3spoke Management, LLC

Private equity with venture activitySEC-registered adviserClassification probable· Irvine, California3spokecapital.com

Private equity with venture activity, based in Irvine, California, reporting $51.3M of fund assets on its funds' Form ADV filings.

Composed from this organization's classification, location and filed figures.

Reported fund assets
$51.3M
sum of its funds' Form ADV filings, last 30 months
Investment team
2
Latest vintage
2021
As of · the latest observation of this organization; filed figures are as of its latest Form ADV

5 additional investments, funds and LPs, 5 events, 1 verified contact (1 firm phone)

Every relationship, signal and contact on this record, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Nothing material in the last 180 days.

People to know

View all people
  • Chief Compliance Officer And Principal
    Why: Principal on the deal team
    No route on file yet
  • Manager
    Why: Named with investment responsibility
    No route on file yet
  • Managing Member
    Why: Named with investment responsibility
    No route on file yet

Relationship network

11 connected entities

From financing rounds and every investor named in them, Form ADV and Form D filings, the firm's funds and team, and disclosed LP commitments in the venture capital graph. A round's amount is the size of the round, not money that moved between two investors.

Some relationships on this record are counted rather than named here. They open with the full profile.

Click any name or line for the rounds and sources behind it. Line weight is rounds together; dashed lines are inferred.

Reading the network
  • Fund or vehicle
  • Person

Co-investors are read from the rounds: three or more shared rounds is a strong observed relationship, two a repeat co-investor, one a single round. Funds and people are structural. Nothing is scored that a reader cannot check.

Darker lines were active in the last 24 months or are current; lighter lines are older or undated.

How am I connected?

Name your firm, a company or a person, and DFX finds the published routes to 3spoke Management, LLC: a shared portfolio company or board, a prior employer, a co-investor, a shared LP or service provider. Every step is a filed or published record with its source; none is a guess about who knows whom.

See how you connect to 3spoke Management, LLC

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Investing

0 companies on record, 0 new in 12 months
Investments on record
0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
energy, hardware, space, edtech
Stages
growth, multi stage
Geography
africa, asia, atlanta, colorado, global, los angeles, new york, texas
Check size
not stated; DFX does not estimate checks from round sizes
Self-described
venture capital
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew companies, 12 months 0

Team

3 current, 0 departed
Decision makers
who to call first, and why; then everyone else by function
  • Matthew Harman · Chief Compliance Officer And Principal
    Why this person: Principal on the deal team; Joined in May 2026
  • Ian Leisegang · Manager
    Why this person: Named with investment responsibility
  • Steven Adam Gold · Managing Member
    Why this person: Named with investment responsibility

Ranked by the role the firm or its filing states, a route on file and deals led. Every reason is read from the record, never inferred. Routes are published by the person or the firm (their bio, the team page or a filing) and are revealed on a plan; data bought from a provider is never shown, and a route printed at a firm the person has since left is held back.

Investment team
3 current, 0 departed
Contacts
1 firm phone

1 firm phone on record, each with its source. Values open with the complete profile.

Funds and LPs

8 vehicles, 0 LPs disclosed
Funds and vehicles
8 reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
3spoke Capital - 5su001-02, LPFund2021 form d first saleMature$8.1M
Jul 22, 2026
2$3.3MApr 23, 2021
3spoke Capital - Pre001-01, LPFund2021 form d first saleMature$2.2M
Oct 20, 2024
5$2.1MOct 5, 2021
3spoke Capital - 5su001-01, LPFund2020 form d first saleMature$12.3M
Jul 22, 2026
9$5.2M
of $5.2M
Dec 3, 2020
Limited partners
0 LPs, 0 disclosed commitments
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Known LPs and allocators
0 relationships across the firm's funds, from public pensions and the allocator graph
No allocator names this firm or its funds in a public disclosure DFX holds.

Relationships across DFX

0 co-investors · on 3 other DFX graphs
Co-investors
0 counted from shared deals, for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Across DFX and the capital chainon 3 other DFX graphs Show
Across DFX
Across the graphs

3spoke Management, LLC is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Equity.

Independent Sponsors1RIA and Wealth1Private Equity1

DFX found 3 relationships across 3 datasets

Which record it is in each graph, what it is called there, and how the two were matched.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Checking your plan…

Evidence and history

10 dated events, 57 observations from 4 sources
Timeline
10 dated events
  1. seen on or beforeSep 23, 2026
    3spoke Management, LLC: MICRO_VC -> PE_WITH_VENTURE_ACTIVITY (registered adviser; venture funds are 40% of 11 private funds)
    Classification changedClassificationInferenceno URL
  2. Oct 18, 2024
    3spoke Capital - 5su001-02, LP first reported on Form ADV by 3spoke Management, LLC (Venture Capital Fund), GAV $10,042,059
    Fund first reported on Form ADVFundsFact3spoke Capital - 5su001-02, LPForm ADV
  3. Oct 18, 2024
    3lp - Anholt, LP first reported on Form ADV by 3spoke Management, LLC (Other Private Fund)
    Fund first reported on Form ADVFundsFact3lp - Anholt, LPForm ADV
  4. Oct 18, 2024
    3spoke Capital - Flx000-01, LP first reported on Form ADV by 3spoke Management, LLC (Venture Capital Fund), GAV $1,186,177
    Fund first reported on Form ADVFundsFact3spoke Capital - Flx000-01, LPForm ADV
  5. Oct 18, 2024
    3spoke Capital - Pre001-01, LP first reported on Form ADV by 3spoke Management, LLC (Venture Capital Fund), GAV $2,169,065
    Fund first reported on Form ADVFundsFact3spoke Capital - Pre001-01, LPForm ADV
Identity and regulatory footprint
Address, phone, Form ADV filing and ownersForm ADV filed Jul 22, 2026 · 11 private fundsShow

Website description: Structured liquidity solutions to owners of late-stage venture assets.

Headquarters
Irvine, CAadviserinfo.sec.gov
Office address
unknownadviserinfo.sec.gov
Business phone
unknownadviserinfo.sec.gov
SEC adviser type
Registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
Private fund adviseradviserinfo.sec.gov
Latest Form ADV
Jul 22, 2026
Private funds reported
11 (3 venture capital funds)adviserinfo.sec.gov
Private fund gross assets, adviser total
$379Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$254Mthe adviser's RAUM, a regulatory measure, never a fund size
Employees
6
Owners on Schedule A
Proton Venture Finance IV, LLC (Member), owns 5% to 10%; Leisegang Family U.S. Trust (Managing Member), owns 25% to 50%; 3spoke Anchor Partners, LLC (Member), owns 25% to 50%
Classification history
Every classification this record has carried2 on recordShow
  1. Sep 23, 2026
    Private equity with venture activity (probable, 75%)
    Registered adviser; venture funds are 40% of 11 private funds
  2. Sep 12, 2026
    Micro VC (probable, 80%)
    Venture manager, reported GAV $48.5M across 8 vehicles
Evidence
57 observations from 4 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
Why admittedVC funds reportedJul 22, 2026FactForm ADV
SEC exemption claimedPrivate fund adviserOct 20, 2024FactForm ADV
SEC adviser typeRegistered investment adviserJul 22, 2026FactForm ADV
SEC adviser typeRegistered investment adviserJul 22, 2026FactForm ADV
SEC adviser typeExempt reporting adviserOct 20, 2024FactForm ADV
First Form ADV filing2024-10-18Jul 22, 2026FactForm ADV
First Form ADV filing2024-10-18Oct 20, 2024FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-29Sep 30, 2026FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-25Sep 26, 2026FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-23Sep 24, 2026FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-21Sep 23, 2026FactForm ADV
Adv history loadedadv-hist-1+panel:2026-09-22Sep 23, 2026FactForm ADV
Adv history loadedadv-hist-1Sep 12, 2026FactForm ADV
Latest Form ADV filing2026-07-22Jul 22, 2026FactForm ADV
Latest Form ADV filing2026-07-22Jul 22, 2026FactForm ADV
Latest Form ADV filing2024-10-20Oct 20, 2024FactForm ADV
SEC statusApprovedJul 22, 2026FactForm ADV
SEC status effective2026-08-05Jul 22, 2026FactForm ADV
Venture share of reported funds0Jul 22, 2026FactForm ADV
Venture share of reported funds1Oct 20, 2024FactForm ADV
Business phoneJul 22, 2026FactForm ADV
Business phoneOct 20, 2024FactForm ADV
DescriptionSep 16, 2026Factno URL
DescriptionSep 15, 2026Factno URL
Employees6Jul 22, 2026FactForm ADV
HeadquartersIrvine, CAJul 22, 2026FactForm ADV
HeadquartersIrvine, CAOct 20, 2024FactForm ADV
Office addressJul 22, 2026FactForm ADV
Office addressOct 20, 2024FactForm ADV
Self-described typeVenture capitalSep 16, 2026Factno URL
Self-described typeVenture capitalSep 15, 2026Factno URL
Legal formLimited Liability CompanyJul 22, 2026FactForm ADV
Legal formLimited Liability CompanyOct 20, 2024FactForm ADV
PE funds reported8Jul 22, 2026FactForm ADV
Private funds reported11Jul 22, 2026FactForm ADV
Private funds reported11Jul 22, 2026FactForm ADV
Private funds reported8Oct 20, 2024FactForm ADV
Private fund gross assets (reported)$379MJul 22, 2026FactForm ADV
Private fund gross assets (reported)$379MJul 22, 2026FactForm ADV
Private fund gross assets (reported)$48.5MOct 20, 2024FactForm ADV
Regulatory AUM (adviser, not fund size)$254MJul 22, 2026FactForm ADV
Schedule a diffsadiff-1Jul 22, 2026FactForm ADV
Stated geographyAfrica, asia, atlanta, colorado, global, los angeles, new york, texas
“geography words on the home page”
Sep 16, 2026Factno URL
Stated geographyAfrica, asia, atlanta, colorado, global, los angeles, new york, texas
“geography words on the home page”
Sep 15, 2026Factno URL
Stated sectorsEnergy, hardware, space, edtech
“sector words on the home page”
Sep 16, 2026Factno URL
Stated sectorsEnergy, hardware, space, edtech
“sector words on the home page”
Sep 15, 2026Factno URL
Stated stagesGrowth, multi stage
“stage words on the home page”
Sep 16, 2026Factno URL
Stated stagesGrowth, multi stage
“stage words on the home page”
Sep 15, 2026Factno URL
Venture funds reported3Jul 22, 2026FactForm ADV
Venture funds reported3Jul 22, 2026FactForm ADV
Venture funds reported6Oct 20, 2024FactForm ADV
WebsiteOct 20, 2024FactForm ADV
Site titleSep 16, 2026Factno URL
Site titleSep 15, 2026Factno URL
How this is scored
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShow
Importance
15
moderate
Active deployment
0
low
Emerging
0
low
Freshness
100
high
Private equity with venture activity · probableSEC registered investment adviser

Registered adviser; venture funds are 40% of 11 private funds

The inputs behind each score
importance
gav: 0.15 · funds: 0.5 · people: 0.16 · investments: 0 · scale basis: Venture-typed funds only (Private equity with venture activity): 6 funds, $30M of $51M reported · co investors: 0
active deployment
investments 12m: 0 · fund raising 18m: 0 · people joined 12m: 0 · vintage within 3y: 0 · latest investment at: not scored
emerging manager
fund count: 8 · reported gav: $51.3M · first adv filing: 2024-10-18 · years since first filing: 2

Fits, record history and connections

scored matches for this investor, every identity change, every edge

Record history

2 dated events on the change ledger, latest event first
  • Organization classification changed
    2026-09-23
  • Adviser's first ADV filing
    2024-10-18source on record

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.

Not yet on record: new companies, 12 mo.