DFX Intelligence
Venture Capital Intelligence
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Firms / F••••• D••••• C•••• • C• I••
F••••• D••••• C•••• • C• I••
At F••••• D••••• C••••, we believe that successfully managing wealth is a long-term proposition, requiring strategic thinking, dedication and tenacity.
registered adviser; venture funds are 14% of 5 private funds
Importance
16
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
98
high
Research priority
4
low
Identity and regulatory footprint
- Headquarters
- Boston, MAadviserinfo.sec.gov
- Office address
- 101 ARCH STREET - 18TH FLOOR, Boston, MA, 02110-1130adviserinfo.sec.gov
- Business phone
- 617-423-3900adviserinfo.sec.gov
- Website
- f••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 26, 2019
- Private funds reported
- 5 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $60.9Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.3Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 14
- business phone
- 617-423-3900adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- boston, global
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| F•• V•••••• P••••••• | Fund | unknown | Wound down | $4,075 Apr 19, 2017 | 6 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
25 current, 5 departed
H•••••• R•••••••••
AssociateClient Service Associate
J••••••• P••••
Board or advisoryFamily Advisor
L•••• C•••
Board or advisoryClient Service Advisor
M••••••• S••••••
Board or advisoryClient Service Advisor
N••••••• U•••
Board or advisoryClient Advisor
O••••• D•••
Board or advisoryClient Service Advisor
P••••••• A• S••••••
Board or advisorySenior Client Advisor
P••••••• I• H••••••
Board or advisoryClient Service Advisor
E•••••••• a• B••••••
Founder or executivePresident · since Jul 1, 2013
A••••• K•••••••
PartnerPortfolio Manager - Emeritus
B••••• L• M•••••••
PartnerSenior Client Advisor, Partner
F• P•••• F•••••
PartnerHead of Private Investments, Partner
J•••••• D••••• M•••••
PartnerChief Investment Officer · since Sep 1, 2016
J•••••• M•••••
PartnerChief Investment Officer, Partner
V••••• S•••••
PartnerPortfolio Manager, Partner
A••••• R••••••••• K•••••••
Platform and operationsChief Compliance Officer · since Nov 1, 2002
D••••••• G•••••
Platform and operationsChief Operating Officer · since Jul 1, 2013
D••••••• G•••••
Platform and operationsChief Operating Officer, Chief Compliance Officer, Sr. Client Advisor, Partner
L•••• S••••••••
Platform and operationsOffice Manager
S•••• D••••••
Platform and operationsManager of Operations, Associate Portfolio Manager
S••••• T•••••
Platform and operationsAccounting Services Associate
S•••••• K••••
Platform and operationsSenior Operations & Trading Analyst
B••••• L••••••• M•••••••
Vice presidentVice President · since Jan 1, 2014
F•••••••• P•••• F•••••
Vice presidentVice President · since Jul 1, 2017
V••••• S•••••
Vice presidentVice President · since Dec 1, 2016
5 departed (kept with end dates)
- D•••••• B••• P••••••• · Vice President · Jun 1, 2013 to Mar 29, 2017 Inference
- G••••••• C•••••• K••• · Vice President · Sep 1, 2008 to Mar 22, 2018 Inference
- H••••• J••••• S••••••••• · Vice President · Jan 1, 2016 to Aug 19, 2016 Inference
- R••••• E••••• G•••••• · Vice President · Dec 1, 2000 to Mar 28, 2014 Inference
- R•• B••••••••• L••••• · Vice President · Jul 1, 2013 to Mar 22, 2018 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
15 dated events
- Feb 20, 2019F•• V•••••• P••••••• no longer reported on Form ADV by F••••• D••••• C•••• • C• I••Fund no longer reportedFundsInferenceF•• V•••••• P•••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 22, 2018G••••••• C•••••• K••• (Vice President) no longer on Schedule A of F••••• D••••• C•••• • C• I••
- Mar 22, 2018R•• B••••••••• L••••• (Vice President) no longer on Schedule A of F••••• D••••• C•••• • C• I••
- Jul 1, 2017F•••••••• P•••• F••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Vice President
- Mar 29, 2017D•••••• B••• P••••••• (Vice President) no longer on Schedule A of F••••• D••••• C•••• • C• I••
- Dec 1, 2016V••••• S••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Vice President
- Sep 1, 2016J•••••• D••••• M••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Chief Investment Officer
- Aug 19, 2016H••••• J••••• S••••••••• (Vice President) no longer on Schedule A of F••••• D••••• C•••• • C• I••
- Jan 1, 2016H••••• J••••• S••••••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Vice President
- Mar 28, 2014R••••• E••••• G•••••• (Vice President) no longer on Schedule A of F••••• D••••• C•••• • C• I••
- Jan 1, 2014B••••• L••••••• M••••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Vice President
- Jul 1, 2013D••••••• G••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Chief Operating Officer
- Jun 1, 2013D•••••• B••• P••••••• joined Schedule A of F••••• D••••• C•••• • C• I•• as Vice President
- Mar 30, 2012F••••• D••••• C•••• • C• I•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012F•• V•••••• P••••••• first reported on Form ADV by F••••• D••••• C•••• • C• I•• (Venture Capital Fund), GAV $73,464Fund first reported on Form ADVFundsFactF•• V•••••• P•••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 14% of 5 private funds
Evidence
32 observations from 2 sources