DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / T••••• W••••• G••••• G••••• P••••••• L••
T••••• W••••• G••••• G••••• P••••••• L••
Corporate venture · probableSan Francisco, CAs•••••.comSEC registered investment adviserpart of S•••••
One of 3 advisers that share s•••••.com; the firm is S•••••. S•••••• N••••••• • C••••••• I•••••••••, T••••• W••••• C•••••• M••••••••• L••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
corporate parent: S••••• Financial Corp
Importance
25
moderate
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
98
high
Research priority
8
low
Identity and regulatory footprint
- Headquarters
- San Francisco, CAadviserinfo.sec.gov
- Office address
- ONE MONTGOMERY STREET, SUITE 3700, San Francisco, CA, 94104adviserinfo.sec.gov
- Business phone
- 415-364-2500adviserinfo.sec.gov
- Website
- s•••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 6, 2018
- Private funds reported
- 5 (5 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $305Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $304Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 10
- Owners on Schedule A
- S••••• F•••••••• C••• (Shareholder), E; T••••• W••••• P••••••• G••••• I••• (Shareholder), E; T••••• W••••• C•••••• M••••••••• L•• (Managing Member), E
- business phone
- 415-364-2500adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
2 reported, 5 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| V•••• I••••• L• ••••• T••••• W••••• G••••• G••••• P••••••• I• ••• L•••• | Growth fund | unknown | Unknown | $18.8M Jul 6, 2018 | 10 | unknown | unknown |
| V•••• I• P••••••• ••• L• ••••• T••••• W••••• G••••• G••••• P••••••• I• P••••••• ••• L•••• | Growth fund | unknown | Unknown | $7.0M Jul 6, 2018 | 2 | unknown | unknown |
| T•••• • R•••• L••• | Fund · ADV: Private Equity Fund | 2014 adv first reported | Wound down | $1.2M Aug 24, 2015 | 2 | unknown | unknown |
| T•••• I• •• • R••••• •••••••• L••• | Feeder or parallel · ADV: Private Equity Fund | 2014 adv first reported | Wound down | $12,965 Aug 24, 2015 | 1 | unknown | unknown |
| T•••• • R••• •••••••• L••• | Feeder or parallel · ADV: Private Equity Fund | 2014 adv first reported | Wound down | $0 Aug 24, 2015 | 1 | unknown | unknown |
| T•••• I• •• • R•••••• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $61.8M Aug 24, 2015 | 2 | unknown | unknown |
| T••••• W••••• G••••• G••••• P••••••• I• •• | Growth fund · ADV: Private Equity Fund | unknown | Wound down | $56.0M Aug 24, 2015 | 11 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
5 current, 7 departed
S•••• A•••• R••••••
Founder or executivePresident · since Mar 1, 2014
C•••••• P••••
Platform and operationsChief Operating Officer · since Jan 1, 2007
E•••••••• A••• W••••••
Platform and operationsChief Compliance Officer · since Apr 1, 2014
M•••••• C••••••• C••••
Platform and operationsChief Legal Officer · since Jan 1, 2015
R•••• M•••• A•••••
Platform and operationsChief Financial Officer · since May 1, 2016
7 departed (kept with end dates)
- M••• F••••• · Chief Legal Officer · Mar 1, 2007 to Mar 17, 2015 Inference
- M•••••• S•••••• M•••••• · Chief Compliance Officer · Mar 1, 2014 to Apr 28, 2014 Inference
- M•••••• J•••• D•••••• · Chief Financial Officer · Jul 1, 2012 to Oct 15, 2012 Inference
- M••••••• M••••••• C•••••• · Cfo · Nov 1, 2012 to May 27, 2016 Inference
- P•••• R•••••• G•••••• · Chief Compliance Officer · Sep 1, 2012 to May 13, 2013 Inference
- R••• S•••••••• K•••••• · Chief Compliance Officer · May 1, 2013 to Mar 31, 2014 Inference
- S••••• S•••••• S•••••• · Chief Financial Officer · Apr 1, 2008 to Jul 12, 2012 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
32 dated events
- May 27, 2016M••••••• M••••••• C•••••• (Cfo) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- May 1, 2016R•••• M•••• A••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Financial Officer
- Mar 14, 2016T•••• I• •• • R•••••• L••• no longer reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L••Fund no longer reportedFundsInferenceT•••• I• •• • R•••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2016T•••• • R•••• L••• no longer reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L••Fund no longer reportedFundsInferenceT•••• • R•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2016T•••• I• •• • R••••• •••••••• L••• no longer reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L••Fund no longer reportedFundsInferenceT•••• I• •• • R••••• •••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2016T••••• W••••• G••••• G••••• P••••••• I• •• no longer reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L••Fund no longer reportedFundsInferenceT••••• W••••• G••••• G••••• P••••••• I• ••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 14, 2016T•••• • R••• •••••••• L••• no longer reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L••Fund no longer reportedFundsInferenceT•••• • R••• •••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 17, 2015M••• Philip F••••• (Chief Legal Officer) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- Jan 1, 2015M•••••• C••••••• C•••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Legal Officer
- Apr 30, 2014T•••• • R••• •••••••• L••• first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund)Fund first reported on Form ADVFundsFactT•••• • R••• •••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 30, 2014T•••• I• •• • R••••• •••••••• L••• first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $12,965Fund first reported on Form ADVFundsFactT•••• I• •• • R••••• •••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 30, 2014T•••• • R•••• L••• first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $1,245,936Fund first reported on Form ADVFundsFactT•••• • R•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 28, 2014M•••••• S•••••• M•••••• (Chief Compliance Officer) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- Apr 1, 2014E•••••••• A••• W•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Compliance Officer
- Mar 31, 2014R••• S•••••••• K•••••• (Chief Compliance Officer) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- Mar 1, 2014M•••••• S•••••• M•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Compliance Officer
- Mar 1, 2014S•••• A•••• R•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as President
- May 13, 2013P•••• R•••••• G•••••• (Chief Compliance Officer) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- May 1, 2013R••• S•••••••• K•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Compliance Officer
- Nov 1, 2012M••••••• M••••••• C•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Cfo
- Oct 15, 2012M•••••• J•••• D•••••• (Chief Financial Officer) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- Sep 1, 2012P•••• R•••••• G•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Compliance Officer
- Jul 12, 2012S••••• S•••••• S•••••• (Chief Financial Officer) no longer on Schedule A of T••••• W••••• G••••• G••••• P••••••• L••
- Jul 1, 2012M•••••• J•••• D•••••• joined Schedule A of T••••• W••••• G••••• G••••• P••••••• L•• as Chief Financial Officer
- Mar 30, 2012T••••• W••••• G••••• G••••• P••••••• L•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012T••••• W••••• Global G••••• Partners II (s), L.P. first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $53,083,521
- Mar 30, 2012T••••• W••••• Global G••••• Partners II P••••••• (s), L.P. first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $18,303,951
- Mar 30, 2012T••••iv- S••••••, L.P. first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $73,294,475Fund first reported on Form ADVFundsFactV•••• • S••••••• L• ••••• T•••• I• • S••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012T•••• I• •• • R•••••• L••• first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $27,519,626Fund first reported on Form ADVFundsFactT•••• I• •• • R•••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012T••••• W••••• G••••• G••••• P••••••• I• •• first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $25,441,181Fund first reported on Form ADVFundsFactT••••• W••••• G••••• G••••• P••••••• I• ••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012T••••• W••••• Global G••••• Partners III, L.P. first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $57,610,081
- Mar 30, 2012H•••••••••, L.P. first reported on Form ADV by T••••• W••••• G••••• G••••• P••••••• L•• (Private Equity Fund), GAV $78,258,226Fund first reported on Form ADVFundsFactH••••••• L• ••••• H••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Corporate venture (probable, 80%, cls-1)corporate parent: S••••• F•••••••• C•••
Evidence
33 observations from 1 source