DFX Intelligence
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Firms / R••• A••• C•••••• F•••••• L••
R••• A••• C•••••• F•••••• L••
corporate parent: Alerica, Inc.
Importance
17
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
100
high
Research priority
4
low
Identity and regulatory footprint
- Headquarters
- North Miami Beach, FLa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- r•••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 29, 2024
- Private funds reported
- 1 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $11.5Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $660Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 11
- Owners on Schedule A
- M•• H••••••• o• S•••• F••••••• C•••• (Owner), D; A••••••• I••• (Owner), D
- business email
- ••• Lockedr•••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
1 reported, 12 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| N•• W••• E••• 6• L• | Fund · ADV: Other Private Fund | 2015 form d first sale | Harvest | $11.5M Jul 29, 2024 | 18 | $15.9M of $15.9M | Mar 21, 2016 |
| N• S••••••• L• | SPV or co-invest vehicle · ADV: Other Private Fund | 2017 adv first reported | Wound down | $13.7M Mar 1, 2019 | 10 | unknown | unknown |
| N•• W••• L•••••• •••••• L• | SPV or co-invest vehicle · ADV: Other Private Fund | 2017 adv first reported | Wound down | $26,999 Mar 1, 2019 | 10 | unknown | unknown |
| N•• 2••• E•••••••• L• | SPV or co-invest vehicle · ADV: Other Private Fund | 2016 name year | Wound down | $334M May 9, 2023 | 167 | unknown | unknown |
| N•• W••• L•••••• ••••••• L••• | Feeder or parallel · ADV: Other Private Fund | 2015 name year | Wound down | $15.1M Mar 1, 2019 | 10 | unknown | unknown |
| N•• W••• L•••••• ••••• L••• | SPV or co-invest vehicle · ADV: Other Private Fund | 2015 name year | Wound down | $3.3M Mar 1, 2019 | 10 | unknown | unknown |
| N•• W••• L•••••• ••••••• L• | Feeder or parallel · ADV: Other Private Fund | 2014 name year | Wound down | $18.2M Jun 7, 2017 | 10 | unknown | unknown |
| N•• W••• L•••••• 2••• L• | SPV or co-invest vehicle · ADV: Other Private Fund | 2014 name year | Wound down | $14.3M Jun 7, 2017 | 10 | unknown | unknown |
| N•• W••• L•••••• L••• | SPV or co-invest vehicle · ADV: Other Private Fund | 2014 adv first reported | Wound down | $4.0M Jun 7, 2017 | 10 | unknown | unknown |
| N•• W••• L•••••• ••••• L••• | SPV or co-invest vehicle · ADV: Other Private Fund | 2013 name year | Wound down | $4.9M Jun 7, 2017 | 10 | unknown | unknown |
| D•••••• T•• L•••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | 2013 adv first reported | Wound down | $3.0M May 14, 2015 | 16 | unknown | unknown |
| 2••• R• T•• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | 2011 name year | Wound down | $3.5M May 14, 2015 | 29 | unknown | unknown |
| R• T•• 2••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | 2010 name year | Wound down | $2.6M May 14, 2015 | 37 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
2 current, 0 departed
J••• M•••••• E•••••••••
PartnerShareholder · since Jun 1, 1998
M••• F••••••
PartnerShareholder · since Jul 1, 2004
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
27 dated events
- Mar 30, 2024••• LockedFund no longer reportedFundsInferenceN•• 2••• E•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2020••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• ••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2020••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• ••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2020••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• •••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2020••• LockedFund no longer reportedFundsInferenceN• S••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 15, 2018••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 15, 2018••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• 2••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 15, 2018••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• ••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 15, 2018••• LockedFund no longer reportedFundsInferenceN•• W••• L•••••• ••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2017••• LockedFund first reported on Form ADVFundsFactN•• W••• E••• 6• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2017••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• •••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2017••• LockedFund first reported on Form ADVFundsFactN•• 2••• E•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 23, 2017••• LockedFund first reported on Form ADVFundsFactN• S••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• ••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016••• LockedFund no longer reportedFundsInferenceR• T•• 2••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016••• LockedFund no longer reportedFundsInferenceD•••••• T•• L•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016••• LockedFund no longer reportedFundsInference2••• R• T•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• ••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 27, 2015••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• ••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 27, 2015••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• 2••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 31, 2014••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 31, 2014••• LockedFund first reported on Form ADVFundsFactN•• W••• L•••••• ••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 20, 2013••• LockedFund first reported on Form ADVFundsFactR• T•• 2••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 20, 2013••• LockedFund first reported on Form ADVFundsFactD•••••• T•• L•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 20, 2013••• LockedFund first reported on Form ADVFundsFact2••• R• T•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 6, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 1, 2004••• Locked
Classification history
- Sep 12, 2026Corporate venture (candidate, 50%, cls-1)corporate parent: A••••••• I•••
Evidence
46 observations from 2 sources