DFX Intelligence
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F•••••• S••••• A••••••• L••
CandidateSEC exempt reporting adviser· New York, New York
Candidate, based in New York, New York, reporting $240M of private fund gross assets across 3 funds.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $240M
- New companies, 12 mo
- Not established
- Investment team
- 1
- Latest vintage
- 2020
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
Form ADV and Form D
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- Contact points 1
Scores, classification basis and filing advisersCandidate, candidateShowHide
Importance
20
moderate
Active deployment
0
low
Emerging
0
low
Completeness
69
high
Freshness
97
high
Research priority
3
low
CandidateSEC exempt reporting adviser
no sworn venture fact yet (name or round mention only)
Identity and regulatory footprint
Website description: ••• Locked
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- f•••••••••.com
- SEC adviser type
- exempt reporting advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Aug 13, 2020
- Private funds reported
- 3 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $240Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- energy, govtech
- Stages
- multi stage
- Geography
- los angeles, new york
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehicles
3 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| N••••••••• I••••••••• I••••• F•••• I••• | SPV or co-invest vehicle · ADV: Other Private Fund | 2020 adv first reported | Mature | $52.4M Aug 13, 2020 | 0 | unknown | unknown |
| N•• Y••• A••••••••• F•••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | unknown | Unknown | $124M Aug 13, 2020 | 2 | unknown | unknown |
| N•• G••••••••• F•••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | unknown | Unknown | $62.8M Aug 13, 2020 | 1 | unknown | unknown |
| S••••••••• T•••• R•• C•••••• F••• L•• | SPV or co-invest vehicle · ADV: Other Private Fund | unknown | Wound down | $7.5M Mar 7, 2019 | 5 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 0 departed
C•••••• S• L••••
Founder or executiveChairman / CEO
C•••••• S•••••••• L••••
Founder or executivePresident · since Jul 1, 2003
E••••• N•• S••••••
PartnerPartner · since Jul 1, 2003
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
6 dated events
- May 15, 2020••• LockedFund first reported on Form ADVFundsFactN••••••••• I••••••••• I••••• F•••• I•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 15, 2020••• LockedFund no longer reportedFundsInferenceS••••••••• T•••• R•• C•••••• F••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012••• LockedFund first reported on Form ADVFundsFactN•• Y••• A••••••••• F•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012••• LockedFund first reported on Form ADVFundsFactN•• G••••••••• F•••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012••• LockedFund first reported on Form ADVFundsFactS••••••••• T•••• R•• C•••••• F••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Candidate (candidate, 50%, cls-1)no sworn venture fact yet (name or round mention only)
Evidence
36 observations from 2 sources