DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Svoboda Capital Fund IV, L.P.
Svoboda Capital Fund IV, L.P.
Amounts, each with its basis
- Vintage
- 2017basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $150Mwhat may be sold, not what was raised; file 021-256718, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Feb 4, 2016
- First sale
- unknown
- Reported GAV
- $54.0Mon the Form ADV filed Apr 9, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 40
- Reported on ADV
- Mar 31, 2017 to Apr 9, 2024
Fundraising evidence
Unknown
latest Form D 2016-02-04, older than 15 months (fr-1)
evidence dated Feb 4, 2016. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 9first sale: n/avintage year: $2,017adv gav as of: 2024-04-09vintage basis: adv_first_reportedform d sold usd: 0form d offering usd: $150Mform d latest filed at: 2016-02-04
The fund's own reporting through time
16 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2017 | Private Equity Fund | $69.8M | 29 | $100,000 | 7% | yes | |
| Mar 31, 2017 | Private Equity Fund | $69.8M | 29 | $100,000 | 7% | yes | |
| Jun 29, 2017 | Private Equity Fund | $78.2M | 29 | $100,000 | 7% | yes | |
| Jul 21, 2017 | Private Equity Fund | $78.2M | 29 | $100,000 | 7% | yes | |
| Dec 5, 2017 | Private Equity Fund | $78.2M | 29 | $100,000 | 7% | yes | |
| Mar 29, 2018 | Private Equity Fund | $70.2M | 29 | $1.0M | 7% | yes | |
| Apr 2, 2019 | Private Equity Fund | $70.5M | 29 | $1.0M | 7% | yes | |
| Apr 16, 2019 | Private Equity Fund | $70.5M | 29 | $1.0M | 7% | yes | |
| Mar 27, 2020 | Private Equity Fund | $73.1M | 35 | $1.0M | 7% | yes | |
| Mar 30, 2021 | Private Equity Fund | $77.3M | 36 | $1.0M | 7% | yes | |
| Apr 15, 2021 | Private Equity Fund | $77.3M | 36 | $1.0M | 7% | yes | |
| Mar 31, 2022 | Private Equity Fund | $86.1M | 39 | $1.0M | 12% | yes | |
| May 3, 2022 | Private Equity Fund | $86.1M | 39 | $1.0M | 12% | yes | |
| Mar 31, 2023 | Private Equity Fund | $75.0M | 39 | $1.0M | 12% | yes | |
| Mar 27, 2024 | Private Equity Fund | $54.0M | 40 | $1.0M | 12% | yes | |
| Apr 9, 2024 | Private Equity Fund | $54.0M | 40 | $1.0M | 12% | yes |
Principals and agents
5 principals on Form D, 1 placement agents
- Jeffrey S Piper Executive Officer/Promoter
- Thomas G. Brooker Executive Officer/Promoter
- Richard J. Harpster Executive Officer/Promoter
- John A. Svoboda Executive Officer/Promoter
- Andrew B. Albert Executive Officer/Promoter
- Equus Financial Consulting, LLC placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 31, 2017Svoboda Capital Fund IV, L.P. first reported on Form ADV by Svoboda Capital Partners LLC (Private Equity Fund), GAV $69,847,000Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 4, 2016Svoboda Capital Fund IV, L.P. filed Form D: no sales yet of $150,000,000, Private Equity FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Partnership Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $150M Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ONE NORTH FRANKLIN STREET, SUITE 1500, CHICAGO, IL, 60606 Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 Feb 4, 2016 Fact SEC EDGAR Form D data sets (quarterly)