Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.

Firms / NC III, L.L.C.

NC III, L.L.C.

Private equity with venture activity · probableDanville, CAnorthgate.comSEC registered investment adviserpart of Northgate

One of 2 advisers that share northgate.com; the firm is Northgate. Northgate Capital, LLC. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.

registered adviser; venture funds are 41% of 39 private funds

Importance
44
elevated
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
98
high
Research priority
13
low
Identity and regulatory footprint
Headquarters
Danville, CAadviserinfo.sec.gov
Office address
649 SAN RAMON VALLEY BLVD, Danville, CA, 94526adviserinfo.sec.gov
Business phone
925-820-9970adviserinfo.sec.gov
Website
WWW.NORTHGATE.COM
SEC adviser type
registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
Dec 8, 2014
Private funds reported
39 (16 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$3.6Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$2.4Bthe adviser's RAUM, a regulatory measure, never a fund size
Employees
36
business phone
925-820-9970adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
13 reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
NCD Investors, a Delaware Multiple Series LLCFundunknownUnknown$377M
Dec 8, 2014
54unknownunknown
Northgate Venture Partners III, L.P.FundunknownUnknown$191M
Dec 8, 2014
67unknownunknown
NCD Partners V, L.P.FundunknownUnknown$151M
Dec 8, 2014
72unknownunknown
Northgate Venture Partners II, L.P.FundunknownUnknown$106M
Dec 8, 2014
76unknownunknown
NCD Partners VI, L.P.FundunknownUnknown$57.6M
Dec 8, 2014
40$0Mar 17, 2009
Northgate Venture Partners III (q), L.P.FundunknownUnknown$39.9M
Dec 8, 2014
60unknownunknown
NCD Partners IV, L.P.FundunknownUnknown$39.5M
Dec 8, 2014
44unknownunknown
Northgate Partners, a Delaware Multiple Series LLCFundunknownUnknown$38.3M
Dec 8, 2014
144unknownunknown
Northgate Venture Partners II (q), L.P.FundunknownUnknown$25.7M
Dec 8, 2014
61unknownunknown
NCD Partners, L.P.FundunknownUnknown$7.7M
Dec 8, 2014
4unknownunknown
NCD Partners II, L.P.FundunknownUnknown$6.1M
Dec 8, 2014
2unknownunknown
NCD Fintegra Opportunity Fund, L.P.Opportunity fundunknownUnknown$3.7M
Dec 8, 2014
2$0Jun 25, 2010
NCD Partners Iv-Annex, L.P.Continuation vehicleunknownUnknown$2.5M
Dec 8, 2014
7unknownunknown
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
7 current, 0 departed
Jared Walker Stone
Member/Senior Advisor · since Jan 1, 2002
Board or advisory
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Mark Edward Harris
Member/Senior Advisor · since Jun 1, 2000
Board or advisory
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Brent Michael Jones
Member · since Jun 1, 2000
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Hosein Khajeh- Hosseiny
Member · since Oct 1, 2004
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Thomas Arthur Vardell
Member · since Jun 1, 2000
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Carol S. Christensen
Chief Compliance Officer · since Aug 1, 2011
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Moez Virani
Chief Operating Officer/Chief Financial Officer · since Jun 1, 2011
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
1 dated events
  1. Nov 28, 2011
    NC III, L.L.C. first filed Form ADV (IA)
    First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 41% of 39 private funds
Evidence
26 observations from 1 source
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeregistered_investment_adviserDec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2011-11-28Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2014-12-08Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture share of reported funds0Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone925-820-9970Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Employees36Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersDanville, CADec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address649 SAN RAMON VALLEY BLVD, Danville, CA, 94526Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private funds reported39Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$3.6BDec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$2.4BDec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture funds reported16Dec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
WebsiteWWW.NORTHGATE.COMDec 8, 2014FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)