DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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Firms / A••••••• C•••••• P••••••• L••
A••••••• C•••••• P••••••• L••
Private equity with venture activity · probableGreenwich, CTa•••••••••.comSEC registered investment adviser
Find information, resources and relevant links for a•••••••••.com. This domain may be for sale.
registered adviser; venture funds are 33% of 5 private funds
Importance
16
moderate
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
99
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Greenwich, CTadviserinfo.sec.gov
- Office address
- 600 STEAMBOAT ROAD, 3RD FLOOR, Greenwich, CT, 06830adviserinfo.sec.gov
- Business phone
- 203-769-7800adviserinfo.sec.gov
- Website
- a•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 21, 2019
- Private funds reported
- 5 (3 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $285Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $288Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 9
- business phone
- 203-769-7800adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
3 current, 6 departed
G•••••• A••••
Managing partnerManaging Partner · since Jun 1, 2009
J•••• E••••• C••••
Platform and operationsChief Compliance Officer · since Oct 1, 2018
S•••• M••••
Platform and operationsChief Financial Officer · since Mar 1, 2017
6 departed (kept with end dates)
- A••••• G••••••••• · Managing Director · Sep 1, 2013 to Jun 21, 2019 Inference
- B•••• A••• P••••• · Managing Director · Oct 1, 2009 to Mar 30, 2018 Inference
- P••••••••• S•••• N••••• · Managing Director · Jun 1, 2009 to Mar 31, 2017 Inference
- V••••••• O•••••••• P•••••• · Majority Owner · Jun 1, 2014 to Jun 21, 2019 Inference
- E••• W••••••• C••• · Chief Compliance Officer & Chief Financial Officer · Nov 1, 2006 to Mar 31, 2017 Inference
- K•••••• D•••• P•••• · General Counsel And Chief Compliance Officer · Oct 1, 2006 to Mar 30, 2016 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
13 dated events
- Jun 21, 2019A••••• G••••••••• (Managing Director) no longer on Schedule A of A••••••• C•••••• P••••••• L••
- Jun 21, 2019V••••••• O•••••••• P•••••• (Majority Owner) no longer on Schedule A of A••••••• C•••••• P••••••• L••
- Oct 1, 2018J•••• E••••• C•••• joined Schedule A of A••••••• C•••••• P••••••• L•• as Chief Compliance Officer
- Mar 30, 2018B•••• A••• P••••• (Managing Director) no longer on Schedule A of A••••••• C•••••• P••••••• L••
- Mar 31, 2017E••• W••••••• C••• (Chief Compliance Officer & Chief Financial Officer) no longer on Schedule A of A••••••• C•••••• P••••••• L••
- Mar 31, 2017P••••••••• S•••• N••••• (Managing Director) no longer on Schedule A of A••••••• C•••••• P••••••• L••
- Mar 1, 2017S•••• M•••• joined Schedule A of A••••••• C•••••• P••••••• L•• as Senior Vice President - Finance
- Mar 30, 2016K•••••• D•••• P•••• (General Counsel And Chief Compliance Officer) no longer on Schedule A of A••••••• C•••••• P••••••• L••
- Mar 30, 2016A••••••• V••••••• I• L• first reported on Form ADV by A••••••• C•••••• P••••••• L•• (Venture Capital Fund), GAV $28,249,999Fund first reported on Form ADVFundsFactA••••••• V••••••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 20155• S•••• L• first reported on Form ADV by A••••••• C•••••• P••••••• L•• (Venture Capital Fund)Fund first reported on Form ADVFundsFact5• S•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2015A••••••• V••••••• L• first reported on Form ADV by A••••••• C•••••• P••••••• L•• (Venture Capital Fund), GAV $40,051,725Fund first reported on Form ADVFundsFactA••••••• V••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 1, 2013A••••• G••••••••• joined Schedule A of A••••••• C•••••• P••••••• L•• as Managing Director
- Feb 13, 2012A••••••• C•••••• P••••••• L•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 33% of 5 private funds
Evidence
31 observations from 2 sources