DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Swan & Legend Fund 3, LP
Swan & Legend Fund 3, LP
Amounts, each with its basis
- Vintage
- 2016basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $150Mwhat may be sold, not what was raised; file 021-237674, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Apr 10, 2015
- First sale
- unknown
- Reported GAV
- $51.1Mon the Form ADV filed Jul 16, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 78
- Reported on ADV
- Feb 18, 2016 to Jul 16, 2024
Fundraising evidence
Unknown
latest Form D 2015-04-10, older than 15 months (fr-1)
evidence dated Apr 10, 2015. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 10first sale: n/avintage year: $2,016adv gav as of: 2024-07-16vintage basis: adv_first_reportedform d sold usd: 0form d offering usd: $150Mform d latest filed at: 2015-04-10
The fund's own reporting through time
10 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Feb 18, 2016 | Venture Capital Fund | $53.3M | 91 | $250,000 | 60% | yes | |
| Mar 9, 2017 | Venture Capital Fund | $107M | 91 | $250,000 | 60% | yes | |
| Feb 26, 2018 | Venture Capital Fund | $96.3M | 91 | $250,000 | 60% | yes | |
| Feb 21, 2019 | Venture Capital Fund | $96.7M | 91 | $250,000 | 60% | yes | |
| Mar 6, 2020 | Venture Capital Fund | $96.7M | 91 | $250,000 | 60% | yes | |
| Mar 24, 2021 | Venture Capital Fund | $96.7M | 91 | $250,000 | 60% | yes | |
| Mar 15, 2022 | Venture Capital Fund | $116M | 91 | $250,000 | 60% | yes | |
| Mar 15, 2023 | Venture Capital Fund | $116M | 91 | $250,000 | 60% | yes | |
| Mar 29, 2024 | Venture Capital Fund | $51.1M | 78 | $250,000 | 60% | yes | |
| Jul 16, 2024 | Venture Capital Fund | $51.1M | 78 | $250,000 | 60% | yes |
Principals and agents
6 principals on Form D, 0 placement agents
- Todd Klein Executive Officer
- David Bosserman Executive Officer
- SWaN & Legend Fund 3 GP, LLC Director
- Frederick Schaufeld Executive Officer
- SWaN & Legend Advisors, LLC Promoter
- Anthony Nader Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Feb 18, 2016Swan & Legend Fund 3, LP first reported on Form ADV by Swan & Legend (Venture Capital Fund), GAV $53,289,437Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 10, 2015SWaN & Legend Fund 3 LP filed Form D: no sales yet of $150,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Partnership Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $150M Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 108 Loudoun Street SW, Leesburg, VA, 20175 Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2015 Apr 10, 2015 Fact SEC EDGAR Form D data sets (quarterly)