DFX Intelligence
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B••••••• • C••••••• L••
Institutional venture firmSEC-registered adviserClassification probable· Petaluma, California
Institutional venture firm, based in Petaluma, California, reporting $3.4M of private fund gross assets across 1 fund.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $3.4M
- New companies, 12 mo
- Not established
- Investment team
- 10
- Latest vintage
- Not established
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- Contact points 1
Scores, classification basis and filing advisersInstitutional venture firm, probableShowHide
Importance
6
low
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
97
high
Research priority
2
low
Institutional venture firm · probableSEC registered investment adviser
venture manager with no reported fund assets yet (scale unknown)
Identity and regulatory footprint
Website description: ••• Locked
- Headquarters
- Petaluma, CAadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- b•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 29, 2023
- Private funds reported
- 1 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $3.4Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $492Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- business phone
- ••• Lockedadviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehiclesWhat these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
17 current, 3 departed
A••••• D•••••
AnalystM&A Analyst
A••• M•••• G•••••
AssociatePrivate Client Associate
A•••••• W•••••
AssociatePrivate Client Associate
B••• B•••
AssociateFinancial Planning Associate
A•••••••• Q••••• B•••••••
Board or advisoryWealth Advisor
A••••• H•••••••
Board or advisoryWealth Advisor
A•••• G••••
Board or advisoryWealth Advisor
B••••••• C••••
Board or advisoryWealth Advisor
B••• R••••••
Board or advisoryWealth Advisor
A••• B••••••••
PartnerPartner, Investment Analyst
A••••• B•••••
PartnerPartner, Wealth Advisor
A••••• A••••••
PartnerChief Executive Officer, Partner, Wealth Advisor
B••• B•••••••
PartnerPartner, Wealth Advisor, Head of Financial Planning
B•••• R••• B••••
PartnerPartner · since Jan 1, 2019
B•••• M•••••••••
Platform and operationsDirector of Operations
J•••• D•••• B•••••••
Platform and operationsPrincipal/Chief Compliance Officer · since May 1, 2004
A•••••• F••••••
PrincipalDirector of Human Resources
3 departed (kept with end dates)
- H•••• M•••• W••••• · Chief Compliance Officere · Nov 1, 2011 to Feb 7, 2014 Inference
- H•••• M•••• W••••• · Principal/Investment Adviser Representative · Aug 1, 2017 to Mar 28, 2020 Inference
- T••••• M•••••••• G•••••••• · Principal · May 1, 2004 to Sep 22, 2017 Inference
Investments on recordWhat these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
6 dated events
- Mar 28, 2020••• Locked
- Mar 28, 2020••• LockedFund first reported on Form ADVFundsFactB•• V•••••• F••• I• G•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 1, 2019••• Locked
- Sep 22, 2017••• Locked
- Aug 1, 2017••• Locked
- Mar 15, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Institutional venture firm (probable, 70%, cls-1)venture manager with no reported fund assets yet (scale unknown)
Evidence
54 observations from 2 sources