DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / R•••••• C•••••• M••••••••• L••
R•••••• C•••••• M••••••••• L••
Private equity with venture activity · probableIrvine, CAr•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 4 private funds
Importance
35
elevated
Active deployment
4
low
Emerging
0
low
Completeness
50
elevated
Freshness
98
high
Research priority
10
low
Identity and regulatory footprint
- Headquarters
- Irvine, CAadviserinfo.sec.gov
- Office address
- 100 INNOVATION DRIVE, SUITE 200, Irvine, CA, 92617-3040adviserinfo.sec.gov
- Business phone
- 949-381-7800adviserinfo.sec.gov
- Website
- r•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 26, 2024
- Private funds reported
- 4 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $2.2Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $3.1Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 28
- Owners on Schedule A
- E••••••• L••••• T•••• (Partner), C; R•••••• G•• L•• (Managing Member Of R•••••• Capital Management, Llc, General Partner Of R•••••• Capital Management L.P.), NA; R•••••• C•••••• M••••••••• L••• (Member Of R•••••• Capital Management, Llc), E
- business email
- info@rimrockcapital.comrimrockcapital.compublished by the subject
- business phone
- 949-381-7800adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
- Sectors
- climate
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 1
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
30 current, 6 departed
D••• E•••••••
AssociateFounder, Investor-in-Residence
D•••• H•••••• E•••••••
Board or advisoryTrustee · since Dec 1, 1999
C•••• C••••••
PartnerManaging Director, Chief Investment Officer
C••••••••• L•• C••••••
PartnerPartner · since Jun 1, 2001
D•• R•••
PartnerManaging Director, Portfolio Strategy
E••• W••••
PartnerManaging Director, S••••••••• P••••••s
J•••• B•••••••••
PartnerManaging Director, Head of S••••••••• P••••••s
J••••• H•••••
PartnerSenior Vice President, Portfolio Manager
M••••••• T•••••
PartnerManaging Director, Director of Human Resources
P••• C• W•••••••
PartnerManaging Director, Chief Executive Officer
P••• C•••• W•••••••
PartnerPartner · since Jul 1, 2006
R••• R•••••
PartnerManaging Director, S••••••••• P••••••s
S•••••• A••••• F•••••
PartnerPartner · since Jun 1, 2002
S•••• F•••••
PartnerManaging Director, Chief Risk Officer
A••• P••••••
Platform and operationsManaging Director, Chief Technology Officer
A•••••• K•••••
Platform and operationsCompliance Analyst
B•••••• A••• C••••••
Platform and operationsChief Financial Officer · since Dec 1, 2014
B•••••• C••••••
Platform and operationsManaging Director, Chief Financial Officer
C••• S••••
Platform and operationsManaging Director, Director of Marketing
J••• H••••
Platform and operationsOperations Analyst
L•• P•••
Platform and operationsController
M••••• L••••••
Platform and operationsLead Operations Engineer
N••• T••
Platform and operationsOperations Engineer
R••••• D• L•••
Platform and operationsManaging Director, General Counsel and Chief Compliance Officer
R••••• S• d• L•••
Platform and operationsChief Compliance Officer, General Counsel · since Jan 1, 2014
Z••• K•••••
Platform and operationsOperations Analyst
A•••••• L••••
Vice presidentVice President, Risk Analytics
C•••• S••••
Vice presidentSenior Vice President, Head of Corporate Credit
M•••••• B•••••
Vice presidentSenior Vice President, Risk Analytics
V••• D•
Vice presidentSenior Vice President, Lead Software Architect
6 departed (kept with end dates)
- P••• A•••••• v•• L••••• · Partner · Dec 1, 2013 to Nov 29, 2016 Inference
- S•••••• B••••••• · Partner · Jul 1, 2006 to Mar 30, 2020 Inference
- S•••• B•••• D••••••••• · Partner · Dec 1, 2013 to Mar 8, 2023 Inference
- G••••• R•••••• N•••••••• · Chief Compliance Officer · May 1, 2013 to Nov 19, 2013 Inference
- S•••• B•••• D••••••••• · Chief Compliance Officer · Jul 1, 2012 to Jun 20, 2013 Inference
- C••••••••• P••• S••••••• · Independent Director · Oct 1, 2013 to Mar 3, 2014 Inference
Investments on record
1 edges, 1 companies, 0 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| C••••• | portfolio listing | unknown | unknown | unknown | unknown | Sep 16, 2026 | Fact Venture organization websites (about, team, portfolio, thesis, news pages) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
12 dated events
- Mar 8, 2023S•••• B•••• D••••••••• (Partner) no longer on Schedule A of R•••••• C•••••• M••••••••• L••
- Mar 30, 2020S•••••• B••••••• (Partner) no longer on Schedule A of R•••••• C•••••• M••••••••• L••
- Nov 29, 2016P••• A•••••• v•• L••••• (Partner) no longer on Schedule A of R•••••• C•••••• M••••••••• L••
- Dec 1, 2014B•••••• A••• C•••••• joined Schedule A of R•••••• C•••••• M••••••••• L•• as Chief Financial Officer
- Mar 3, 2014C••••••••• P••• S••••••• (Independent Director) no longer on Schedule A of R•••••• C•••••• M••••••••• L••
- Jan 1, 2014R••••• S• d• L••• joined Schedule A of R•••••• C•••••• M••••••••• L•• as General Counsel
- Dec 1, 2013P••• A•••••• v•• L••••• joined Schedule A of R•••••• C•••••• M••••••••• L•• as Partner
- Nov 19, 2013G••••• R•••••• N•••••••• (Chief Compliance Officer) no longer on Schedule A of R•••••• C•••••• M••••••••• L••
- Oct 1, 2013C••••••••• P••• S••••••• joined Schedule A of R•••••• C•••••• M••••••••• L•• as Independent Director
- Oct 1, 2013S•••• B•••• D••••••••• joined Schedule A of R•••••• C•••••• M••••••••• L•• as Chief Compliance Officer
- May 1, 2013G••••• R•••••• N•••••••• joined Schedule A of R•••••• C•••••• M••••••••• L•• as Chief Compliance Officer
- Mar 28, 2012R•••••• C•••••• M••••••••• L•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 4 private funds
Evidence
63 observations from 2 sources