DFX Intelligence
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Funds / B••••••••• C•••••• S••• I• L•
B••••••••• C•••••• S••• I• L•
Amounts, each with its basis
- Vintage
- 2011basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $74.8Mwhat may be sold, not what was raised; file 021-165610, sworn by the adviser or filed under this vehicle
- Form D sold
- $74.8Mas of the filing of May 21, 2012, 94 investors
- First sale
- Sep 1, 2011
- Reported GAV
- $46.0Mon the Form ADV filed Apr 26, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 93
- Reported on ADV
- Aug 2, 2013 to Apr 26, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2012-05-21: the stated $74.8M offering reported fully sold (fr-1)
evidence dated May 21, 2012. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 15first sale: 2011-09-01vintage year: $2,011adv gav as of: 2024-04-26vintage basis: form_d_first_saleform d sold usd: $74.8Mform d offering usd: $74.8Mform d latest filed at: 2012-05-21
The fund's own reporting through time
44 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Aug 2, 2013 | Other Private Fund | $231M | 99 | $100,000 | 11% | yes | |
| Aug 5, 2013 | Other Private Fund | $231M | 99 | $100,000 | 11% | yes | |
| Aug 6, 2013 | Other Private Fund | $231M | 99 | $100,000 | 11% | yes | |
| Oct 14, 2013 | Other Private Fund | $231M | 99 | $100,000 | 11% | yes | |
| Oct 24, 2013 | Other Private Fund | $231M | 99 | $100,000 | 11% | yes | |
| Mar 31, 2014 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Aug 13, 2014 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Oct 27, 2014 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Nov 14, 2014 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Dec 23, 2014 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Feb 13, 2015 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Mar 3, 2015 | Other Private Fund | $242M | 99 | $100,000 | 20% | yes | |
| Mar 30, 2015 | Other Private Fund | $237M | 97 | $100,000 | 10% | yes | |
| May 6, 2015 | Other Private Fund | $237M | 97 | $100,000 | 10% | yes | |
| Jun 2, 2015 | Other Private Fund | $237M | 97 | $100,000 | 10% | yes | |
| Mar 30, 2016 | Other Private Fund | $232M | 97 | $1.0M | 10% | yes | |
| May 25, 2016 | Other Private Fund | $233M | 97 | $1.0M | 10% | yes | |
| Nov 28, 2016 | Other Private Fund | $233M | 97 | $1.0M | 10% | yes | |
| Mar 31, 2017 | Other Private Fund | $235M | 97 | $1.0M | 9% | yes | |
| Jun 30, 2017 | Other Private Fund | $235M | 97 | $1.0M | 9% | yes | |
| Jun 30, 2017 | Other Private Fund | $235M | 97 | $1.0M | 9% | yes | |
| Aug 16, 2017 | Other Private Fund | $235M | 97 | $1.0M | 9% | yes | |
| Feb 28, 2018 | Other Private Fund | $235M | 97 | $1.0M | 9% | yes | |
| Mar 30, 2018 | Venture Capital Fund | $205M | 97 | $100,000 | 9% | yes | |
| Apr 18, 2018 | Venture Capital Fund | $205M | 97 | $100,000 | 9% | yes | |
| Jun 20, 2018 | Venture Capital Fund | $205M | 97 | $100,000 | 9% | yes | |
| Mar 29, 2019 | Venture Capital Fund | $181M | 99 | $100,000 | 10% | yes | |
| Mar 29, 2019 | Venture Capital Fund | $181M | 99 | $100,000 | 10% | yes | |
| Jan 15, 2020 | Venture Capital Fund | $181M | 99 | $100,000 | 10% | yes | |
| Feb 26, 2020 | Venture Capital Fund | $181M | 99 | $100,000 | 10% | yes | |
| Mar 30, 2020 | Venture Capital Fund | $112M | 100 | $100,000 | 9% | yes | |
| Oct 7, 2020 | Venture Capital Fund | $112M | 100 | $100,000 | 9% | yes | |
| Dec 4, 2020 | Venture Capital Fund | $112M | 100 | $100,000 | 9% | yes | |
| Mar 30, 2021 | Venture Capital Fund | $94.8M | 100 | $100,000 | 36% | yes | |
| Jun 16, 2021 | Venture Capital Fund | $94.8M | 100 | $100,000 | 36% | yes | |
| Nov 22, 2021 | Venture Capital Fund | $94.8M | 100 | $100,000 | 36% | yes | |
| Feb 16, 2022 | Venture Capital Fund | $94.8M | 100 | $100,000 | 36% | yes | |
| Mar 30, 2022 | Venture Capital Fund | $66.7M | 94 | $100,000 | 25% | yes | |
| Jun 1, 2022 | Venture Capital Fund | $66.7M | 94 | $100,000 | 25% | yes | |
| Mar 30, 2023 | Venture Capital Fund | $52.5M | 107 | $100,000 | 25% | yes | |
| Jun 14, 2023 | Venture Capital Fund | $52.5M | 107 | $100,000 | 25% | yes | |
| Nov 15, 2023 | Venture Capital Fund | $52.5M | 107 | $100,000 | 25% | yes | |
| Mar 29, 2024 | Venture Capital Fund | $46.0M | 93 | $100,000 | 25% | yes | |
| Apr 26, 2024 | Venture Capital Fund | $46.0M | 93 | $100,000 | 25% | yes |
Principals and agents
3 principals on Form D, 0 placement agents
- D••••• D••• Executive Officer
- S••••• S••••••• Executive Officer
- B••••••••• C•••••• S••• M•••••••• L•• Executive Officer
Limited partners and their reported performance
1 public LP report
| LP | Vintage (LP’s) | Committed | Paid in | Distributed | Remaining value | Net IRR | Multiple | As of |
|---|---|---|---|---|---|---|---|---|
| N•• Y••• S•••• C••••• R••••••••• F••• osc.ny.gov | 2012 | $15.0M | n/a | n/a | n/a | not meaningful yet | unknown | Feb 3, 2012 |
Each row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
5 events
- Aug 2, 2013••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 21, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Feb 3, 2012••• Locked
- Dec 29, 2011••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Sep 9, 2011••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
45 observations
Every observation on this vehicle
- Entity type: Limited Partnership May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $74.8M May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $71.2M Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $37.9M Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $74.8M May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $75.0M Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $75.0M Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-09-01 May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-09-01 Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-09-01 Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 94 May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 86 Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 66 Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 50,000 May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 75,000 Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 75,000 Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 May 21, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Dec 29, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Sep 9, 2011 Fact SEC EDGAR Form D data sets (quarterly)