DFX Intelligence
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Firms / H••• A•••••••• L••
H••• A•••••••• L••
Private equity with venture activity · probableBrentwood, TNSEC registered investment adviser
registered adviser; venture funds are 0% of 1 private funds
Importance
15
moderate
Active deployment
0
low
Emerging
0
low
Completeness
31
moderate
Freshness
94
high
Research priority
6
low
Identity and regulatory footprint
- Headquarters
- Brentwood, TNadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Aug 3, 2016
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $212Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $275Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 4
- business phone
- 615-370-5862adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
2 current, 2 departed
K•••• S•• B•••••
Managing partnerManaging Member, Owner-President · since Mar 1, 2011
D••• M• R••••••
Platform and operationsChief Compliance Officer · since Feb 1, 2015
2 departed (kept with end dates)
- G••••• M••• J•••••• · Chief Compliance Officer - Attorney · Mar 1, 2011 to Mar 31, 2015 Inference
- J•••••• J••••• C••••• · Chief Operating Officer · May 1, 2014 to Oct 6, 2015 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
5 dated events
- Oct 6, 2015J•••••• J••••• C••••• (Chief Operating Officer) no longer on Schedule A of H••• A•••••••• L••
- Mar 31, 2015G••••• M••• J•••••• (Chief Compliance Officer - Attorney) no longer on Schedule A of H••• A•••••••• L••
- Feb 1, 2015D••• M• R•••••• joined Schedule A of H••• A•••••••• L•• as Chief Compliance Officer
- May 1, 2014J•••••• J••••• C••••• joined Schedule A of H••• A•••••••• L•• as Chief Operating Officer
- Mar 28, 2012H••• A•••••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 1 private funds
Evidence
28 observations from 1 source