DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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Firms / R••••••••• C•••••• M•••••••••
R••••••••• C•••••• M•••••••••
Private equity with venture activity · probableNew York, NYr•••••••••SEC registered investment adviserpart of R•••••••••
One of 2 advisers that share r•••••••••; the firm is R•••••••••. R••••••••• • C••• I•••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
registered adviser; venture funds are 0% of 39 private funds
Importance
29
moderate
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
97
high
Research priority
9
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 45 ROCKEFELLER PLAZA, FLOOR 5, New York, NY, 10111adviserinfo.sec.gov
- Business phone
- 212-549-5100adviserinfo.sec.gov
- Website
- H•••••••••
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 31, 2026
- Private funds reported
- 39 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $4.1Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $37Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 602
- Owners on Schedule A
- D••••• 3• C••••• L••• (Member), C; D••••• 2• C••••• L••• (Member), C; R••••••••• C•••••• M••••••••• G•••••• P•••••• L••••• (G•••••• Partner), F; V••••• G••••• P••••••• L•• (G•••••• Partner), F; V••••• G••••• I•••••••• L• (Voting Security Shareholder), D; R••••••••• C•••••• M••••••••• L••• (Member), E; R•• O••• L•• (Member), E
- business phone
- 212-549-5100adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
7 current, 4 departed
G•••••• J•••• F••••••
Founder or executivePresident & Chief Executive Officer · since Mar 1, 2018
D•••• C••••••••• O••
PartnerLimited Partner · since Apr 1, 1999
O•• A•••••• H••••••••
PartnerLimited Partner · since Apr 1, 1999
A••••• S••••••••
Platform and operationsChief Financial Officer · since Oct 1, 2022
E••••• N• M•••••••
Platform and operationsChief Operating Officer · since Mar 1, 2018
T•••••• J••••• M•••••••
Platform and operationsChief Compliance Officer And Chief Counsel · since Mar 1, 2018
W•••••• J••••• F••••••
Platform and operationsSecretary · since Nov 1, 2020
4 departed (kept with end dates)
- H••••• S•••• · Chief Operating Officer · Mar 1, 2018 to Mar 1, 2019 Inference
- J••• F•••••• R••• · Chief Administrative Officer · Jan 1, 2019 to Oct 23, 2024 Inference
- J••••••• E•••••••• · G•••••• Counsel & Secretary · Mar 1, 2018 to Mar 31, 2021 Inference
- Y••••• M•••• G••••• · G•••••• Counsel & Secretary · Mar 1, 2018 to Jan 8, 2019 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Oct 23, 2024J••• F•••••• R••• (Chief Administrative Officer) no longer on Schedule A of R••••••••• C•••••• M•••••••••
- Oct 1, 2022A••••• S•••••••• joined Schedule A of R••••••••• C•••••• M••••••••• as Chief Financial Officer
- Mar 31, 2021J••••••• E•••••••• (G•••••• Counsel & Secretary) no longer on Schedule A of R••••••••• C•••••• M•••••••••
- Nov 1, 2020W•••••• J••••• F•••••• joined Schedule A of R••••••••• C•••••• M••••••••• as Secretary
- Mar 1, 2019H••••• S•••• (Chief Operating Officer) no longer on Schedule A of R••••••••• C•••••• M•••••••••
- Jan 8, 2019Y••••• M•••• G••••• (G•••••• Counsel & Secretary) no longer on Schedule A of R••••••••• C•••••• M•••••••••
- Jan 1, 2019J••• F•••••• R••• joined Schedule A of R••••••••• C•••••• M••••••••• as Chief Operating Officer
- Mar 28, 2018R••••••••• C•••••• M••••••••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 1, 2018J••••••• E•••••••• joined Schedule A of R••••••••• C•••••• M••••••••• as G•••••• Counsel & Secretary
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 39 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 46 private funds
Evidence
64 observations from 2 sources