DFX Intelligence
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Firms / G•••••• C•••••• H••••••• L••
G•••••• C•••••• H••••••• L••
Private equity with venture activity · probableNew York, NYg••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 2 private funds
Importance
22
moderate
Active deployment
0
low
Emerging
0
low
Completeness
56
elevated
Freshness
97
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- g••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 8, 2024
- Private funds reported
- 2 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $229Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $606Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 14
- Owners on Schedule A
- G•••••• H••••••• G• L•• (General Partner), F; J••• M••••• T•••• C•••••• o• D••••••• (Trustee), F; G•••••• G•••• L•• (General Partner), F; G•••••• G•••• L•• (Sole Member), E; G•••••• M•••••• H••••••• L• (Sole Member), E; E•••••••• K• W••••••• 2••• D•••••• T•••• (Sole Member), E; H••••••••• H••••••• L•• (Limited Partner), C
- business email
- ••• Lockedg••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- enterprise software
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
2 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| G•••• C•••••• L•• | Fund · ADV: Private Equity Fund | 2022 adv first reported | Active deployment | $51,862 Jul 8, 2024 | 3 | unknown | unknown |
| G•••••• C•••••• I• L• | Fund · ADV: Private Equity Fund | 2021 form d first sale | Mature | $229M Jul 8, 2024 | 46 | $175M of $500M | Jul 25, 2023 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
15 current, 0 departed
A••••• L••
AssociateAssociate
C•••••••• W••••••
Board or advisorySenior Investment Advisor
C••••• G••••••
Board or advisorySenior Investment Advisor
L••• E•••••••
Board or advisorySenior Advisor
A••••• Z•••
Investor relationsExecutive Assistant | IR Operations & Events
E•••••••• W•••••••
Managing partnerFounder and Managing Partner
E•••••••• K••• W•••••••
PartnerSole Member · since Mar 1, 2021
H•••• M••••••
PartnerManaging Director
K•• H••••
PartnerSenior Strategic Partner
C•••• A•••••••
Platform and operationsDirector Of Finance / Chief Compliance Officer · since Jan 1, 2022
C•••• A•••••••
Platform and operationsDirector of Finance
E•••• C•••••
PrincipalPrincipal
L••••• L••
PrincipalPrincipal
D••••• B•••
Vice presidentVice President
O•••••• v•• d•• G•••
Vice presidentVice President
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
4 dated events
- Mar 30, 2022••• LockedFund first reported on Form ADVFundsFactG•••• C•••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2022••• LockedFund first reported on Form ADVFundsFactG•••••• C•••••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 1, 2022••• Locked
- Jul 10, 2020••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 2 private funds
Evidence
32 observations from 2 sources