DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / A•••••••• A•••• M••••••••• L••
A•••••••• A•••• M••••••••• L••
CandidateNew York, NYSEC registered investment adviser
no sworn venture fact yet (name or round mention only)
Importance
2
low
Active deployment
0
low
Emerging
0
low
Completeness
31
moderate
Freshness
97
high
Research priority
1
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 20 EAST 69TH STREET, 4TH FLOOR, New York, NY, 10021-4922adviserinfo.sec.gov
- Business phone
- 212-935-0782adviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 25, 2024
- Private funds reported
- 0 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- unknownreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $200Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 2
- business phone
- 212-935-0782adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| W•••••• D••••••••• L•• | Fund | unknown | Wound down | $207,103 Feb 26, 2015 | 18 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 3 departed
G•••••••• M•• D••••• G•••••
Managing partnerManaging Member · since Jun 1, 2004
J•••••• H•••••
Platform and operationsChief Compliance Officer · since Nov 1, 2020
D•••••• M•••• S••••
Vice presidentVice President And Administrative Officer · since Mar 1, 2016
3 departed (kept with end dates)
- D•••• N••••• P•••• · Senior Vp & Chief Compliance Officer · Jun 1, 2004 to Mar 22, 2016 Inference
- E••• R••• R••••• · Chief Compliance Officer · Jul 1, 2017 to Nov 5, 2020 Inference
- P••••• R• S•••••• · Vice President & Administrative Officer · Feb 1, 2011 to Mar 22, 2016 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Mar 25, 2024W•••••• D••••••••• L•• no longer reported on Form ADV by A•••••••• A•••• M••••••••• L••Fund no longer reportedFundsInferenceW•••••• D••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 5, 2020E••• R••• R••••• (Chief Compliance Officer) no longer on Schedule A of A•••••••• A•••• M••••••••• L••
- Nov 1, 2020J•••••• H••••• joined Schedule A of A•••••••• A•••• M••••••••• L•• as Chief Compliance Officer
- Jul 1, 2017E••• R••• R••••• joined Schedule A of A•••••••• A•••• M••••••••• L•• as Chief Compliance Officer
- Mar 22, 2016P••••• R• S•••••• (Vice President & Administrative Officer) no longer on Schedule A of A•••••••• A•••• M••••••••• L••
- Mar 22, 2016D•••• N••••• P•••• (Senior Vp & Chief Compliance Officer) no longer on Schedule A of A•••••••• A•••• M••••••••• L••
- Mar 1, 2016D•••••• M•••• S•••• joined Schedule A of A•••••••• A•••• M••••••••• L•• as Vice President And Administrative Officer
- Mar 26, 2012A•••••••• A•••• M••••••••• L•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 26, 2012W•••••• D••••••••• L•• first reported on Form ADV by A•••••••• A•••• M••••••••• L•• (Venture Capital Fund), GAV $247,076Fund first reported on Form ADVFundsFactW•••••• D••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Candidate (candidate, 50%, cls-1)no sworn venture fact yet (name or round mention only)
Evidence
40 observations from 1 source