DFX Intelligence
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Firms / T•••••••• C•••••• P••••••• L••
T•••••••• C•••••• P••••••• L••
Private equity with venture activity · probableNew York, NYt•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 26 private funds
Importance
34
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
15
moderate
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- t•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 26, 2024
- Private funds reported
- 26 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $947Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $473Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 10
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
15 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| T• C•••• W•••• V•••• Q•• L• | Feeder or parallel · ADV: Private Equity Fund | 2024 adv first reported | Early deployment | $64.8M Jun 26, 2024 | 9 | $0 | Feb 14, 2023 |
| T• C•••• W•••• V••••• L• | Fund · ADV: Private Equity Fund | 2024 adv first reported | Early deployment | $5.1M Jun 26, 2024 | 24 | $0 | Feb 14, 2023 |
| T•••••••• V•••• F••• I•• L• | Fund · ADV: Private Equity Fund | 2023 form d first sale | Active deployment | $201M Jun 26, 2024 | 23 | $275M of $275M | Dec 27, 2023 |
| T•••••••• V•••• F••• I•••• L• | Fund · ADV: Private Equity Fund | 2023 form d first sale | Active deployment | $57.5M Jun 26, 2024 | 3 | $275M of $275M | Dec 27, 2023 |
| T•••••••• V•••• F••• I•••• L• | Feeder or parallel · ADV: Private Equity Fund | 2023 form d first sale | Active deployment | $29.4M Jun 26, 2024 | 43 | $275M of $275M | Dec 27, 2023 |
| T••••••••• T••••••••• G•••• Q•• L• | Feeder or parallel · ADV: Private Equity Fund | 2021 form d first sale | Mature | $24.7M Jun 26, 2024 | 3 | $16.3M of $16.3M | Nov 9, 2021 |
| F••• C•••••• T••••••••• •••• L• | Feeder or parallel · ADV: Private Equity Fund | 2021 form d first sale | Mature | $10.6M Jun 26, 2024 | 5 | $25.6M of $25.6M | Mar 7, 2024 |
| T••••••••• T••••••••• G••••• L• | Fund · ADV: Private Equity Fund | 2021 form d first sale | Mature | $6.5M Jun 26, 2024 | 26 | $4.3M of $4.3M | Nov 9, 2021 |
| F••• C•••••• T••••••••• L• | Fund · ADV: Private Equity Fund | 2021 form d first sale | Mature | $3.8M Jun 26, 2024 | 28 | $7.6M of $7.6M | Mar 7, 2024 |
| A•• T••••••••• G•••• •••• L• | Feeder or parallel · ADV: Private Equity Fund | 2020 form d first sale | Mature | $27.9M Jun 26, 2024 | 6 | $16.9M of $16.9M | Dec 2, 2020 |
| S•••••• M••••• G•••• Q•• L••• | Feeder or parallel · ADV: Private Equity Fund | 2020 form d first sale | Mature | $27.1M Jun 26, 2024 | 4 | $18.7M of $18.7M | Jan 23, 2020 |
| S•••••• M••••• G••••• L••• | Fund · ADV: Private Equity Fund | 2020 form d first sale | Mature | $9.3M Jun 26, 2024 | 28 | $6.4M of $6.4M | Jan 23, 2020 |
| A•• T••••••••• G••••• L• | Fund · ADV: Private Equity Fund | 2020 form d first sale | Mature | $5.5M Jun 26, 2024 | 26 | $3.2M of $3.2M | Dec 2, 2020 |
| I•••••• P••••••• G••••• L• | Fund · ADV: Private Equity Fund | unknown | Unknown | $23,791 Mar 28, 2024 | 13 | unknown | unknown |
| I••••••••• M••••••• G••••• L• | Fund · ADV: Private Equity Fund | unknown | Unknown | $8,200 Mar 28, 2024 | 28 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 0 departed
I••• K••••••
Managing partnerManaging Partner, Member · since Mar 1, 2013
A••• S• O•••••
PartnerPartner, Member · since Jul 1, 2019
F••• F••• F•
Platform and operationsCfo, Cco · since Apr 1, 2023
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
17 dated events
- Mar 28, 2024••• LockedFund first reported on Form ADVFundsFactT•••••••• V•••• F••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024••• LockedFund first reported on Form ADVFundsFactT• C•••• W•••• V••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024••• LockedFund first reported on Form ADVFundsFactT•••••••• V•••• F••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024••• LockedFund first reported on Form ADVFundsFactT• C•••• W•••• V•••• Q•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2024••• LockedFund first reported on Form ADVFundsFactT•••••••• V•••• F••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 1, 2023••• Locked
- Mar 31, 2022••• LockedFund first reported on Form ADVFundsFactF••• C•••••• T••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2022••• LockedFund first reported on Form ADVFundsFactF••• C•••••• T••••••••• •••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2022••• LockedFund first reported on Form ADVFundsFactT••••••••• T••••••••• G•••• Q•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2022••• LockedFund first reported on Form ADVFundsFactT••••••••• T••••••••• G••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2021••• LockedFund first reported on Form ADVFundsFactA•• T••••••••• G•••• •••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2021••• LockedFund first reported on Form ADVFundsFactA•• T••••••••• G••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 27, 2020••• LockedFund first reported on Form ADVFundsFactS•••••• M••••• G••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 27, 2020••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 27, 2020••• LockedFund first reported on Form ADVFundsFactI•••••• P••••••• G••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 27, 2020••• LockedFund first reported on Form ADVFundsFactI••••••••• M••••••• G••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 27, 2020••• LockedFund first reported on Form ADVFundsFactS•••••• M••••• G•••• Q•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 26 private funds
Evidence
22 observations from 2 sources