DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Firms / Firmament Opportunities Advisors, LLC
Firmament Opportunities Advisors, LLC
"Learn more about Firmament, our mission, vision, and the team dedicated to driving your success."
no sworn venture fact yet (name or round mention only)
Importance
23
moderate
Active deployment
11
low
Emerging
0
low
Completeness
63
high
Freshness
99
high
Research priority
7
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 50 ROCKEFELLER PLAZA, FLOOR 2, SUITE 201, New York, NY, 10020adviserinfo.sec.gov
- Business phone
- 212-956-1061adviserinfo.sec.gov
- Website
- https://www.firmament.com
- SEC adviser type
- exempt reporting adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 13, 2024
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $243Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Owners on Schedule A
- Confluence LLC (Member), A; Paca Frmt LLC (Manager), C; Firmament Opportunities, GP, LLC (General Partner), F; Advantage Capital Partners LLC (Member), E; Advantage Capital Holdings LLC (Member), E; Firmament Opportunities Managers, LP (Manager), C
- business email
- info@firmament.comfirmament.compublished by the subject
- business phone
- 212-956-1061adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
3 observed deals
Stated (the firm’s website)
- Sectors
- healthcare, biotech, energy, edtech, logistics, industrial
- Stages
- not stated or not yet read
- Geography
- chicago, europe, globally, great lakes, north america, texas, united states, virginia
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 3
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| Firmament Opportunities, LLC | Opportunity fund · ADV: Private Equity Fund | unknown | Unknown | $243M Mar 13, 2024 | 4 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
10 current, 2 departed
Christopher Dennis Smith
Managing partnerFounding Partner · since Apr 1, 2013
Open Navigation
OtherPortfolio
Riley McGlasson
OtherPortfolio
Edward Jun Zhu
PartnerMember · since Dec 1, 2020
Kenneth Nmn King
PartnerMember · since Jul 1, 2012
Parris a Boyd
PartnerLimited Partner · since Oct 1, 2021
Parris Boyd
PartnerPartner · since Mar 1, 2021
Jacqueline Haversat
Platform and operationsPortfolio Management & Operations
Kevin Michael Hoagland
Platform and operationsVp, Finance · since Nov 1, 2022
Marie Isabelle Palacios Hardy
Platform and operationsChief Compliance Officer / General Counsel · since Jan 1, 2023
2 departed (kept with end dates)
- Edward Jun Zhu · Owner · Oct 1, 2021 to Mar 31, 2023 Inference
- Kenneth Nmn King · Owner · Oct 1, 2021 to Mar 31, 2023 Inference
Investments on record
3 edges, 3 companies, 0 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| Page 2 | portfolio listing | unknown | unknown | unknown | unknown | Sep 16, 2026 | Fact Venture organization websites (about, team, portfolio, thesis, news pages) |
| Page 3 | portfolio listing | unknown | unknown | unknown | unknown | Sep 16, 2026 | Fact Venture organization websites (about, team, portfolio, thesis, news pages) |
| Representative Transactions | portfolio listing | unknown | unknown | unknown | unknown | Sep 16, 2026 | Fact Venture organization websites (about, team, portfolio, thesis, news pages) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
3 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Mar 31, 2023Kenneth Nmn King (Owner) no longer on Schedule A of Firmament Opportunities Advisors, LLC
- Mar 31, 2023Edward Jun Zhu (Owner) no longer on Schedule A of Firmament Opportunities Advisors, LLC
- Jan 1, 2023Marie Isabelle Palacios Hardy joined Schedule A of Firmament Opportunities Advisors, LLC as Chief Compliance Officer / General Counsel
- Nov 1, 2022Kevin Michael Hoagland joined Schedule A of Firmament Opportunities Advisors, LLC as Vp, Finance
- Dec 23, 2021Firmament Opportunities Advisors, LLC first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 23, 2021Firmament Opportunities, LLC first reported on Form ADV by Firmament Opportunities Advisors, LLC (Private Equity Fund), GAV $88,198,020Fund first reported on Form ADVFundsFactFirmament Opportunities, LLCSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 1, 2021Parris Boyd joined Schedule A of Firmament Opportunities Advisors, LLC as Partner
- Dec 1, 2020Edward Jun Zhu joined Schedule A of Firmament Opportunities Advisors, LLC as Member
- Jul 1, 2012Kenneth Nmn King joined Schedule A of Firmament Opportunities Advisors, LLC as Member
Classification history
- Sep 12, 2026Candidate (candidate, 50%, cls-1)no sworn venture fact yet (name or round mention only)
Evidence
31 observations from 2 sources