DFX Intelligence
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Firms / C•••••••• A••••••• L••
C•••••••• A••••••• L••
Corporate venture · candidateNew York, NYSEC registered investment adviser
corporate parent: C•••••••• Inc.
Importance
1
low
Active deployment
0
low
Emerging
0
low
Completeness
25
moderate
Freshness
95
high
Research priority
1
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Apr 29, 2024
- Private funds reported
- 0 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- unknownreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $30.0Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 29
- Owners on Schedule A
- C•••••••• I••• (Sole Member), E
- business phone
- 212-388-5204adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| I•••• C•••••• I• T•••• | SPV or co-invest vehicle · ADV: Other Private Fund | 2020 adv first reported | Wound down | $0 Jun 12, 2023 | 5 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 5 departed
G•• M••••••••
Founder or executiveChief Executive Officer · since Dec 1, 2017
J•• a• B••••
Platform and operationsChief Compliance Officer · since Jun 1, 2023
L•••••• K••••••• B•••••••
Platform and operationsChief Financial Officer · since Apr 1, 2022
S••••• J••• W•••••
Platform and operationsGeneral Counsel · since Dec 1, 2023
5 departed (kept with end dates)
- J••••• J••• T•••••• · Associate · Feb 1, 2018 to Apr 9, 2019 Inference
- J••••• H•••• K••• · President · Dec 1, 2017 to Mar 21, 2023 Inference
- A••• L••• · Chief Operating Officer · Dec 1, 2017 to Nov 9, 2018 Inference
- D•••• J••• L••• · Chief Compliance Officer · Dec 1, 2017 to Jun 12, 2023 Inference
- I••• T••••••••• · Vice President - R&D · Dec 1, 2017 to Jul 7, 2020 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
12 dated events
- Apr 29, 2024I•••• C•••••• I• T•••• no longer reported on Form ADV by C•••••••• A••••••• L••Fund no longer reportedFundsInferenceI•••• C•••••• I• T••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 1, 2023S••••• J••• W••••• joined Schedule A of C•••••••• A••••••• L•• as General Counsel
- Jun 12, 2023D•••• J••• L••• (Chief Compliance Officer) no longer on Schedule A of C•••••••• A••••••• L••
- Jun 1, 2023J•• a• B•••• joined Schedule A of C•••••••• A••••••• L•• as Chief Compliance Officer
- Mar 21, 2023J••••• H•••• K••• (President) no longer on Schedule A of C•••••••• A••••••• L••
- Apr 1, 2022L•••••• K••••••• B••••••• joined Schedule A of C•••••••• A••••••• L•• as Chief Financial Officer
- Jul 7, 2020I•••• C•••••• I• T•••• first reported on Form ADV by C•••••••• A••••••• L•• (Other Private Fund), GAV $75,000,000Fund first reported on Form ADVFundsFactI•••• C•••••• I• T••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 7, 2020I••• T••••••••• (Vice President - R&D) no longer on Schedule A of C•••••••• A••••••• L••
- Apr 9, 2019J••••• J••• T•••••• (Associate) no longer on Schedule A of C•••••••• A••••••• L••
- Nov 9, 2018A••• L••• (Chief Operating Officer) no longer on Schedule A of C•••••••• A••••••• L••
- Feb 1, 2018J••••• J••• T•••••• joined Schedule A of C•••••••• A••••••• L•• as Associate
- Nov 22, 2017C•••••••• I••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Corporate venture (candidate, 50%, cls-1)corporate parent: C•••••••• I•••
Evidence
32 observations from 1 source