013 form d first saleHarvest$112M
Jul 2, 2015
151$103MMay 20, 2013
L••• E••• C•••••• I•• L•Fund · ADV: P•••••• Equity Fund2013 form d first saleHarvest$25.1M
Jul 2, 2015
67$2.6MMay 20, 2013
L••• E••• V••••••• I• L•Fund2013 form d first saleHarvest$2.9M
Jul 2, 2015
18$6.4M
of $10.0M
Feb 24, 2014
E• P•••••• I••••••••• A•• L••Fund2012 form d first saleHarvest$93.3M
Jul 2, 2015
30$14.3MSep 26, 2012
L••• E••• P••••••• O••••••••• I• L••Opportunity fund · ADV: P•••••• Equity Fund2012 form d first saleHarvest$9.7M
Jul 2, 2015
36$2.6MSep 7, 2012
E• P•••••• I••••••••• A•• L••Fund2011 form d first saleHarvest$404M
Jul 2, 2015
90$16.3MApr 7, 2011
E•••••• A••••••• P•••••• E••••• F••• Q•• L•Feeder or parallel · ADV: P•••••• Equity Fund2011 form d first saleHarvest$143M
Jul 2, 2015
81$31.0MApr 7, 2011
E•••••• A••••••• P•••••• E••••• F•••• L•Fund · ADV: P•••••• Equity Fund2011 form d first saleHarvest$86.8M
Jul 2, 2015
70$4.7MApr 7, 2011
E• P•••••• I••••••••• I•• L••Fund · ADV: P•••••• Equity Fund2010 form d first saleHarvest$6.2M
Jul 2, 2015
23$836,000Dec 15, 2010
E•••••• I•••••••• L•FundunknownUnknown$207M
Jul 2, 2015
4unknownunknown
E• P•••••• I••••••••• ••• L••FundunknownUnknown$41.3M
Jul 2, 2015
2unknownunknown
L••• E••• P••••••• O••••••••• I•• L•Opportunity fund2015 adv first reportedWound down$537,360
May 5, 2020
39unknownunknown
E• P•••••• I••••••••• L••FundunknownWound down$72.3M
Jun 11, 2012
99unknownunknown
L••••••••• O••••••••• I• L•Opportunity fundunknownWound down$1.1M
May 5, 2020
54unknownunknown
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 0 departed
C•••••• O••••• B••••
Managing Member · since Nov 1, 2011
Managing partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
G•••• S•••••• E•••
Managing Member/Cco/Coo · since Dec 1, 2007
Managing partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
S•••• B••••
Manager · since Feb 1, 2003
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
14 dated events
  1. Mar 26, 2014
  2. Mar 26, 2014
  3. Mar 26, 2014
  4. Mar 28, 2013
  5. Mar 28, 2013
  6. Mar 28, 2013
  7. Feb 15, 2012
  8. Feb 15, 2012
  9. Feb 15, 2012
  10. Feb 15, 2012
  11. Feb 15, 2012
  12. Feb 15, 2012
  13. Feb 15, 2012
  14. Feb 15, 2012
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 44% of 14 private funds
Evidence
26 observations from 2 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeregistered_investment_adviserJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2012-02-15Jul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2015-07-02Jul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture share of reported funds0Jul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone••• LockedJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Employees12Jul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersNew York, NYJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address••• LockedJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private funds reported14Jul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$1.5BJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$1.7BJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture funds reported7Jul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website••• Locked
“••• Locked”
Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website••• LockedJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website••• LockedJul 2, 2015FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website statusunreachable
“home page did not answer with HTML”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Website statusunreachable
“home page did not answer with HTML”
Sep 13, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)