DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / E•• R•••• M••••••••• L••
E•• R•••• M••••••••• L••
Private equity with venture activity · probableBriarcliff Manor, NYe•••••••••SEC registered investment adviser
Elm R•••• Management LLC is a value-oriented hedge fund located in Irvington, New York.
registered adviser; venture funds are 0% of 1 private funds
Importance
13
low
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
99
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- Briarcliff Manor, NYadviserinfo.sec.gov
- Office address
- 298 SCARBOROUGH RD, Briarcliff Manor, NY, 10510adviserinfo.sec.gov
- Business phone
- 914-250-1000adviserinfo.sec.gov
- Website
- h•••••••••
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 20, 2024
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $149Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $149Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 2
- business phone
- 914-250-1000adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- ai
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
2 current, 11 departed
R••••• E••• G••••••••
Managing partnerManaging Member/Portfolio Manager · since Jun 1, 2006
S•••••• A••• A••••••••
Platform and operationsChief Compliance Officer/Portfolio Manager · since Jul 1, 2019
11 departed (kept with end dates)
- A••••• J•••• T•••••• · Chief Compliance Officer · Feb 1, 2013 to Feb 25, 2014 Inference
- C••••••••• T••••• C••••••• · Chief Compliance Officer · Jul 1, 2016 to Jul 31, 2019 Inference
- D••••• J• S••••••• · Chief Financial Officer · Dec 1, 2013 to Feb 6, 2015 Inference
- J•••••• B• H••• · Chief Operating Officer · Sep 1, 2015 to Mar 30, 2016 Inference
- J•••••• B• H••• · Cco · Sep 1, 2012 to Mar 27, 2013 Inference
- K•••• M••••• H••••• · Chief Operating Officer, Chief Compliance Officer · May 1, 2014 to Sep 29, 2015 Inference
- M•••••• L•••• D•••••• · Chief Operating Officer, Chief Compliance Officer · Jan 1, 2013 to Jun 13, 2014 Inference
- S••••• T•••••• · Chief Compliance Officer · Nov 1, 2015 to Aug 31, 2016 Inference
- S•••••• A••• A•••••••• · Chief Compliance Officer · Jul 1, 2019 to May 26, 2020 Inference
- S•••••• J••• L••••• · Chief Financial Officer · Jul 1, 2014 to Sep 29, 2015 Inference
- S•••••• L• C•••• · Chief Operating Officer And Chief Compliance Officer · Nov 1, 2006 to Oct 12, 2012 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
21 dated events
- May 26, 2020S•••••• A••• A•••••••• (Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Jul 31, 2019C••••••••• T••••• C••••••• (Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Jul 1, 2019S•••••• A••• A•••••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Compliance Officer/Portfolio Manager
- Aug 31, 2016S••••• T•••••• (Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Jul 1, 2016C••••••••• T••••• C••••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Compliance Officer
- Mar 30, 2016J•••••• B• H••• (Chief Operating Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Nov 1, 2015S••••• T•••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Compliance Officer
- Sep 29, 2015K•••• M••••• H••••• (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Sep 29, 2015S•••••• J••• L••••• (Chief Financial Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Sep 1, 2015J•••••• B• H••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Operating Officer, Chief Compliance Officer
- Feb 6, 2015D••••• J• S••••••• (Chief Financial Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Jul 1, 2014S•••••• J••• L••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Financial Officer
- Jun 13, 2014M•••••• L•••• D•••••• (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- May 1, 2014K•••• M••••• H••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Operating Officer, Chief Compliance Officer
- Feb 25, 2014A••••• J•••• T•••••• (Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Dec 1, 2013D••••• J• S••••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Financial Officer
- Feb 1, 2013A••••• J•••• T•••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Compliance Officer
- Jan 1, 2013M•••••• L•••• D•••••• joined Schedule A of E•• R•••• M••••••••• L•• as Chief Operating Officer
- Oct 12, 2012S•••••• L• C•••• (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L••
- Mar 29, 2012E•• R•••• M••••••••• L•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 1, 2006R••••• E••• G•••••••• joined Schedule A of E•• R•••• M••••••••• L•• as Managing Member
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 1 private funds
Evidence
48 observations from 2 sources