DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / H•••••• F••• A•••••••• I•••
H•••••• F••• A•••••••• I•••
HMC aspires to be a trusted, integrated alternative asset manager that consistently delivers alpha across the risk spectrum and attracts, develops and retains high-quality talent.
corporate parent: Harbinger Corporation
Importance
26
moderate
Active deployment
0
low
Emerging
0
low
Completeness
63
high
Freshness
99
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Birmingham, ALadviserinfo.sec.gov
- Office address
- 2100 THIRD AVENUE NORTH, STE 600, Birmingham, AL, 35203adviserinfo.sec.gov
- Business phone
- 205/987-5500adviserinfo.sec.gov
- Website
- h••••••.net
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 31, 2026
- Private funds reported
- 44 (4 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $6.9Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $7.8Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 147
- Owners on Schedule A
- H•••••••• C••••••••• (Shareholder), E; H•••••• M••••••••• C••••••••• (Shareholder), E
- business email
- contact@harbert.netharbert.netpublished by the subject
- business phone
- 205/987-5500adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- energy
- Stages
- not stated or not yet read
- Geography
- global
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
5 reported, 3 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| H•••••• G••••• P••••••• V• L• | Growth fund | 2021 form d first sale | Mature | $64.5M Mar 29, 2024 | 74 | $115M | Feb 9, 2022 |
| H•••••• G••••• P••••••• I•• L• | Fund | 2015 form d first sale | Harvest | $117M Mar 29, 2024 | 53 | $96.3M | Jan 17, 2017 |
| H•••••• V•••••• P••••••• I••• L• | Fund | 2011 form d first sale | Harvest | $20.2M Mar 29, 2024 | 37 | $76.8M of $125M | Apr 16, 2012 |
| N••• C••••••••• L•• | SPV or co-invest vehicle | 2010 form d first sale | Harvest | $3.8M Jul 10, 2012 | 10 | $3.0M of $3.0M | Nov 18, 2010 |
| H•••••• V•••••• P••••••• I•• L• | Fund | 2008 form d first sale | Harvest | $678,322 Mar 29, 2024 | 48 | $56.3M of $150M | Nov 10, 2009 |
| H•••••• V•••••• P•••••••• L•• | Fund | unknown | Wound down | $2.9M Mar 28, 2022 | 35 | unknown | unknown |
| H•••••• V•••••• P••••••• ••••• F••••• L•• | Continuation vehicle | unknown | Wound down | $195,757 Mar 28, 2022 | 23 | unknown | unknown |
| A•• C••••••••• L•• | SPV or co-invest vehicle | unknown | Wound down | $27,378 Mar 30, 2016 | 16 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
9 current, 5 departed
L•• W••••• P••••••
OtherGlobal Head Of Capital Markets · since Mar 1, 2022
J••• F•••••••• B•••••
PartnerExecutive Vice President & Senior Managing Director, Absolute Return Strategies · since Dec 1, 2018
J••• M•••••• H••••••
PartnerShareholder · since Jun 1, 2018
M••• K•••••• B•••••
PartnerShareholder · since Jun 1, 2018
R•••••• J•••• H••••••
PartnerShareholder · since Nov 1, 1993
J•••• T••••• P••••••••
Platform and operationsPresident & Chief Operating Officer · since Jan 1, 2021
J••• M•••••••••
Platform and operationsExecutive Vice President, General Counsel & Secretary · since Mar 1, 2009
M•••••• C••••• B•••••
Platform and operationsVice President & Chief Compliance Officer · since Jul 1, 2006
R•••••• J•••• H••••••
Platform and operationsExecutive Vice President & Chief Financial Officer · since Jan 1, 2021
5 departed (kept with end dates)
- D•••• A••• B••••••• · Executive Vice President & Chief Financial Officer · Nov 1, 1993 to Mar 30, 2016 Inference
- M•••••• D•••••• L••• · President & Chief Operating Officer · Feb 1, 2004 to Mar 30, 2016 Inference
- S•••• J••• K••••• · Executive Vice President & Chief Financial Officer · Jan 1, 2016 to Mar 31, 2021 Inference
- W•••••• W••• B••••• · Director · Dec 1, 1996 to Mar 30, 2016 Inference
- C•••••• D••••• M••••• · Executive Vice President & Head Of Global Distribution · Nov 1, 2001 to Mar 30, 2023 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
23 dated events
- Mar 30, 2023C•••••• D••••• M••••• (Executive Vice President & Head Of Global Distribution) no longer on Schedule A of H•••••• F••• A•••••••• I•••
- Mar 30, 2023H•••••• V•••••• P•••••••• L•• no longer reported on Form ADV by H•••••• F••• A•••••••• I•••Fund no longer reportedFundsInferenceH•••••• V•••••• P•••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2023H•••••• V•••••• P••••••• ••••• F••••• L•• no longer reported on Form ADV by H•••••• F••• A•••••••• I•••Fund no longer reportedFundsInferenceH•••••• V•••••• P••••••• ••••• F••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2022H•••••• G••••• P••••••• V• L• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $36,537,124Fund first reported on Form ADVFundsFactH•••••• G••••• P••••••• V• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 1, 2022L•• W••••• P•••••• joined Schedule A of H•••••• F••• A•••••••• I••• as Global Head Of Capital Markets
- Mar 31, 2021S•••• J••• K••••• (Executive Vice President & Chief Financial Officer) no longer on Schedule A of H•••••• F••• A•••••••• I•••
- Jan 1, 2021J••• F•••••••• B••••• joined Schedule A of H•••••• F••• A•••••••• I••• as Shareholder
- Jan 1, 2021J•••• T••••• P•••••••• joined Schedule A of H•••••• F••• A•••••••• I••• as President & Chief Operating Officer
- Jun 1, 2018M••• K•••••• B••••• joined Schedule A of H•••••• F••• A•••••••• I••• as Shareholder
- Jun 1, 2018R•••••• J•••• H•••••• joined Schedule A of H•••••• F••• A•••••••• I••• as Shareholder
- Jun 1, 2018J••• M•••••• H•••••• joined Schedule A of H•••••• F••• A•••••••• I••• as Shareholder
- Mar 29, 2017A•• C••••••••• L•• no longer reported on Form ADV by H•••••• F••• A•••••••• I•••Fund no longer reportedFundsInferenceA•• C••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2016H•••••• Venture Partners IV, LP first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund)Fund first reported on Form ADVFundsFactH•••••• G••••• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2016W•••••• W••• B••••• (Director) no longer on Schedule A of H•••••• F••• A•••••••• I•••
- Mar 30, 2016D•••• A••• B••••••• (Executive Vice President & Chief Financial Officer) no longer on Schedule A of H•••••• F••• A•••••••• I•••
- Mar 30, 2016M•••••• D•••••• L••• (President & Chief Operating Officer) no longer on Schedule A of H•••••• F••• A•••••••• I•••
- Mar 20, 2012A•• C••••••••• L•• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $750,327Fund first reported on Form ADVFundsFactA•• C••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012N••• C••••••••• L•• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $3,833,070Fund first reported on Form ADVFundsFactN••• C••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012H•••••• V•••••• P••••••• ••••• F••••• L•• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $6,556,534Fund first reported on Form ADVFundsFactH•••••• V•••••• P••••••• ••••• F••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012H•••••• V•••••• P••••••• I••• L• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $5,347,272Fund first reported on Form ADVFundsFactH•••••• V•••••• P••••••• I••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012H•••••• V•••••• P••••••• I•• L• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $34,925,880Fund first reported on Form ADVFundsFactH•••••• V•••••• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012H•••••• V•••••• P•••••••• L•• first reported on Form ADV by H•••••• F••• A•••••••• I••• (Venture Capital Fund), GAV $25,579,628Fund first reported on Form ADVFundsFactH•••••• V•••••• P•••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012H•••••• F••• A•••••••• I••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Corporate venture (probable, 80%, cls-1)corporate parent: H•••••••• C•••••••••
Evidence
67 observations from 3 sources