DFX Intelligence
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Funds / N•••••• P•••••••• L•••
N•••••• P•••••••• L•••
HarvestClosed to new capitalFundother manager vehicleADV: Private Equity FundN•••••• C•••••• A•••••••• L••Delaware
Amounts, each with its basis
- Vintage
- 2013basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $108Mwhat may be sold, not what was raised; file 021-191947, sworn by the adviser or filed under this vehicle
- Form D sold
- $108Mas of the filing of Jul 13, 2015, 25 investors
- First sale
- Feb 4, 2013
- Reported GAV
- $139Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 25
- Reported on ADV
- Oct 30, 2013 to Mar 28, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2015-07-13: the stated $107.9M offering reported fully sold (fr-1)
evidence dated Jul 13, 2015. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 13first sale: 2013-02-04vintage year: $2,013adv gav as of: 2024-03-28vintage basis: form_d_first_saleform d sold usd: $108Mform d offering usd: $108Mform d latest filed at: 2015-07-13
The fund's own reporting through time
14 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Oct 30, 2013 | Venture Capital Fund | $41.1M | 7 | $100,000 | 3% | yes | |
| Mar 31, 2014 | Venture Capital Fund | $41.1M | 8 | $100,000 | 3% | yes | |
| Mar 28, 2015 | Venture Capital Fund | $45.3M | 12 | $100,000 | 3% | yes | |
| Nov 23, 2015 | Venture Capital Fund | $45.3M | 12 | $100,000 | 3% | yes | |
| Mar 29, 2016 | Venture Capital Fund | $104M | 24 | $100,000 | 1% | yes | |
| Mar 30, 2017 | Private Equity Fund | $103M | 24 | $100,000 | 1% | yes | |
| Mar 29, 2018 | Private Equity Fund | $117M | 24 | $100,000 | 1% | yes | |
| Mar 29, 2019 | Private Equity Fund | $114M | 24 | $100,000 | 1% | yes | |
| Mar 30, 2020 | Private Equity Fund | $145M | 24 | $100,000 | 1% | yes | |
| Jun 29, 2020 | Private Equity Fund | $132M | 25 | $100,000 | 5% | yes | |
| Mar 29, 2021 | Private Equity Fund | $168M | 25 | $100,000 | 9% | yes | |
| Mar 30, 2022 | Private Equity Fund | $159M | 25 | $100,000 | 6% | yes | |
| Mar 31, 2023 | Private Equity Fund | $125M | 25 | $100,000 | 6% | yes | |
| Mar 28, 2024 | Private Equity Fund | $139M | 25 | $100,000 | 16% | yes |
Principals and agents
3 principals on Form D, 1 placement agents
- B•••• M• S••••••••• Executive Officer
- R••• M• S•••••• Executive Officer
- B•••• T• C••••• Executive Officer
- T••••• C•••••• G••••• I••• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
5 events
- Jul 13, 2015N•••••• P•••••••• L••• filed Form D/A: $107,881,000 sold of $107,881,000, Other Investment FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Feb 18, 2015N•••••• P•••••••• L••• filed Form D/A: $50,200,000 sold (indefinite offering), Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Feb 18, 2014N•••••• P•••••••• L••• filed Form D/A: $40,700,000 sold (indefinite offering), Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Oct 30, 2013N•••••• P•••••••• L••• first reported on Form ADV by N•••••• C•••••• A•••••••• L•• (Venture Capital Fund), GAV $41,138,181Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 15, 2013N•••••• P•••••••• L••• filed Form D: $40,350,000 sold (indefinite offering), Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
63 observations
Every observation on this vehicle
- Entity type: Limited Partnership Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $108M Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $50.2M Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $40.7M Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $40.4M Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $108M Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.7 Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2013-02-04 Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2013-02-04 Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2013-02-04 Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2013-02-04 Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Indefinite offering: true Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 25 Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 10 Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 5 Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 4 Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Jul 13, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Feb 18, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Feb 18, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Feb 15, 2013 Fact SEC EDGAR Form D data sets (quarterly)