DFX Intelligence
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Firms / G••••••••• P•••••••• L••
G••••••••• P•••••••• L••
Private equity with venture activity · probableLarkspur, CAg•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 2 private funds
Importance
17
moderate
Active deployment
0
low
Emerging
0
low
Completeness
25
moderate
Freshness
100
high
Research priority
7
low
Identity and regulatory footprint
- Headquarters
- Larkspur, CAadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- g•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 6, 2024
- Private funds reported
- 2 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $439Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $220Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 6
- Owners on Schedule A
- T•• G•••••• a•• V••••••• T••••• T••••• D•••• A•••• 4• 2••• (Member), E
- business phone
- 415-298-6493adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
2 current, 2 departed
G•••••• M•••••• T•••••
Board or advisoryTrustee · since Apr 1, 2001
A••••• H•••• K•••••••••
Platform and operationsChief Financial Officer & Chief Compliance Officer · since May 1, 2024
2 departed (kept with end dates)
- B•••• R••••• · Chief Compliance Officer · Oct 1, 2021 to Mar 16, 2023 Inference
- Z•••••• B••••••• · Chief Compliance Officer; Chief Financial Officer · Aug 1, 2022 to Jun 6, 2024 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
6 dated events
- Jun 6, 2024Z•••••• B••••••• (Chief Compliance Officer; Chief Financial Officer) no longer on Schedule A of G••••••••• P•••••••• L••
- May 1, 2024A••••• H•••• K••••••••• joined Schedule A of G••••••••• P•••••••• L•• as Chief Financial Officer & Chief Compliance Officer
- Mar 16, 2023B•••• R••••• (Chief Compliance Officer) no longer on Schedule A of G••••••••• P•••••••• L••
- Aug 1, 2022Z•••••• B••••••• joined Schedule A of G••••••••• P•••••••• L•• as Chief Compliance Officer; Chief Financial Officer
- Oct 1, 2021B•••• R••••• joined Schedule A of G••••••••• P•••••••• L•• as Chief Compliance Officer
- May 15, 2014G••••••••• P•••••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 2 private funds
Evidence
36 observations from 2 sources