DFX Intelligence
Venture Capital Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Firms / S••••••• I••••••••• L••
S••••••• I••••••••• L••
Private equity with venture activity · probableNew York, NYs•••••••••.comSEC registered investment adviser
Welcome to modern industrialism
registered adviser; venture funds are 7% of 12 private funds
Importance
38
elevated
Active deployment
4
low
Emerging
0
low
Completeness
75
high
Freshness
98
high
Research priority
6
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 9 WEST 57TH STREET, 47TH FLOOR, New York, NY, 10019adviserinfo.sec.gov
- Business phone
- 212-821-1600adviserinfo.sec.gov
- Website
- s•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 13, 2026
- Private funds reported
- 12 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $10Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $5.2Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 37
- Owners on Schedule A
- D•• M••••••••• H••••• L•• (Member), D
- business email
- press@standardindustries.comstandardindustries.compublished by the subject
- business phone
- 212-821-1600adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
- Sectors
- ai, enterprise software, climate, energy, hardware, robotics, defense, cybersecurity, logistics, industrial, media, quantum
- Stages
- series a, series b, growth
- Geography
- australia, bay area, global, los angeles, new york, ohio, silicon valley
- Check size
- not stated; DFX does not estimate checks from round sizes
- Self-described
- venture capital
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 1
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| 4• N•••• V••••••• L• | Fund | 2020 adv first reported | Mature | $157M Mar 15, 2024 | 3 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
43 current, 4 departed
D•••• M••••••••
Founder or executiveVice Chairman
D•••• W•••••
Founder or executiveChief Executive Officer
H••••••• S••••
Founder or executiveVice Chairman
A••• M•••••
OtherHead of Government Affairs
A•••••••• B•••••
OtherHead of C•••••••• Development and M&A
A••••• J•••••••••
OtherChief of Staff
A••••• D•••
OtherHead of Tax
D•••• O••••••••
OtherHead of Tax, S••••••• Management Services
G•••••• H•••••
OtherHead of Strategic Initiatives
K••• R•••••••
OtherHead of State and Local Government Affairs
L•• F••••••
OtherChief Tax Counsel
M••• K•••
OtherHead of Manufacturing Technology
N••••• H•••
OtherChief Labor and Employment Counsel
S•••• M•••••
OtherHead of Real Estate Development, S••••••• Management Services
B•• S••••••
PartnerManaging Director, S••••••• I•••••••••
D•••• J• M••••••••
PartnerMember · since Jan 1, 2022
D•••• S•••• W•••••
PartnerMember And Manager · since Feb 1, 2009
P•••• M••••••••
PartnerTechnology Sector Portfolio Manager, S••••••• I•••••••••
S•••••• F••••
PartnerPortfolio Manager, S••••••• I•••••••••
A••••• P•••••
Platform and operationsChief Information Officer
C•••••• R•••••••
Platform and operationsChief Accounting Officer, S••••••• Management Services
D••• W••••••••
Platform and operationsChief Information Security Officer
D••• N••••
Platform and operationsChief Operating Officer
E•••• H••• L••••••••
Platform and operationsChief Operating Officer · since May 1, 2013
G•••••• B••••••
Platform and operationsChief Accounting Officer
H••••• J•••• Z•••••••
Platform and operationsChief Compliance Officer · since Feb 1, 2012
H••••• Z•••••••
Platform and operationsChief Compliance Officer, S••••••• I•••••••••
J•••• P••••••
Platform and operationsChief Legal Officer
J••• K•••
Platform and operationsHead of Communications
J••• G•••••••••
Platform and operationsTreasurer
J•••• K••••
Platform and operationsChief Operating Officer & Controller, S••••••• I•••••••••
M••••• S••••••••
Platform and operationsChief Administrative Officer
M••• F•••••••
Platform and operationsChief Financial Officer
R••••• E•••••••••
Platform and operationsChief Compliance Officer
R••••• C••••••• C•••••••• P••••••••
Platform and operationsKellen Carlson Executive Assistant
S••••• B••••••••
Platform and operationsHead of Talent Strategy and Development
T•••• J••• R••••
Platform and operationsChief Financial Officer · since Jan 1, 2016
T•••• R••••
Platform and operationsChief Financial Officer, S••••••• I•••••••••
V•••••••• C••••••
Platform and operationsGeneral Counsel · since Jan 1, 2022
V•••••••• C••••••
Platform and operationsGeneral Counsel, S••••••• I•••••••••
E•••• G••••••••
Vice presidentSenior Vice President, S••••••• Management Services
R•••••••• S••••••
Vice presidentSenior Vice President, C•••••••• Development and Strategy
S••• A•••••• C••••••••• A••••••••
Vice presidentEmma Beard Vice President, Sustainability
4 departed (kept with end dates)
- A••• M•••••• S••••••••• · Cio · Jan 1, 2012 to Jun 1, 2012 Inference
- B•••• J••• G••••••••• · Chief Operating Officer · Jan 1, 2015 to Mar 21, 2016 Inference
- L••••••• V• P•••••• · Chief Financial Officer · Jan 1, 2011 to Mar 21, 2016 Inference
- M•••••• K•••••• O•••• · Chief Financial Officer · Jan 1, 2013 to Mar 23, 2015 Inference
Investments on record
1 edges, 1 companies, 0 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| E••••• H•••••• | portfolio listing | unknown | unknown | unknown | unknown | Sep 16, 2026 | Fact Venture organization websites (about, team, portfolio, thesis, news pages) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
11 dated events
- Jan 1, 2022V•••••••• C•••••• joined Schedule A of S••••••• I••••••••• L•• as General Counsel
- Feb 14, 20204• N•••• V••••••• L• first reported on Form ADV by 40 N•••• Management LLC (Venture Capital Fund), GAV $10,724,500Fund first reported on Form ADVFundsFact4• N•••• V••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 21, 2016L••••••• Vincent P•••••• (Chief Financial Officer) no longer on Schedule A of 40 N•••• Management LLC
- Mar 21, 2016B•••• J••• G••••••••• (Chief Operating Officer) no longer on Schedule A of 40 N•••• Management LLC
- Jan 1, 2016T•••• J••• R•••• joined Schedule A of 40 N•••• Management LLC as Chief Financial Officer
- Mar 23, 2015M•••••• K•••••• O•••• (Chief Financial Officer) no longer on Schedule A of 40 N•••• Management LLC
- Jan 1, 2015B•••• J••• G••••••••• joined Schedule A of 40 N•••• Management LLC as Chief Operating Officer
- May 1, 2013E•••• H••• L•••••••• joined Schedule A of 40 N•••• Management LLC as Chief Operating Officer
- Jan 1, 2013M•••••• K•••••• O•••• joined Schedule A of 40 N•••• Industries LLC as Chief Financial Officer
- Jun 1, 2012A••• M•••••• S••••••••• (Cio) no longer on Schedule A of 40 N•••• Industries LLC
- Feb 13, 201240 N•••• Industries LLC first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 7% of 12 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 7% of 8 private funds
Evidence
81 observations from 3 sources