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W••••••••• • C••• L•••

Private equity with venture activitySEC-registered adviserClassification probable· New York, New York

Private equity with venture activity, based in New York, New York, reporting $651M of private fund gross assets across 6 funds.

Composed from this organization's classification, location and filed figures.

Fund gross assets
$651M
Form ADV, Schedule D
New companies, 12 mo
Not established
Investment team
3
Form ADV Schedule A and the firm's team page
Latest vintage
2014
Form ADV and Form D
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShow
Importance
24
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
6
low
Private equity with venture activity · probableSEC registered investment adviser

registered adviser; venture funds are 5% of 6 private funds

Identity and regulatory footprint
Headquarters
New York, NYadviserinfo.sec.gov
Office address
••• Lockedadviserinfo.sec.gov
Business phone
••• Lockedadviserinfo.sec.gov
SEC adviser type
registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
Mar 30, 2020
Private funds reported
6 (0 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$651Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$458Mthe adviser's RAUM, a regulatory measure, never a fund size
Employees
8
Owners on Schedule A
W••••••••• F••••• T••••• L••••• (Member), C; W••••••••• I••••••••• L••••• (General Partner), F; W••••••••• C••••••• L••• (Limited Partner), E; C•••• L•• (Member), C; W••••••••• H•••••••• L••••• (Sole Member), E
business phone
••• Lockedadviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehicles
0 reported, 2 no longer reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
W••••••••• C••••• C••••••••• L•SPV or co-invest vehicle · ADV: Private Equity Fund2014 adv first reportedWound down$5,000
Mar 29, 2018
17unknownunknown
W• S••• V••••••• I•• L•FundunknownWound down$524,032
Nov 2, 2016
9unknownunknown
Investment team
6 current, 3 departed
3 departed (kept with end dates)
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
12 dated events
  1. Mar 30, 2020
  2. Feb 1, 2020
  3. Mar 30, 2017
  4. Mar 30, 2017
  5. Mar 30, 2016
  6. Mar 31, 2014
  7. Mar 31, 2014
  8. Oct 1, 2012
  9. Feb 14, 2012
  10. Feb 14, 2012
  11. Jan 1, 2012
  12. May 1, 2011
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 5% of 6 private funds
Evidence
29 observations from 2 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeregistered_investment_adviserMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2012-02-14Mar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2020-03-30Mar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture share of reported funds0Mar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone••• LockedMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Employees8Mar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersNew York, NYMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address••• LockedMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private funds reported6Mar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$651MMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$458MMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture funds reported0Mar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website••• LockedMar 30, 2020FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website statusunreachable
home page did not answer with HTML
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Website statusunreachable
home page did not answer with HTML
Sep 15, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)