DFX Intelligence
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M•••••• I••••••••• L••
Private equity with venture activitySEC-registered adviserClassification probable· New York, New York
Private equity with venture activity, based in New York, New York, reporting $1.9B of private fund gross assets across 6 funds.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $1.9B
- New companies, 12 mo
- Not established
- Investment team
- 12
- Latest vintage
- Not established
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- Contact points 2
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShowHide
Importance
31
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
8
low
Private equity with venture activity · probableSEC registered investment adviser
registered adviser; venture funds are 0% of 6 private funds
Identity and regulatory footprint
Website description: ••• Locked
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- m•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 31, 2024
- Private funds reported
- 6 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $1.9Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.1Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 19
- Owners on Schedule A
- V•••• P••••••• G•••• L•••••• (Shareholder), E; V•••• F•••• L•••••• (Member), A; P• O••••••••• I••••••••• P••••••••• L• (Member), NA; O••••••••• I••••••••• P••••••••• L• (Member), NA; R•• V•••••••• L•• (Member), A; H•••••• C•••••• A•••• M••••••••• L•• (Member), A
- business email
- ••• Lockedm•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- climate, space, media
- Stages
- not stated or not yet read
- Geography
- global, india, new york, usa
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
19 current, 6 departed
R•••• M••••••
Investor relationsPARTNER, INVESTOR RELATIONS
S••••• N••••
Managing partnerMANAGING PARTNER
Y••• M••••
OtherRESEARCH
A••••• M•••••••••
PartnerPARTNER, HEAD OF RESEARCH
A••••• V•••• M•••••••••
PartnerMember · since Dec 1, 2009
A••••• G•••••
PartnerPARTNER, INVESTMENTS
A••••• G•••••
PartnerMember · since Jul 1, 2013
C••• K•••• O•••••••••
PartnerPartner · since May 1, 2012
D•••• J•• B•••••
PartnerMember · since Feb 1, 2000
M••• M••••••••• S••••••
PartnerMember · since Mar 1, 2004
N••••• N•
PartnerManager · since Sep 1, 2022
R••• N••••••
PartnerManager · since Jun 1, 2016
S••••• L••••••••
PartnerManager · since Aug 1, 2008
S••••• N••••
PartnerMember · since Aug 1, 2008
B•••••• D••••
Platform and operationsOPERATIONS AND COMPLIANCE
K•••••• P•••• B•••••
Platform and operationsChief Compliance Officer · since Mar 1, 2016
N••••• B••••••
Platform and operationsOPERATIONS MANAGER
P•••••••• K•••••
Platform and operationsOFFICE MANAGER
R•••• R••
Platform and operationsCHIEF OPERATING OFFICER
6 departed (kept with end dates)
- I•• N••• S•• W••• · Manager · Jun 1, 2020 to Mar 26, 2022 Inference
- J•••• W•••••• D•••••• · Manager · Aug 1, 2008 to Jun 27, 2016 Inference
- K••• L•• A• · Manager · Feb 1, 2017 to Mar 12, 2021 Inference
- T•••••• W•• M••• T•• · Manager · Jul 1, 2013 to Oct 17, 2016 Inference
- V•••• M••••••••• · Manager · Dec 1, 2009 to Jun 27, 2016 Inference
- Y••• Y••• E••• W••• · Manager · Sep 1, 2021 to Mar 16, 2023 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
14 dated events
- Mar 16, 2023••• Locked
- Sep 1, 2022••• Locked
- Mar 26, 2022••• Locked
- Sep 1, 2021••• Locked
- Mar 12, 2021••• Locked
- Jun 1, 2020••• Locked
- Feb 1, 2017••• Locked
- Oct 17, 2016••• Locked
- Jun 27, 2016••• Locked
- Jun 27, 2016••• Locked
- Jun 1, 2016••• Locked
- Mar 1, 2016••• Locked
- Mar 28, 2014••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 1, 2013••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 6 private funds
Evidence
50 observations from 2 sources