DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / R•••••••• P••••••••• L••
R•••••••• P••••••••• L••
Private equity with venture activity · probableNew York, NYb•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 4 private funds
Importance
22
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
50
elevated
Freshness
98
high
Research priority
12
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 254 W 54TH STREET, 14TH FLOOR, New York, NY, 10019adviserinfo.sec.gov
- Business phone
- 570-606-5854adviserinfo.sec.gov
- Website
- b•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 28, 2024
- Private funds reported
- 4 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $153Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $154Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- business phone
- 570-606-5854adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- healthcare, consumer, media
- Stages
- not stated or not yet read
- Geography
- emerging markets, global, minnesota, new york, united states
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported, 7 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| B••• M••••••• P••••••••• L• | Fund · ADV: Private Equity Fund | 2022 adv first reported | Active deployment | $25.1M Mar 28, 2024 | 1 | unknown | unknown |
| M•••••••• I••••••••• P••••••••• L• | Fund · ADV: Private Equity Fund | unknown | Unknown | $14.3M Mar 28, 2024 | 2 | unknown | unknown |
| M•••••••• P••••••••• L• | Fund · ADV: Private Equity Fund | unknown | Unknown | $9.3M Mar 28, 2024 | 2 | unknown | unknown |
| R•• P••••••• L•• •••••• R•••• G•••••• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $1.5M Dec 6, 2023 | 6 | unknown | unknown |
| R•• P••••••• L•• ••• S•••• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $1.1M Dec 6, 2023 | 3 | unknown | unknown |
| R•• P••••••• L•• •••• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $925,000 Dec 6, 2023 | 4 | unknown | unknown |
| R•• P••••••• L•• ••• T••• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $825,000 Dec 6, 2023 | 4 | unknown | unknown |
| R•• P••••••• L•• •••••••• I••••••••• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $780,379 Dec 6, 2023 | 4 | unknown | unknown |
| R•• P••••••• L•• •••• L••• I• H•• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $775,000 Dec 6, 2023 | 3 | unknown | unknown |
| R•• P••••••• L•• ••• S•••••• | Fund · ADV: Private Equity Fund | 2023 adv first reported | Wound down | $600,000 Dec 6, 2023 | 1 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 0 departed
W•••••• J••• B••••
Platform and operationsCco · since Jun 1, 2023
C••••• W•••• C•••••
PrincipalPrincipal · since Mar 1, 2016
H••••• C•••••••• A•••••
PrincipalPrincipal · since Mar 1, 2016
J••• A•••••••• J•••••
PrincipalPrincipal · since Mar 1, 2016
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
19 dated events
- Mar 28, 2024R•• P••••••• L•• •••• L••• I• H•• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• •••• L••• I• H•• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024R•• P••••••• L•• ••• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• ••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024R•• P••••••• L•• ••• S•••• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• ••• S•••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024R•• P••••••• L•• ••• T••• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• ••• T••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024R•• P••••••• L•• •••••• R•••• G•••••• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• •••••• R•••• G•••••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024R•• P••••••• L•• •••••••• I••••••••• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• •••••••• I••••••••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024R•• P••••••• L•• •••• S•••••• no longer reported on Form ADV by R•••••••• P••••••••• L••Fund no longer reportedFundsInferenceR•• P••••••• L•• •••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 1, 2023W•••••• J••• B•••• joined Schedule A of R•••••••• P••••••••• L•• as Cco
- Mar 31, 2023R•• P••••••• L•• ••• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $600,000Fund first reported on Form ADVFundsFactR•• P••••••• L•• ••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023R•• P••••••• L•• •••••• R•••• G•••••• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $1,520,000Fund first reported on Form ADVFundsFactR•• P••••••• L•• •••••• R•••• G•••••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023R•• P••••••• L•• ••• S•••• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $1,125,000Fund first reported on Form ADVFundsFactR•• P••••••• L•• ••• S•••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023R•• P••••••• L•• •••• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $925,000Fund first reported on Form ADVFundsFactR•• P••••••• L•• •••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023R•• P••••••• L•• •••••••• I••••••••• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $780,379Fund first reported on Form ADVFundsFactR•• P••••••• L•• •••••••• I••••••••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023R•• P••••••• L•• •••• L••• I• H•• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $775,000Fund first reported on Form ADVFundsFactR•• P••••••• L•• •••• L••• I• H•• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2023R•• P••••••• L•• ••• T••• S•••••• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $825,000Fund first reported on Form ADVFundsFactR•• P••••••• L•• ••• T••• S••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 11, 2022B••• M••••••• P••••••••• L• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $12,800,000Fund first reported on Form ADVFundsFactB••• M••••••• P••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 28, 2021R•••••••• P••••••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 28, 2021M•••••••• P••••••••• L• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $20,000,000Fund first reported on Form ADVFundsFactM•••••••• P••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 28, 2021M•••••••• I••••••••• P••••••••• L• first reported on Form ADV by R•••••••• P••••••••• L•• (Private Equity Fund), GAV $10,000,000Fund first reported on Form ADVFundsFactM•••••••• I••••••••• P••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 4 private funds
Evidence
25 observations from 2 sources