DFX Intelligence
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A•••• C•••••• I••••••••• A••••••• L••
Private equity with venture activitySEC-registered adviserClassification probable· New York, New York
Private equity with venture activity, based in New York, New York, reporting $24.1M of private fund gross assets across 3 funds.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $24.1M
- New companies, 12 mo
- Not established
- Investment team
- 1
- Latest vintage
- 2021
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
Form ADV and Form D
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- First reported, 12 months 1Latest Form D Aug 4, 2025
- Contact points 1
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShowHide
Importance
6
low
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
94
high
Research priority
2
low
Private equity with venture activity · probableSEC registered investment adviser
registered adviser; venture funds are 20% of 3 private funds
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- May 6, 2026
- Private funds reported
- 3 (2 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $24.1Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $155Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 1
- business phone
- ••• Lockedadviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehiclesWhat these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| A•••• T••••••••• G••••• F••• L• | Growth fund | 2021 adv first reported | Mature | $19.5M Oct 10, 2024 | 57 | unknown | unknown |
Investment team
1 current, 0 departed
A•••• T••••
Managing partnerManaging Member And Chief Compliance Officer · since Mar 1, 2015
Investments on recordWhat these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
3 dated events
- May 6, 2026••• LockedFund first reported on Form ADVFundsInferenceQ•••••• A• F••• I• L•••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Mar 30, 2021••• LockedFund first reported on Form ADVFundsFactA•••• T••••••••• G••••• F••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 10, 2017••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 20% of 3 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 20% of 1 private funds
Evidence
53 observations from 2 sources