DFX Intelligence
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C•••••••• V••••••• M••••••••• L••
Multi-stage venture firmSEC venture capital fund adviser· Pasadena, California
Multi-stage venture firm, based in Pasadena, California, reporting $368M of private fund gross assets across 18 funds.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $368M
- New companies, 12 mo
- 2
- Investment team
- 2
- Latest vintage
- 2026
Form ADV, Schedule D
Portfolio pages, financing announcements and Form D
Form ADV Schedule A and the firm's team page
Form ADV and Form D
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- First reported, 12 months 6Latest Form D Jun 29, 2026
- Contact points 2
Scores, classification basis and filing advisersMulti-stage venture firm, confirmedShowHide
Importance
36
elevated
Active deployment
33
moderate
Emerging
0
low
Completeness
69
high
Freshness
97
high
Research priority
14
low
Multi-stage venture firmSEC exempt reporting adviser
both early and growth/opportunity families, reported GAV $307M
Identity and regulatory footprint
- Headquarters
- Pasadena, CAa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- c•••••••••.com
- SEC adviser type
- exempt reporting advisera•••••••••.s••.gov
- SEC exemption claimed
- venture capital fund advisera•••••••••.s••.govItem 2.B(1): advises solely venture capital funds
- Latest Form ADV
- Jul 14, 2026
- Private funds reported
- 18 (18 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $368Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
2 observed deals
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation
seed 100%
Stage at first entry
seed 100%
Sectors
unknown 100%
lead rate 100%follow-on rate 0%new logos, 12 months 2
Funds and vehicles
19 reported, 4 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| C•••••••• V••••••• N•• L•• | Fund | 2026 form d first sale | Newly closed | unknown | unknown | $999,992 of $999,992 | Jun 29, 2026 |
| C•••••••• G•• S••• L•• | SPV or co-invest vehicle | 2024 form d first sale | Early deployment | unknown | unknown | $1.2M of $1.2M | Apr 23, 2024 |
| C•••••••• C•••• S••• L•• | SPV or co-invest vehicle | 2024 form d first sale | Early deployment | unknown | unknown | $1.0M of $1.0M | Mar 18, 2024 |
| C•••••••• R• S••• L•• | SPV or co-invest vehicle | 2024 form d first sale | Early deployment | unknown | unknown | $2.0M of $2.0M | May 17, 2024 |
| C•••••••• F• I• S••• L•• | SPV or co-invest vehicle | 2024 form d first sale | Early deployment | unknown | unknown | $1.0M of $1.0M | Feb 26, 2024 |
| C•••••••• F• I•• S••• L•• | SPV or co-invest vehicle | 2024 form d first sale | Newly closed | unknown | unknown | $2.5M of $2.5M | Nov 14, 2024 |
| C•••••••• F• S••• L•• | SPV or co-invest vehicle | 2022 form d first sale | Active deployment | $12.4M Apr 24, 2024 | 26 | $11.1M of $11.1M | Aug 24, 2022 |
| C•••••••• H•• S••• L•• | SPV or co-invest vehicle | 2022 form d first sale | Active deployment | $4.8M Apr 24, 2024 | 12 | $3.9M of $3.9M | Aug 18, 2022 |
| C•••••••• S•• S•• | SPV or co-invest vehicle | 2022 form d first sale | Active deployment | $2.0M Apr 24, 2024 | 7 | $1.8M of $1.8M | Nov 17, 2022 |
| C•••••••• E• S••• L•• | SPV or co-invest vehicle | 2022 form d first sale | Active deployment | $399,550 Apr 24, 2024 | 3 | $400,000 of $400,000 | Nov 17, 2022 |
| C•••••••• V•••••••• I•• L• | Fund | 2021 form d first sale | Mature | $105M Apr 24, 2024 | 67 | $96.9M of $96.9M | Dec 21, 2021 |
| S••• V••••••• O••••••••• F••• I•• L• | Opportunity fund | 2012 form d first sale | Harvest | $58.8M Apr 24, 2024 | 92 | $77.4M of $77.4M | May 29, 2014 |
| S••• V••••••• O••••••••• F•••• L• | Opportunity fund | 2010 form d first sale | Harvest | $6.6M Apr 24, 2024 | 58 | $28.5M | Apr 21, 2010 |
| C•••••••• V•••••••• L• | Fund | unknown | Unknown | $84.1M Apr 24, 2024 | 76 | unknown | unknown |
| S••• V••••••• O••••••••• F••• B• L•• | Opportunity fund | unknown | Unknown | $21.6M Apr 24, 2024 | 2 | unknown | unknown |
| S••• V••••••• O••••••••• F••• a• L•• | Opportunity fund | unknown | Unknown | $10.5M Apr 24, 2024 | 2 | unknown | unknown |
| S••• V••••••• O••••••••• F••• B•••• L• | Opportunity fund | unknown | Unknown | $1.0M Apr 24, 2024 | 12 | unknown | unknown |
| S••• V••••••• O••••••••• F••• B••• L•• | Opportunity fund | unknown | Unknown | $32,806 Apr 24, 2024 | 1 | unknown | unknown |
| C•••••••• V••••••• I••• L• | Fund | unknown | Fundraising | unknown | unknown | $0 of $100M | Mar 27, 2025 |
| S••• V••••••• O••••••••• F••• A••• L•• | Opportunity fund | unknown | Wound down | $1.2M Mar 28, 2017 | 3 | unknown | unknown |
| S••• V••••••• O••••••••• F••• A•••• L•• | Opportunity fund | unknown | Wound down | $645,779 Mar 29, 2019 | 2 | unknown | unknown |
| S••• V••••••• O••••••••• F••• A•••• L•• | Opportunity fund | unknown | Wound down | $645,779 Mar 29, 2019 | 2 | unknown | unknown |
| S••• V••••••• O••••••••• F••• A•••• L•• | Opportunity fund | unknown | Wound down | $572,723 Mar 29, 2019 | 26 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 0 departed
J•••• S•••••••••
Managing partnerco-founder and managing partner
J•••• S•••••••••
PartnerManager · since Dec 1, 2016
K•••• D•••••
Platform and operationsChief Compliance Officer · since Dec 1, 2016
Investments on record
2 edges, 2 companies, 1 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| F••• | Funding round | lead | unknown | $5.0M | unknown | Jun 10, 2026 | Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS) |
| V•••••••• L••• | Seed Funding · Seed | lead | J•••• S••••••••• (confirmed) | $4.6M | unknown | Dec 23, 2025 | Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
2 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
16 dated events
- Jul 14, 2026••• LockedFund first reported on Form ADVFundsInferenceC•••••••• R• S••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Jul 14, 2026••• LockedFund first reported on Form ADVFundsInferenceC•••••••• C•••• S••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Jul 14, 2026••• LockedFund first reported on Form ADVFundsInferenceC•••••••• G•• S••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Jul 14, 2026••• LockedFund first reported on Form ADVFundsInferenceC•••••••• F• I• S••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Jul 14, 2026••• LockedFund first reported on Form ADVFundsInferenceC•••••••• V••••••• I••• L•IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Jul 14, 2026••• LockedFund first reported on Form ADVFundsInferenceC•••••••• F• I•• S••• L••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Mar 31, 2023••• LockedFund first reported on Form ADVFundsFactC•••••••• S•• S••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023••• LockedFund first reported on Form ADVFundsFactC•••••••• E• S••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023••• LockedFund first reported on Form ADVFundsFactC•••••••• F• S••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023••• LockedFund first reported on Form ADVFundsFactC•••••••• H•• S••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2021••• LockedFund first reported on Form ADVFundsFactC•••••••• V•••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2020••• LockedFund no longer reportedFundsInferenceS••• V••••••• O••••••••• F••• A•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2020••• LockedFund no longer reportedFundsInferenceS••• V••••••• O••••••••• F••• A•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2018••• LockedFund no longer reportedFundsInferenceS••• V••••••• O••••••••• F••• A••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2017••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2017••• LockedFund first reported on Form ADVFundsFactC•••••••• V•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Multi-stage venture firm (confirmed, 95%, cls-1)both early and growth/opportunity families, reported GAV $307M
Evidence
47 observations from 3 sources