DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Firms / M•••••••• C•••••• M••••••••• L••
M•••••••• C•••••• M••••••••• L••
Private equity with venture activity · probableNew York, NYm•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 0% of 4 private funds
Importance
22
moderate
Active deployment
0
low
Emerging
0
low
Completeness
56
elevated
Freshness
97
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- m•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- May 3, 2024
- Private funds reported
- 4 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $372Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $372Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- business email
- ••• Lockedm•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- new york
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported, 2 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| M•• S••••• H••••••• I•• L• | Fund · ADV: Private Equity Fund | 2015 adv first reported | Wound down | $13.1M Sep 11, 2018 | 13 | unknown | unknown |
| M•• S••••• H•••••••• L• | Fund · ADV: Private Equity Fund | 2015 adv first reported | Wound down | $8.7M Sep 11, 2018 | 11 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
7 current, 2 departed
R••• •••• M••••••••
Managing partnerManaging Member · since Mar 1, 1998
R••• M••••••••
Managing partnerFounder and Managing Partner
G•••••• S•••••••
PartnerSenior Managing Director
A••••• G•••••••
Platform and operationsExecutive Assistant &
D•••• A••• Z••••••••
Platform and operationsChief Compliance Officer · since Jul 1, 2016
D•••• Z••••••••
Platform and operationsChief Financial Officer
A•••••••• N•••
Vice presidentVice President
2 departed (kept with end dates)
- D•••• L••••• · Chief Financial Officer · Apr 1, 2013 to Sep 4, 2015 Inference
- M••• •••• M•••••••• · Chief Operating Officer · Sep 1, 2003 to Jul 25, 2016 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Mar 29, 2019••• LockedFund no longer reportedFundsInferenceM•• S••••• H••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2019••• LockedFund no longer reportedFundsInferenceM•• S••••• H•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 25, 2016••• Locked
- Sep 4, 2015••• Locked
- Aug 1, 2015••• Locked
- Mar 31, 2015••• LockedFund first reported on Form ADVFundsFactM•• S••••• H••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2015••• LockedFund first reported on Form ADVFundsFactM•• S••••• H•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 1, 2013••• Locked
- Mar 30, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 4 private funds
Evidence
54 observations from 2 sources