DFX Intelligence
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Firms / S••••••••• I••••••••• M••••••••• L••
S••••••••• I••••••••• M••••••••• L••
Private equity with venture activity · probableLos Angeles, CAs•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 0% of 6 private funds
Importance
5
low
Active deployment
0
low
Emerging
0
low
Completeness
75
high
Freshness
97
high
Research priority
1
low
Identity and regulatory footprint
- Headquarters
- Los Angeles, CAa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- s•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 28, 2024
- Private funds reported
- 6 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $261Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $261Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 4
- Owners on Schedule A
- S••••••••• C••••••• L•• (S••• Member), E; S••••••••• P•••••• E•••••• L•• (S••• Member), E
- business email
- ••• Lockeds•••••••••.compublished by the subject
- business email
- ••• Lockeds•••••••••.compublished by the subject
- business email
- ••• Lockeds•••••••••.compublished by the subject
- business email
- ••• Lockeds•••••••••.compublished by the subject
- business email
- ••• Lockeds•••••••••.compublished by the subject
- business email
- ••• Lockeds•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- consumer, climate, space, logistics, media
- Stages
- growth
- Geography
- asia, france, global, los angeles, new york, uk
- Check size
- not stated; DFX does not estimate checks from round sizes
- Self-described
- growth investor
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| S••••••••• C••••••• F••• I• L••• | Fund · ADV: P•••••• Equity Fund | 2013 form d first sale | Harvest | $10.1M Mar 28, 2024 | 37 | $33.5M of $250M | Sep 5, 2013 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
14 current, 3 departed
A••••• H•••
Board or advisorySenior Advisor
D••••••• D• S•••
Board or advisoryFounding Senior Advisor
D•••••••• d• V•••••••
Board or advisorySenior Advisor
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
L•••• B••••••••
Board or advisorySenior Advisor
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
R•••••• L••
Board or advisorySenior Advisor
R••••• D• S•••
Board or advisorySenior Advisor
T•••• H•••••••
Board or advisoryFounding Senior Advisor
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
K•• S•••••
Managing partnerFounder and Managing Partner
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
W•••••• C• P•••••
Managing partnerFounding Partner/Senior Advisor
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
G••• G•••••••
PartnerInvestment Partner
J••••• M•••••• L•••••••
PartnerElected Manager · since Dec 1, 2018
K•••••• C•••• S•••••
PartnerElected Manager · since Dec 1, 2018
R•••••• H••••
PartnerPartner
••• Locked (published by the subject)FactVenture organization websites (about, team, portfolio, thesis, news pages)
R•••••• H••••••• H••••
Platform and operationsPartner & Chief Compliance Officer · since Sep 1, 2022
3 departed (kept with end dates)
- D•••• E••••• F••• · Coo · May 1, 2010 to Mar 31, 2017 Inference
- H•••••• E•••••••• S•••• · Chief Compliance Officer · Mar 1, 2023 to Oct 12, 2023 Inference
- J•••••• V•••••• P•••••• · Principal · May 1, 2013 to Mar 29, 2019 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
7 dated events
- Oct 12, 2023••• Locked
- Mar 1, 2023••• Locked
- Mar 29, 2019••• Locked
- Jun 1, 2018••• Locked
- Mar 31, 2017••• Locked
- Oct 3, 2013••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 3, 2013••• LockedFund first reported on Form ADVFundsFactS••••••••• C••••••• F••• I• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 6 private funds
Evidence
48 observations from 2 sources