DFX Intelligence
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W••••••••• • C••• L•••
Private equity with venture activitySEC-registered adviserClassification probable· New York, New York
Private equity with venture activity, based in New York, New York, reporting $651M of private fund gross assets across 6 funds.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $651M
- New companies, 12 mo
- Not established
- Investment team
- 3
- Latest vintage
- 2014
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
Form ADV and Form D
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- Contact points 1
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShowHide
Importance
24
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
6
low
Private equity with venture activity · probableSEC registered investment adviser
registered adviser; venture funds are 5% of 6 private funds
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- w••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 30, 2020
- Private funds reported
- 6 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $651Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $458Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 8
- Owners on Schedule A
- W••••••••• F••••• T••••• L••••• (Member), C; W••••••••• I••••••••• L••••• (General Partner), F; W••••••••• C••••••• L••• (Limited Partner), E; C•••• L•• (Member), C; W••••••••• H•••••••• L••••• (Sole Member), E
- business phone
- ••• Lockedadviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehiclesWhat these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
0 reported, 2 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| W••••••••• C••••• C••••••••• L• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2014 adv first reported | Wound down | $5,000 Mar 29, 2018 | 17 | unknown | unknown |
| W• S••• V••••••• I•• L• | Fund | unknown | Wound down | $524,032 Nov 2, 2016 | 9 | unknown | unknown |
Investment team
6 current, 3 departed
E•••• B•••••• J••••
Founder or executiveChairman · since Jun 1, 2011
A••• B••••••
Managing partnerCo-Managing Partner · since Jan 1, 2001
G••••• L• M••••••
Managing partnerCo-Managing Partner · since Jan 1, 2001
R••••• A••••• F•••••••
PartnerManaging Director · since Jan 1, 2001
R••••• S• M••••••
Platform and operationsChief Financial Officer, Secretary · since Jan 1, 2001
S•••••••• R•••••• M•••••••
Platform and operationsGeneral Counsel / Chief Compliance Officer · since Feb 1, 2020
3 departed (kept with end dates)
- R•••• P•••••• B•••••• · Managing Director · Oct 1, 2012 to Mar 30, 2017 Inference
- R••••••••• R••••• · Managing Director · May 1, 2011 to Mar 30, 2016 Inference
- T••••• I•••• H•••• · Managing Director · Jan 1, 2012 to Mar 31, 2014 Inference
Investments on recordWhat these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
12 dated events
- Mar 30, 2020••• LockedFund no longer reportedFundsInferenceW••••••••• C••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 1, 2020••• Locked
- Mar 30, 2017••• Locked
- Mar 30, 2017••• LockedFund no longer reportedFundsInferenceW• S••• V••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2016••• Locked
- Mar 31, 2014••• Locked
- Mar 31, 2014••• LockedFund first reported on Form ADVFundsFactW••••••••• C••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 1, 2012••• Locked
- Feb 14, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 14, 2012••• LockedFund first reported on Form ADVFundsFactW• S••• V••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 1, 2012••• Locked
- May 1, 2011••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 5% of 6 private funds
Evidence
29 observations from 2 sources