DFX Intelligence
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Firms / C•• C••••••
C•• C••••••
Private equity with venture activity · probableNew York, NYc•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 3 private funds
Importance
2
low
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
1
low
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- c•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 7, 2024
- Private funds reported
- 3 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $426Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $426Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- business email
- ••• Lockedc•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- north america
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| C•••••• I••••••••• P••••••• F•••• L• | Fund · ADV: Private Equity Fund | 2011 form d first sale | Harvest | $2.6M Jun 7, 2024 | 26 | $230M of $350M | Feb 19, 2015 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
2 current, 1 departed
S•••• C••••••• M•••••
Managing partnerM••••••• P•••••• • M••••• • O• C•• F••• M••••••••• L•• · since Oct 1, 2011
M•••••• G• V•••
Platform and operationsC••• C••• M••••••• D••••••• • M••••• • O• C•• F••• M••••••••• L•• · since Oct 1, 2011
1 departed (kept with end dates)
- J••••• L••••• · M••••••• D••••••• • M••••• • O• C•• F••• M••••••••• L•• · Oct 1, 2011 to Oct 26, 2020 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
3 dated events
- Oct 26, 2020••• Locked
- Apr 2, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 2, 2012••• LockedFund first reported on Form ADVFundsFactC•••••• I••••••••• P••••••• F•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 3 private funds
Evidence
42 observations from 2 sources