3spoke Management, LLC
Private equity with venture activity, based in Irvine, California, reporting $51.3M of fund assets on its funds' Form ADV filings.
Composed from this organization's classification, location and filed figures.
5 additional investments, funds and LPs, 5 events, 1 verified contact (1 firm phone)
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 180 days.
People to know
View all people- Chief Compliance Officer And PrincipalWhy: Principal on the deal teamNo route on file yet
- ManagerWhy: Named with investment responsibilityNo route on file yet
- Managing MemberWhy: Named with investment responsibilityNo route on file yet
Relationship network
11 connected entities
From financing rounds and every investor named in them, Form ADV and Form D filings, the firm's funds and team, and disclosed LP commitments in the venture capital graph. A round's amount is the size of the round, not money that moved between two investors.
Some relationships on this record are counted rather than named here. They open with the full profile.
Click any name or line for the rounds and sources behind it. Line weight is rounds together; dashed lines are inferred.
- Fund or vehicle
- Person
Co-investors are read from the rounds: three or more shared rounds is a strong observed relationship, two a repeat co-investor, one a single round. Funds and people are structural. Nothing is scored that a reader cannot check.
Darker lines were active in the last 24 months or are current; lighter lines are older or undated.
How am I connected?
Name your firm, a company or a person, and DFX finds the published routes to 3spoke Management, LLC: a shared portfolio company or board, a prior employer, a co-investor, a shared LP or service provider. Every step is a filed or published record with its source; none is a guess about who knows whom.
See how you connect to 3spoke Management, LLC
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Investing
0 companies on record, 0 new in 12 months
- Sectors
- energy, hardware, space, edtech
- Stages
- growth, multi stage
- Geography
- africa, asia, atlanta, colorado, global, los angeles, new york, texas
- Check size
- not stated; DFX does not estimate checks from round sizes
- Self-described
- venture capital
Team
3 current, 0 departed
- Matthew Harman · Chief Compliance Officer And PrincipalWhy this person: Principal on the deal team; Joined in May 2026
Ranked by the role the firm or its filing states, a route on file and deals led. Every reason is read from the record, never inferred. Routes are published by the person or the firm (their bio, the team page or a filing) and are revealed on a plan; data bought from a provider is never shown, and a route printed at a firm the person has since left is held back.
- Managing Member
- Manager
- Chief Compliance Officer And Principal
1 firm phone on record, each with its source. Values open with the complete profile.
Funds and LPs
8 vehicles, 0 LPs disclosed
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| 3spoke Capital - 5su001-02, LP | Fund | 2021 form d first sale | Mature | $8.1M Jul 22, 2026 | 2 | $3.3M | Apr 23, 2021 |
| 3spoke Capital - Pre001-01, LP | Fund | 2021 form d first sale | Mature | $2.2M Oct 20, 2024 | 5 | $2.1M | Oct 5, 2021 |
| 3spoke Capital - 5su001-01, LP | Fund | 2020 form d first sale | Mature | $12.3M Jul 22, 2026 | 9 | $5.2M of $5.2M | Dec 3, 2020 |
Relationships across DFX
0 co-investors · on 3 other DFX graphs
Across DFX and the capital chainon 3 other DFX graphs ShowHide
- Sponsor-market profile (matched by same CRD)
- The same institution is held on Independent Sponsors, RIA and Wealth, Private Equity, matched by identifier. See which records
3spoke Management, LLC is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Equity.
DFX found 3 relationships across 3 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Checking your plan…
Evidence and history
10 dated events, 57 observations from 4 sources
- seen on or beforeSep 23, 20263spoke Management, LLC: MICRO_VC -> PE_WITH_VENTURE_ACTIVITY (registered adviser; venture funds are 40% of 11 private funds)Classification changedClassificationInferenceno URL
- Oct 18, 20243spoke Capital - 5su001-02, LP first reported on Form ADV by 3spoke Management, LLC (Venture Capital Fund), GAV $10,042,059
- Oct 18, 20243lp - Anholt, LP first reported on Form ADV by 3spoke Management, LLC (Other Private Fund)
- Oct 18, 20243spoke Capital - Flx000-01, LP first reported on Form ADV by 3spoke Management, LLC (Venture Capital Fund), GAV $1,186,177
- Oct 18, 20243spoke Capital - Pre001-01, LP first reported on Form ADV by 3spoke Management, LLC (Venture Capital Fund), GAV $2,169,065
Address, phone, Form ADV filing and ownersForm ADV filed Jul 22, 2026 · 11 private fundsShowHide
Website description: Structured liquidity solutions to owners of late-stage venture assets.
- Headquarters
- Irvine, CAadviserinfo.sec.gov
- Office address
- unknownadviserinfo.sec.gov
- Business phone
- unknownadviserinfo.sec.gov
- Website
- 3spokecapital.com
- SEC adviser type
- Registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- Private fund adviseradviserinfo.sec.gov
- Latest Form ADV
- Jul 22, 2026
- Private funds reported
- 11 (3 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets, adviser total
- $379Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $254Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 6
- Owners on Schedule A
- Proton Venture Finance IV, LLC (Member), owns 5% to 10%; Leisegang Family U.S. Trust (Managing Member), owns 25% to 50%; 3spoke Anchor Partners, LLC (Member), owns 25% to 50%
Classification history
Every classification this record has carried2 on recordShowHide
- Sep 23, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 40% of 11 private funds
- Sep 12, 2026Micro VC (probable, 80%)Venture manager, reported GAV $48.5M across 8 vehicles
Every observation behind this profile, with its source, date and class
| Fact | Value | Effective | Class | Source |
|---|---|---|---|---|
| Why admitted | VC funds reported | Jul 22, 2026 | Fact | Form ADV |
| SEC exemption claimed | Private fund adviser | Oct 20, 2024 | Fact | Form ADV |
| SEC adviser type | Registered investment adviser | Jul 22, 2026 | Fact | Form ADV |
| SEC adviser type | Registered investment adviser | Jul 22, 2026 | Fact | Form ADV |
| SEC adviser type | Exempt reporting adviser | Oct 20, 2024 | Fact | Form ADV |
| First Form ADV filing | 2024-10-18 | Jul 22, 2026 | Fact | Form ADV |
| First Form ADV filing | 2024-10-18 | Oct 20, 2024 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-29 | Sep 30, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-25 | Sep 26, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-23 | Sep 24, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-21 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-22 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1 | Sep 12, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2026-07-22 | Jul 22, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2026-07-22 | Jul 22, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2024-10-20 | Oct 20, 2024 | Fact | Form ADV |
| SEC status | Approved | Jul 22, 2026 | Fact | Form ADV |
| SEC status effective | 2026-08-05 | Jul 22, 2026 | Fact | Form ADV |
| Venture share of reported funds | 0 | Jul 22, 2026 | Fact | Form ADV |
| Venture share of reported funds | 1 | Oct 20, 2024 | Fact | Form ADV |
| Business phone | Jul 22, 2026 | Fact | Form ADV | |
| Business phone | Oct 20, 2024 | Fact | Form ADV | |
| Description | Sep 16, 2026 | Fact | no URL | |
| Description | Sep 15, 2026 | Fact | no URL | |
| Employees | 6 | Jul 22, 2026 | Fact | Form ADV |
| Headquarters | Irvine, CA | Jul 22, 2026 | Fact | Form ADV |
| Headquarters | Irvine, CA | Oct 20, 2024 | Fact | Form ADV |
| Office address | Jul 22, 2026 | Fact | Form ADV | |
| Office address | Oct 20, 2024 | Fact | Form ADV | |
| Self-described type | Venture capital | Sep 16, 2026 | Fact | no URL |
| Self-described type | Venture capital | Sep 15, 2026 | Fact | no URL |
| Legal form | Limited Liability Company | Jul 22, 2026 | Fact | Form ADV |
| Legal form | Limited Liability Company | Oct 20, 2024 | Fact | Form ADV |
| PE funds reported | 8 | Jul 22, 2026 | Fact | Form ADV |
| Private funds reported | 11 | Jul 22, 2026 | Fact | Form ADV |
| Private funds reported | 11 | Jul 22, 2026 | Fact | Form ADV |
| Private funds reported | 8 | Oct 20, 2024 | Fact | Form ADV |
| Private fund gross assets (reported) | $379M | Jul 22, 2026 | Fact | Form ADV |
| Private fund gross assets (reported) | $379M | Jul 22, 2026 | Fact | Form ADV |
| Private fund gross assets (reported) | $48.5M | Oct 20, 2024 | Fact | Form ADV |
| Regulatory AUM (adviser, not fund size) | $254M | Jul 22, 2026 | Fact | Form ADV |
| Schedule a diff | sadiff-1 | Jul 22, 2026 | Fact | Form ADV |
| Stated geography | Africa, asia, atlanta, colorado, global, los angeles, new york, texas “geography words on the home page” | Sep 16, 2026 | Fact | no URL |
| Stated geography | Africa, asia, atlanta, colorado, global, los angeles, new york, texas “geography words on the home page” | Sep 15, 2026 | Fact | no URL |
| Stated sectors | Energy, hardware, space, edtech “sector words on the home page” | Sep 16, 2026 | Fact | no URL |
| Stated sectors | Energy, hardware, space, edtech “sector words on the home page” | Sep 15, 2026 | Fact | no URL |
| Stated stages | Growth, multi stage “stage words on the home page” | Sep 16, 2026 | Fact | no URL |
| Stated stages | Growth, multi stage “stage words on the home page” | Sep 15, 2026 | Fact | no URL |
| Venture funds reported | 3 | Jul 22, 2026 | Fact | Form ADV |
| Venture funds reported | 3 | Jul 22, 2026 | Fact | Form ADV |
| Venture funds reported | 6 | Oct 20, 2024 | Fact | Form ADV |
| Website | Oct 20, 2024 | Fact | Form ADV | |
| Site title | Sep 16, 2026 | Fact | no URL | |
| Site title | Sep 15, 2026 | Fact | no URL |
How this is scored
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShowHide
Registered adviser; venture funds are 40% of 11 private funds
- importance
- gav: $0 · funds: 0.5 · people: 0.16 · investments: 0 · scale basis: Venture-typed funds only (Private equity with venture activity): 6 funds, $30M of $51M reported · co investors: 0
- active deployment
- investments 12m: 0 · fund raising 18m: 0 · people joined 12m: 0 · vintage within 3y: 0 · latest investment at: not scored
- emerging manager
- fund count: 8 · reported gav: $51.3M · first adv filing: 2024-10-18 · years since first filing: 2
Fits, record history and connections
scored matches for this investor, every identity change, every edge
Record history
- Organization classification changed2026-09-23
- Adviser's first ADV filing2024-10-18source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.
Not yet on record: new companies, 12 mo.