DFX Intelligence
Venture Capital Intelligence
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Firms / S••••• H•••••••• L•••
S••••• H•••••••• L•••
Private equity with venture activity · probableDallas, TXs•••••••••.comSEC registered investment adviser
S••••• Holdings
registered adviser; venture funds are 0% of 9 private funds
Importance
25
moderate
Active deployment
0
low
Emerging
0
low
Completeness
63
high
Freshness
98
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Dallas, TXadviserinfo.sec.gov
- Office address
- 8080 N. CENTRAL EXPRESSWAY, SUITE 1400, Dallas, TX, 75206adviserinfo.sec.gov
- Business phone
- 214-292-4150adviserinfo.sec.gov
- Website
- s•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Aug 21, 2024
- Private funds reported
- 9 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $345Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $345Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 11
- Owners on Schedule A
- S••••• I••••••••• I••• (G•••ral Partner), NA
- business email
- info@sequelholdings.comsequelholdings.compublished by the subject
- business phone
- 214-292-4150adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- enterprise software
- Stages
- not stated or not yet read
- Geography
- texas
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported, 5 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| S••••• C•••••• C• I••••••••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | 2019 adv first reported | Mature | $70.2M Aug 21, 2024 | 5 | unknown | unknown |
| S••••• C•••••• F••• I••• L••• | Fund · ADV: Private Equity Fund | 2016 form d first sale | Harvest | $50.7M Aug 21, 2024 | 94 | $37.8M | Apr 8, 2021 |
| S••••• C•••••• F••• I•• L••• | Fund · ADV: Private Equity Fund | 2011 form d first sale | Harvest | $299,477 Aug 21, 2024 | 18 | $50.4M of $50.4M | Feb 4, 2014 |
| S••••• C•••••• L••••••• I••••••••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | 2015 adv first reported | Wound down | $108,648 Mar 31, 2022 | 3 | unknown | unknown |
| S••••• W• I••••••••• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $1.0M Jun 26, 2019 | 16 | unknown | unknown |
| S••••• W• I••••••••• I•• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $388,050 Jun 26, 2019 | 8 | unknown | unknown |
| S••••• W• I••••••••• I•• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $237,900 Jun 26, 2019 | 13 | unknown | unknown |
| S••••• W• I••••••••• I••• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $103,050 Jun 26, 2019 | 8 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
19 current, 2 departed
A••• J• B•••••
Managing partnerFounding Partner
J••• W• M•••••
Managing partnerManaging Partner
E••••• ••••• G•••••
Operating partnerOperating Partner – Food & Beverage
J••• D• R•••••••
Operating partnerOperating Partner – Food & Beverage
K•••• B• K•••••
Operating partnerOperating Partner
M•••••• E• D•••
Operating partnerOperating Partner - Plastics and Specialty Materials
P••• F•••••••
Operating partnerOperating Partner
W•••••• A• B•••••
Operating partnerOperating Partner – Agribusiness, Ingredients and Processing
S••••• H•••••••
OtherPortfolio
J••• W•••••• M•••••
PartnerOwner · since Aug 1, 2002
B•••• W•••••
Platform and operationsFund Controller
L••••• C•••••
Platform and operationsExecutive Assistant
L••• N• T••••
Platform and operationsPartner - G•••ral Counsel
L••• N•••••• T•••• S•••••••
Platform and operationsCounsel And Chief Compliance Officer · since Jun 1, 2018
M•••••• L• C•••
Platform and operationsPartner - CFO
M•••••• L•••••• C•••
Platform and operationsSenior Vice President And Chief Financial Officer · since Mar 1, 2006
V••••• H•••••
Platform and operationsExecutive Assistant
C•••••• B•••••••
PrincipalDirector of Business Development
C•••• G•••••
Vice presidentVice President
2 departed (kept with end dates)
- L••• D• R••••• · Operating Partner · Jul 1, 2011 to Jun 26, 2019 Inference
- R•• H• K•••• · Managing Director · Jul 1, 2011 to Aug 21, 2024 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
17 dated events
- Aug 21, 2024R•• H• K•••• (Managing Director) no longer on Schedule A of S••••• H•••••••• L•••
- Mar 31, 2023S••••• C•••••• L••••••• I••••••••• L•• no longer reported on Form ADV by S••••• H•••••••• L•••Fund no longer reportedFundsInferenceS••••• C•••••• L••••••• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 14, 2020S••••• W• I••••••••• I•• L••• no longer reported on Form ADV by S••••• H•••••••• L•••Fund no longer reportedFundsInferenceS••••• W• I••••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 14, 2020S••••• W• I••••••••• I•• L••• no longer reported on Form ADV by S••••• H•••••••• L•••Fund no longer reportedFundsInferenceS••••• W• I••••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 14, 2020S••••• W• I••••••••• I••• L••• no longer reported on Form ADV by S••••• H•••••••• L•••Fund no longer reportedFundsInferenceS••••• W• I••••••••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 14, 2020S••••• W• I••••••••• L••• no longer reported on Form ADV by S••••• H•••••••• L•••Fund no longer reportedFundsInferenceS••••• W• I••••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 26, 2019L••• D• R••••• (Operating Partner) no longer on Schedule A of S••••• H•••••••• L•••
- Mar 29, 2019S••••• C•••••• C• I••••••••• L•• first reported on Form ADV by S••••• H•••••••• L••• (Other Private Fund), GAV $27,578,332Fund first reported on Form ADVFundsFactS••••• C•••••• C• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 1, 2018L••• N•••••• T•••• S••••••• joined Schedule A of S••••• H•••••••• L••• as Counsel
- Sep 6, 2016S••••• C•••••• F••• I••• L••• first reported on Form ADV by S••••• H•••••••• L••• (Private Equity Fund), GAV $13,080,000Fund first reported on Form ADVFundsFactS••••• C•••••• F••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 2, 2015S••••• C•••••• L••••••• I••••••••• L•• first reported on Form ADV by S••••• H•••••••• L••• (Other Private Fund), GAV $16,295,000Fund first reported on Form ADVFundsFactS••••• C•••••• L••••••• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 8, 2014S••••• W• I••••••••• I•• L••• first reported on Form ADV by S••••• H•••••••• L••• (Private Equity Fund), GAV $2,086,000Fund first reported on Form ADVFundsFactS••••• W• I••••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 8, 2014S••••• W• I••••••••• L••• first reported on Form ADV by S••••• H•••••••• L••• (Private Equity Fund), GAV $10,982,000Fund first reported on Form ADVFundsFactS••••• W• I••••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 8, 2014S••••• H•••••••• L••• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 8, 2014S••••• C•••••• F••• I•• L••• first reported on Form ADV by S••••• H•••••••• L••• (Private Equity Fund), GAV $55,664,000Fund first reported on Form ADVFundsFactS••••• C•••••• F••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 8, 2014S••••• W• I••••••••• I•• L••• first reported on Form ADV by S••••• H•••••••• L••• (Private Equity Fund), GAV $3,401,000Fund first reported on Form ADVFundsFactS••••• W• I••••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 8, 2014S••••• W• I••••••••• I••• L••• first reported on Form ADV by S••••• H•••••••• L••• (Private Equity Fund), GAV $903,000Fund first reported on Form ADVFundsFactS••••• W• I••••••••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 9 private funds
Evidence
43 observations from 2 sources