DFX Intelligence
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Firms / T••• M•••••• L••
T••• M•••••• L••
Private equity with venture activity · probableWhite Plains, NYSEC registered investment adviser
registered adviser; venture funds are 0% of 0 private funds
Importance
16
moderate
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
96
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- White Plains, NYadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 4, 2019
- Private funds reported
- 0 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- unknownreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Employees
- 2
- business phone
- 914-607-6960adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
6 reported, 6 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| D••••••• U• S•• L•• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2016 adv first reported | Harvest | $98.8M Mar 28, 2019 | 22 | unknown | unknown |
| D••••••• I••••••••• S•• L•• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2016 adv first reported | Harvest | $87.8M Mar 28, 2019 | 1 | unknown | unknown |
| M••• A••••••••• I•• T••• L•• | Fund · ADV: Private Equity Fund | 2015 adv first reported | Harvest | $44.4M Mar 28, 2019 | 31 | unknown | unknown |
| M••• A••••••••• I• P• L•• | Fund · ADV: Private Equity Fund | 2014 adv first reported | Harvest | $235,000 Mar 28, 2019 | 11 | unknown | unknown |
| M••• A••••••••• I• S•• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $256,000 Mar 28, 2019 | 13 | unknown | unknown |
| T••• I••••••••• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $1,560 Mar 28, 2019 | 37 | unknown | unknown |
| T••• I••••••••• • S• M•••• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $11.6M Mar 26, 2013 | 25 | unknown | unknown |
| T•••••••• I••••••••• C•••• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $249,458 Mar 29, 2018 | 19 | unknown | unknown |
| M• P••••••• I• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $121,615 Mar 29, 2018 | 25 | unknown | unknown |
| T••• I••••••••• • P•••••• P••• C••••••••• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $0 Mar 26, 2013 | 22 | unknown | unknown |
| T••• I••••••••• P•••• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $0 Mar 26, 2013 | 11 | unknown | unknown |
| T••• I••••••••• P••••• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $0 Mar 26, 2013 | 5 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
2 current, 0 departed
G••••• H•••• C••••••
PartnerMember · since Jun 1, 2006
R•••• M••••••
Platform and operationsCco, Member · since Jun 1, 2006
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
19 dated events
- Mar 28, 2019••• LockedFund no longer reportedFundsInferenceT•••••••• I••••••••• C•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2019••• LockedFund no longer reportedFundsInferenceM• P••••••• I• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2016••• LockedFund first reported on Form ADVFundsFactD••••••• U• S•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2016••• LockedFund first reported on Form ADVFundsFactD••••••• I••••••••• S•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 11, 2015••• LockedFund first reported on Form ADVFundsFactM••• A••••••••• I•• T••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2014••• LockedFund no longer reportedFundsInferenceT••• I••••••••• P•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2014••• LockedFund no longer reportedFundsInferenceT••• I••••••••• P••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2014••• LockedFund no longer reportedFundsInferenceT••• I••••••••• • P•••••• P••• C••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2014••• LockedFund first reported on Form ADVFundsFactM••• A••••••••• I• P• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2014••• LockedFund no longer reportedFundsInferenceT••• I••••••••• • S• M•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactM• P••••••• I• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactT••• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactT••• I••••••••• • S• M•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactT••• I••••••••• • P•••••• P••• C••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactT•••••••• I••••••••• C•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactM••• A••••••••• I• S•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactT••• I••••••••• P•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFund first reported on Form ADVFundsFactT••• I••••••••• P••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 0 private funds
Evidence
28 observations from 1 source