DFX Intelligence
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Firms / A•••• C•••••• P•••••••
A•••• C•••••• P•••••••
Private equity with venture activity · probableSouthlake, TXa•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 0% of 15 private funds
Importance
33
moderate
Active deployment
0
low
Emerging
0
low
Completeness
69
high
Freshness
97
high
Research priority
6
low
Identity and regulatory footprint
- Headquarters
- Southlake, TXa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- a•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 24, 2024
- Private funds reported
- 15 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $181Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $181Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 9
- Owners on Schedule A
- A•••• P•••••••• I••• (General Partner), NA
- business email
- ••• Lockeda•••••••••.compublished by the subject
- business email
- ••• Lockeda•••••••••.compublished by the subject
- business email
- ••• Lockeda•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- healthcare, consumer, climate, industrial
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
12 reported, 4 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| C•• E••••• F•••• L•• | Fund · ADV: Private Equity Fund | 2020 adv first reported | Mature | $2.9M Jun 24, 2024 | 11 | unknown | unknown |
| A•••• P••••• F••• X••• L•• | Fund · ADV: Private Equity Fund | 2019 form d first sale | Mature | $8.5M Jun 24, 2024 | 11 | $2.5M of $2.5M | Jun 14, 2019 |
| A••••••••• H•••••••• L•• | Fund · ADV: Private Equity Fund | 2019 adv first reported | Mature | $0 Jun 24, 2024 | 0 | unknown | unknown |
| A•••• P••••• F••• X•••• L•• | Feeder or parallel · ADV: Private Equity Fund | 2018 form d first sale | Harvest | $0 Jun 24, 2024 | 0 | $2.8M of $2.8M | Sep 24, 2018 |
| A•••• P••••• F••• I•• L•• | Fund · ADV: Private Equity Fund | 2017 adv first reported | Harvest | $99,403 Jun 24, 2024 | 13 | unknown | unknown |
| A•••• P••••• F••• X•• L•• | Fund · ADV: Private Equity Fund | 2017 form d first sale | Harvest | $643 Jun 24, 2024 | 15 | $6.0M of $6.0M | May 30, 2017 |
| A•••• P••••• F••• X••• L•• | Fund · ADV: Private Equity Fund | 2017 form d first sale | Harvest | $493 Jun 24, 2024 | 22 | $10.9M of $10.9M | Jul 18, 2017 |
| A•••• P••••• F••• V••• L•• | Fund · ADV: Private Equity Fund | 2015 form d first sale | Harvest | $156M Jun 24, 2024 | 21 | $25.9M of $25.9M | Mar 10, 2015 |
| A•••• P••••• F••• V•• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $446,493 Jun 24, 2024 | 16 | unknown | unknown |
| A•••• P••••• F••• I••• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $16,312 Mar 31, 2021 | 7 | unknown | unknown |
| A•••• P••••• F••• I•• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $6,317 Mar 31, 2021 | 5 | unknown | unknown |
| A•••• P••••• F••• V• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $587 Jun 24, 2024 | 14 | unknown | unknown |
| A•••• P••••• F••• X• L•• | Fund · ADV: Private Equity Fund | 2018 adv first reported | Wound down | $0 Mar 31, 2023 | 0 | unknown | unknown |
| A•••• P••••• F••• V•••• L•• | Fund · ADV: Private Equity Fund | 2016 adv first reported | Wound down | $0 Mar 31, 2023 | 0 | unknown | unknown |
| C• H••• H•••••• L• | Fund · ADV: Private Equity Fund | unknown | Wound down | $0 Mar 31, 2023 | 0 | unknown | unknown |
| A•••• P••••• F••• I•• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $0 Mar 31, 2023 | 0 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
20 current, 0 departed
C•••• J••••••
AssociateAssociate
R•••• K••••
Managing partnerFounding Partner
T•• M•••••••
Managing partnerFounding Partner
B•••• H••••••
Operating partnerOperating Partner
D••• B••••••
Operating partnerOperating Partner
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
D•• C•••••• D•••
Operating partnerOperating Partner
J•••• S•••••••
Operating partnerOperating Partner
J••••• H••••••
Operating partnerOperating Partner
R•• K••••••••
Operating partnerExecutive Operating Partner
S•• E•••••
Operating partnerOperating Partner
A• B••••• W••
OtherPortfolio
A••••• H••••••••
PartnerPartner
B•••• S••••
PartnerPartner
J••••• R•••••• K••••
PartnerShareholder · since Sep 1, 2000
T•••••• J•••• M•••••••
PartnerShareholder · since Sep 1, 2000
L••• L••••
Platform and operationsOffice Manager
M••••••• A••• G••••
Platform and operationsCco/Cfo/Principal · since Sep 1, 2000
M••••••• G••••
Platform and operationsChief Financial Officer
K•• B•••••
Vice presidentVice President
M•••• B••••
Vice presidentVice President
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
22 dated events
- Mar 29, 2024••• LockedFund no longer reportedFundsInferenceC• H••• H•••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2024••• LockedFund no longer reportedFundsInferenceA•••• P••••• F••• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2024••• LockedFund no longer reportedFundsInferenceA•••• P••••• F••• X• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2024••• LockedFund no longer reportedFundsInferenceA•••• P••••• F••• V•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 8, 2020••• LockedFund first reported on Form ADVFundsFactC•• E••••• F•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 8, 2020••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• X••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2019••• LockedFund first reported on Form ADVFundsFactA••••••••• H•••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2019••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• X•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2018••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• X••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2018••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• X•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2018••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• X• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2017••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2016••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• V•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• V•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• V• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• V••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactC• H••• H•••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• I••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 22, 2015••• LockedFund first reported on Form ADVFundsFactA•••• P••••• F••• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 1, 2000••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 15 private funds
Evidence
38 observations from 2 sources