DFX Intelligence
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Firms / A•••••• V•••••••• L••
A•••••• V•••••••• L••
Institutional venture firmSanta Clara, CASEC venture capital fund adviseremerging manager
venture manager, reported GAV $73M across 3 vehicles
Importance
15
moderate
Active deployment
4
low
Emerging
83
high
Completeness
50
elevated
Freshness
94
high
Research priority
26
moderate
Identity and regulatory footprint
- Headquarters
- Santa Clara, CAadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- exempt reporting adviseradviserinfo.sec.gov
- SEC exemption claimed
- venture capital fund adviseradviserinfo.sec.govItem 2.B(1): advises solely venture capital funds
- Latest Form ADV
- Apr 28, 2025
- Private funds reported
- 3 (3 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $73.2Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- business phone
- 408-727-5555adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation
series a 100%
Stage at first entry
series a 100%
Sectors
unknown 100%
lead rate 100%follow-on rate 0%new logos, 12 months 1
Funds and vehicles
3 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| A•••••• V••••••• I••• I••••••••• F•••• L••• | Fund | unknown | Unknown | $29.4M Sep 12, 2026 | 5 | unknown | unknown |
| A•••••• V••••••• I••••••••• F••• I•• L••• | Fund | unknown | Unknown | $25.0M Sep 12, 2026 | 3 | $0 of $25.0M | Sep 30, 2022 |
| A•••••• V••••••• I••••••••• F••• I• L••• | Fund | unknown | Unknown | $18.8M Sep 12, 2026 | 3 | $0 of $40.0M | Jun 23, 2017 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 0 departed
A•••• K•••••••••
General partnerManager (Of Filing Adviser And Each General Partner Referenced In Schedule D - Miscellaneous) · since Jan 1, 2020
O•••••• N•••••••
General partnerManager (Of Filing Adviser And Each General Partner Referenced In Schedule D - Miscellaneous) · since Nov 1, 2013
J••• W••
PrincipalSenior Director
Investments on record
1 edges, 1 companies, 1 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| S••••• R••••••• | Series A · Series A | lead | J••• W•• (confirmed) | unknown | unknown | Sep 30, 2025 | Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
2 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
4 dated events
- Sep 12, 2026••• LockedFund first reported on Form ADVFundsFactA•••••• V••••••• I••• I••••••••• F•••• L•••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Sep 12, 2026••• LockedFund first reported on Form ADVFundsFactA•••••• V••••••• I••••••••• F••• I•• L•••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Sep 12, 2026••• LockedFund first reported on Form ADVFundsFactA•••••• V••••••• I••••••••• F••• I• L•••IAPD Form ADV Part 1 PDF per firm (current filing, Schedule D 7.B.(1) and Schedule A)
- Apr 28, 2025••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Classification history
- Sep 13, 2026Institutional venture firm (confirmed, 95%, cls-1)venture manager, reported GAV $73M across 3 vehicles
- Sep 12, 2026Institutional venture firm (confirmed, 70%, cls-1)venture manager with no reported fund assets yet (scale unknown)
Evidence
14 observations from 2 sources