Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.

Firms / Oxford Finance Advisors, LLC

Oxford Finance Advisors, LLC

Private equity with venture activity · probableAlexandria, VASEC registered investment adviser

registered adviser; venture funds are 0% of 3 private funds

Importance
26
moderate
Active deployment
0
low
Emerging
0
low
Completeness
31
moderate
Freshness
97
high
Research priority
9
low
Identity and regulatory footprint
Headquarters
Alexandria, VAadviserinfo.sec.gov
Office address
115 SOUTH UNION STREET, SUITE 300, Alexandria, VA, 22314adviserinfo.sec.gov
Business phone
703-519-4900adviserinfo.sec.gov
Website
unknown
SEC adviser type
registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
Apr 29, 2024
Private funds reported
3 (0 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$1.2Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$1.2Bthe adviser's RAUM, a regulatory measure, never a fund size
Employees
80
Owners on Schedule A
Oxford Finance LLC (Sole Member), E; Oxford Holdco LLC (Sole Member), E; WCP Oxford Ventures LLC (Member), D; Oxford Finance Partners LLC (Member), C
business phone
703-519-4900adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
10 current, 1 departed
John Alden Philbrick
President & Chief Executive Officer · since Mar 1, 2019
Founder or executive
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
John a Philbrick
Manager · since Nov 1, 2016
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Michael Nmn Gontar
Manager · since Nov 1, 2016
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Robert Winthrop Toan
Manager · since Nov 1, 2016
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Stanislav Nmn Tenenbayev
Manager · since Nov 1, 2016
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Timothy Arthur Lex
Manager · since Nov 1, 2016
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Joshua Morris Friedman
Vice President & Chief Financial Officer · since Jun 1, 2019
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Tracy Kate Abbott
Chief Compliance Officer · since Aug 1, 2023
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Colette Hastings Featherly
Senior Vice President · since Mar 1, 2019
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Hans Strickler Houser
Senior Vice President & Chief Credit Officer · since Mar 1, 2019
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
1 departed (kept with end dates)
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
7 dated events
  1. Aug 11, 2023
    Adrea Ann Scaramucci (Chief Compliance Officer) no longer on Schedule A of Oxford Finance Advisors, LLC
    Person leftPeopleInferenceAdrea Ann ScaramucciSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  2. Aug 1, 2023
    Tracy Kate Abbott joined Schedule A of Oxford Finance Advisors, LLC as Chief Compliance Officer
    Person joinedPeopleFactTracy Kate AbbottSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  3. Mar 1, 2021
    Adrea Ann Scaramucci joined Schedule A of Oxford Finance Advisors, LLC as Chief Compliance Officer
    Person joinedPeopleFactAdrea Ann ScaramucciSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  4. Jun 17, 2019
    Oxford Finance Advisors, LLC first filed Form ADV (ERA)
    First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  5. Nov 1, 2016
    Robert Winthrop Toan joined Schedule A of Oxford Finance Advisors, LLC as Manager
    Person joinedPeopleFactRobert Winthrop ToanSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  6. Nov 1, 2016
    Stanislav Nmn Tenenbayev joined Schedule A of Oxford Finance Advisors, LLC as Manager
    Person joinedPeopleFactStanislav Nmn TenenbayevSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  7. Nov 1, 2016
    John a Philbrick joined Schedule A of Oxford Finance Advisors, LLC as Manager
    Person joinedPeopleFactJohn a PhilbrickSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 0% of 3 private funds
Evidence
26 observations from 1 source
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeregistered_investment_adviserApr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2019-06-17Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2024-04-29Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture share of reported funds0Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone703-519-4900Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Employees80Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersAlexandria, VAApr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address115 SOUTH UNION STREET, SUITE 300, Alexandria, VA, 22314Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private funds reported3Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$1.2BApr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$1.2BApr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture funds reported0Apr 29, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)