DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C••••••••• C••••••••• I•••••••••
C••••••••• C••••••••• I•••••••••
Private equity with venture activity · probableNewport Beach, CAc•••••••••.comSEC registered investment adviser
Unbiased investment advice and custom portfolios, institutional advisory and outsourced CIO services for endowments and foundations and wealth management for families
registered adviser; venture funds are 8% of 16 private funds
Importance
19
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
63
high
Freshness
98
high
Research priority
10
low
Identity and regulatory footprint
- Headquarters
- Newport Beach, CAadviserinfo.sec.gov
- Office address
- 610 NEWPORT CENTER DRIVE, SUITE 500, Newport Beach, CA, 92660-6404adviserinfo.sec.gov
- Business phone
- 949-721-9580adviserinfo.sec.gov
- Website
- c•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- May 4, 2026
- Private funds reported
- 16 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $1.8Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $46Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 64
- business phone
- 949-721-9580adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- ai, healthcare, media
- Stages
- not stated or not yet read
- Geography
- canada, seattle
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| S•••••• V•••••• F••• I•• L• | Fund | 2025 form d first sale | Fundraising | unknown | unknown | $13.8M of $15.2M | Jun 5, 2025 |
| O••••••••• I• • F•••••••• F•••• A••••• L•• | Opportunity fund | 2025 form d first sale | Newly closed | unknown | unknown | $17.6M of $17.6M | Sep 5, 2025 |
| C••••••••• V• C••••••••• F••• I• L• | SPV or co-invest vehicle | 2024 form d first sale | Early deployment | $4.9M Dec 12, 2024 | 4 | $5.0M of $5.0M | Nov 15, 2024 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
64 current, 28 departed
A••••• V•• V••••
AnalystFamily Office Analyst
C••••• C•••••
AnalystSenior Performance Analyst
C•••• S••
AnalystSenior Performance Analyst
E•••• H••••
AnalystInvestment Analyst
G•••••• V••••••
AnalystSenior Investment Analyst
J•••••••• G•••••
AnalystSenior Investment Analyst
K•••• F•••••
AnalystSenior Performance Reporting Analyst
K•••••• O••
AnalystSenior Family Office Analyst
M•••• F•••••
AnalystFamily Office Analyst
M••••• O••••
AnalystPerformance Analyst
O••••• F•••
AnalystInvestment Analyst
R••••• R•••
AnalystAnalyst, Investment Research
S•• H•••••••••
AnalystSenior Investment Analyst
S••••• C••••
AnalystPerformance Analyst
S••• L••••
AnalystInvestment Analyst
D••••••• S••••
AssociateAssociate, Investment Research
W••••• B••••••
AssociateAnalytics Associate
D••••••• C••••••••
Founder or executivePresident
D••••••• C••••••••
Founder or executivePresident · since Jul 1, 2015
D••••• R••••••• C••••
Founder or executiveChairman · since Oct 1, 2009
J•••• L••••
Founder or executiveChief Executive Officer
M•••••• L••••
Founder or executiveChairman
M•••••• S•••• L••••
Founder or executiveChief Executive Officer · since Sep 1, 2013
A••••• Y••••
OtherPortfolio Administrator, Family Office
A•••••• R•••
OtherSenior Portfolio Administrator
A•••• C•••• R••••••
OtherAnnual Investment Forum
E•••• M•••••••
OtherSenior Portfolio Administrator
J••• T•••••
OtherPortfolio Administrator
K••••••• T•••
OtherSenior Portfolio Administrator
R•••• P•••••••
OtherPortfolio Administrator
S••••••• K••
OtherPortfolio Administrator
E••• G••••
PartnerPrivate Fund Manager
G•••••• J••••••
PartnerManager of Analytics
J••••• H••••
PartnerPerformance Manager
J• M•••••••••
PartnerManaging Director
J•••••• M••••
PartnerSenior Relationship Manager
J•••• D••• I•• M•••••••••
PartnerManaging Director · since Jul 1, 2002
N••••••• S•••••••••
PartnerPerformance Manager
N•••• C• W•••
PartnerManaging Director · since Dec 1, 2015
N•••• W•••
PartnerManaging Director
S••• T•••••
PartnerManaging Director
S••••• B••••
PartnerManaging Director
C•••••••• G••••
Platform and operationsSenior Investment Services Coordinator
D••••• C•••••
Platform and operationsChief Financial Operating Officer
K•••• S•••••••
Platform and operationsSenior Manager of M•••eting
L••••• L•••
Platform and operationsController
M•••••• E•••••••
Platform and operationsChief Operating Officer · since Dec 1, 2009
M••••• B••••
Platform and operationsOperations Manager
P••••• P•••••
Platform and operationsManaging Director, CCO
P••••• R•••• P•••••
Platform and operationsDirector Of Outsourced Investments/Chief Compliance Officer (Cco) · since Sep 1, 2013
D• R••••••• C••••
PrincipalFounding Director
D•• J•••••••
PrincipalDirector of Business Development
J•••• E• L••••
PrincipalDirector · since Jan 1, 2023
J••• Z•••••••
PrincipalDirector
A•••••• A•••••
Vice presidentVice President, Investment Research
B•••••• S•••••••
Vice presidentVice President
B•••••• M•••••
Vice presidentVice President
B•••••• M•••
Vice presidentVice President
C••• B•••••••••
Vice presidentVice President
C•••••••• C•••
Vice presidentSenior Associate, Investment Research
C•••••••• E••••••••
Vice presidentVice President, Investment Research
K••• M•••••••
Vice presidentSenior Associate, Investment Research
M•••• S•••••••
Vice presidentSenior Associate, Investment Research
T•••••• T••••
Vice presidentVice President
28 departed (kept with end dates)
- T••••• M•••••• S•••••••• · Research Analyst · Jul 1, 2014 to Aug 12, 2015 Inference
- A•••••••• J••••• C•••••• · Associate · Sep 1, 2013 to Mar 27, 2018 Inference
- B••••••• R•• F••••••• · President · Sep 1, 2013 to Aug 12, 2015 Inference
- J•••• L•••• · Chief Executive Officer · ? to Sep 16, 2026 Inference
- J•••••• A•• M•••• · Sr. Client Service Specialist · Jan 1, 2013 to Mar 27, 2018 Inference
- A•••• H••••• B•••••••• · Managing Director · Aug 1, 2001 to Mar 27, 2018 Inference
- A••••••• C••••• D•••••••• · Manager Of Client Services · Jul 1, 2014 to Mar 27, 2018 Inference
- G•••••• B•••• K••••••• · Manager Of Analytics · Jan 1, 2013 to Jan 22, 2014 Inference
- J•••• M•••••• H••••• · Chief Investment Officer & Director Of Research · Nov 1, 2012 to Aug 22, 2014 Inference
- L•••••• a• I•• Y••••• · Managing Director · Oct 1, 1999 to Aug 22, 2014 Inference
- S••• T••••• · Managing Director · ? to Sep 16, 2026 Inference
- S••••• B•••• · Managing Director · ? to Sep 16, 2026 Inference
- A•• M••••••• G••••••• · Director Of M•••eting · Mar 1, 2012 to Jan 22, 2014 Inference
- M••• A••••• M••••••• · Chief Compliance Officer · Aug 1, 2009 to Dec 4, 2014 Inference
- P••• M•••••• N••••• · Chief Financial Officer; Finop · Jan 1, 2010 to Mar 28, 2013 Inference
- R••••• B• P•••• · M•••eting Manager · Nov 1, 2013 to Mar 27, 2018 Inference
- T••••• B••••• · Chief Financial Officer · Mar 1, 2013 to Aug 22, 2014 Inference
- A•••• D•••• J••• · Director Of Global Equity Research · Mar 1, 2013 to Aug 22, 2014 Inference
- J•••••• L••••••• P••••••• · Director Of Human Resources And Adminstration · Mar 1, 2012 to Mar 27, 2018 Inference
- J•••••• P••••••• · Director Of Human Resources And Adminstration · Mar 1, 2012 to Feb 27, 2017 Inference
- K•••••• P•••• K•••••• · Director · Mar 1, 2012 to Dec 22, 2016 Inference
- M•••••• T••••• F••••• · Director Of Manager Research · Oct 1, 2009 to Mar 28, 2013 Inference
- R••• M•••••• Q•••• · Director Of Alternative Investment Research · Mar 1, 2013 to Mar 30, 2016 Inference
- R••• O••• S•••••••• · Director Of Private Equity Research · Mar 1, 2013 to Mar 31, 2014 Inference
- B•••••• M••• · Vice President · ? to Sep 16, 2026 Inference
- J•••• E• L•••• · Vice President · Feb 1, 2012 to Mar 27, 2018 Inference
- N•••• C• W••• · Vice President · Aug 1, 2007 to Mar 27, 2018 Inference
- S••• T••••• · Vice President · Jul 1, 2014 to Mar 27, 2018 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
45 dated events
- Sep 16, 2026S••• T••••• (Managing Director) no longer on the team page of C••••••••• C••••••••• I•••••••••Person leftPeopleInferenceS••• T•••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026B•••••• M••• (Vice President) no longer on the team page of C••••••••• C••••••••• I•••••••••Person leftPeopleInferenceB•••••• M•••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026J•••• L•••• (Chief Executive Officer) no longer on the team page of C••••••••• C••••••••• I•••••••••Person leftPeopleInferenceJ•••• L••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026S••••• B•••• (Managing Director) no longer on the team page of C••••••••• C••••••••• I•••••••••Person leftPeopleInferenceS••••• B••••Venture organization websites (about, team, portfolio, thesis, news pages)
- Dec 12, 2024C••••••••• V• C••••••••• F••• I• L• first reported on Form ADV by C••••••••• C••••••••• I••••••••• (Venture Capital Fund), GAV $4,933,820Fund first reported on Form ADVFundsFactC••••••••• V• C••••••••• F••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 1, 2023J•••• Eric L•••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Director
- Mar 27, 2018A••••••• C••••• D•••••••• (Manager Of Client Services) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018M•••••• Brian E••••••• (Chief Operating Officer) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018R••••• B• P•••• (M•••eting Manager) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018J•••• Eric L•••• (Vice President) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018A•••••••• J••••• C•••••• (Associate) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018A•••• H••••• B•••••••• (Managing Director) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018J•••••• L••••••• P••••••• (Director Of Human Resources And Adminstration) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018N•••• C• W••• (Vice President) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018J•••••• A•• M•••• (Sr. Client Service Specialist) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 27, 2018S••• T••••• (Vice President) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Feb 27, 2017J•••••• P••••••• (Director Of Human Resources And Adminstration) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Dec 22, 2016K•••••• P•••• K•••••• (Director) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 30, 2016R••• M•••••• Q•••• (Director Of Alternative Investment Research) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Dec 1, 2015N•••• C• W••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Managing Director
- Aug 12, 2015T••••• M•••••• S•••••••• (Research Analyst) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Aug 12, 2015B••••••• R•• F••••••• (President) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Dec 4, 2014M••• A••••• M••••••• (Chief Compliance Officer) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Aug 22, 2014J•••• M•••••• H••••• (Chief Investment Officer & Director Of Research) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Aug 22, 2014L•••••• a• I•• Y••••• (Managing Director) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Aug 22, 2014A•••• D•••• J••• (Director Of Global Equity Research) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Aug 22, 2014T••••• B••••• (Chief Financial Officer) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Jul 1, 2014A••••••• C••••• D•••••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Manager Of Client Services
- Jul 1, 2014T••••• M•••••• S•••••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Research Analyst
- Jul 1, 2014S••• T••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Vice President
- Mar 31, 2014R••• O••• S•••••••• (Director Of Private Equity Research) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Jan 22, 2014A•• M••••••• G••••••• (Director Of M•••eting) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Jan 22, 2014G•••••• B•••• K••••••• (Manager Of Analytics) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Nov 1, 2013R••••• B• P•••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Manager Of M•••eting
- Sep 1, 2013A•••••••• J••••• C•••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Associate
- Sep 1, 2013B••••••• R•• F••••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as President
- Mar 28, 2013P••• M•••••• N••••• (Chief Financial Officer; Finop) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 28, 2013M•••••• T••••• F••••• (Director Of Manager Research) no longer on Schedule A of C••••••••• C••••••••• I•••••••••
- Mar 1, 2013T••••• B••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Chief Financial Officer; Finop
- Jan 1, 2013J•••••• A•• M•••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Sr. Client Service Specialist
- Jan 1, 2013G•••••• B•••• K••••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Manager Of Analytics
- Nov 1, 2012J•••• M•••••• H••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Chief Investment Officer & Director Of Research
- Mar 30, 2012C••••••••• C••••••••• I••••••••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 1, 2012J•••••• L••••••• P••••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Director Of Human Resources And Adminstration
- Dec 1, 2009M•••••• Brian E••••••• joined Schedule A of C••••••••• C••••••••• I••••••••• as Chief Operating Officer
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 8% of 16 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 8% of 12 private funds
Evidence
87 observations from 3 sources