DFX Intelligence
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B••••••••• C•••••• H•••••••• L••
Private equity with venture activitySEC-registered adviserClassification probable· Birmingham, Michigan
Private equity with venture activity, based in Birmingham, Michigan, reporting $296M of private fund gross assets across 4 funds.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $296M
- New companies, 12 mo
- Not established
- Investment team
- 4
- Latest vintage
- Not established
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- Contact points 2
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShowHide
Importance
18
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
5
low
Private equity with venture activity · probableSEC registered investment adviser
registered adviser; venture funds are 0% of 4 private funds
Identity and regulatory footprint
Website description: ••• Locked
- Headquarters
- Birmingham, MIa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- b•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 29, 2024
- Private funds reported
- 4 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $296Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $403Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 19
- Owners on Schedule A
- T••••••• H•••••••• L•• (Member), B; J•• H•••••••• L•• (Member), C; N•• H•••••••• L•• (Member), C
- business email
- ••• Lockedbloomfieldcapital.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- healthcare, industrial
- Stages
- not stated or not yet read
- Geography
- new york, tennessee, wisconsin
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
5 current, 0 departed
R•••• J••••••• L••••
Managing partnerManaging Partner · since Oct 1, 2017
B•••• K••••• T•••••••
PartnerMember · since Dec 1, 2015
J•••• F•••• J••••••
PartnerMember · since Dec 1, 2015
N••••••• S•••• C•••••
PartnerMember · since Dec 1, 2015
S•••• L•• L•••
Platform and operationsCfo · since May 1, 2014
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
3 dated events
- Oct 1, 2017••• Locked
- Dec 2, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 1, 2014••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 4 private funds
Evidence
49 observations from 2 sources