DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Funds / U• P••••••• I• F•••••••• I••••••••• F•••• L•••
U• P••••••• I• F•••••••• I••••••••• F•••• L•••
Amounts, each with its basis
- Vintage
- 2008basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $38.0Mwhat may be sold, not what was raised; file 021-125416, sworn by the adviser or filed under this vehicle
- Form D sold
- $38.0Mas of the filing of Nov 4, 2009, 6 investors
- First sale
- Mar 20, 2008
- Reported GAV
- $8.6Mon the Form ADV filed May 24, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 10
- Reported on ADV
- Mar 30, 2012 to May 24, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2009-11-04: the stated $38.0M offering reported fully sold (fr-1)
evidence dated Nov 4, 2009. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 18first sale: 2008-03-20vintage year: $2,008adv gav as of: 2024-05-24vintage basis: form_d_first_saleform d sold usd: $38.0Mform d offering usd: $38.0Mform d latest filed at: 2009-11-04
The fund's own reporting through time
18 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 30, 2012 | Venture Capital Fund | $73.9M | 6 | $25,000 | 2% | yes | |
| Apr 1, 2013 | Venture Capital Fund | $57.7M | 6 | $25,000 | 2% | yes | |
| Mar 14, 2014 | Venture Capital Fund | $47.7M | 6 | $25,000 | 2% | yes | |
| Mar 27, 2015 | Venture Capital Fund | $98.5M | 7 | $25,000 | 2% | yes | |
| Mar 30, 2016 | Venture Capital Fund | $104M | 7 | $25,000 | 2% | yes | |
| Mar 30, 2017 | Venture Capital Fund | $99.0M | 10 | $25,000 | 2% | yes | |
| Mar 30, 2018 | Venture Capital Fund | $98.4M | 10 | $25,000 | 2% | yes | |
| Mar 29, 2019 | Venture Capital Fund | $142M | 10 | $25,000 | 2% | yes | |
| Aug 30, 2019 | Venture Capital Fund | $142M | 10 | $25,000 | 2% | yes | |
| Mar 30, 2020 | Venture Capital Fund | $202M | 10 | $25,000 | 2% | yes | |
| Jun 1, 2020 | Venture Capital Fund | $202M | 10 | $25,000 | 2% | yes | |
| Mar 31, 2021 | Venture Capital Fund | $10.1M | 10 | $25,000 | 2% | yes | |
| Mar 31, 2022 | Venture Capital Fund | $8.6M | 10 | $25,000 | 2% | yes | |
| Mar 30, 2023 | Venture Capital Fund | $8.3M | 10 | $25,000 | 2% | no | |
| May 11, 2023 | Venture Capital Fund | $8.3M | 10 | $25,000 | 2% | no | |
| Jan 3, 2024 | Venture Capital Fund | $8.3M | 10 | $25,000 | 2% | no | |
| Mar 19, 2024 | Venture Capital Fund | $8.6M | 10 | $25,000 | 2% | no | |
| May 24, 2024 | Venture Capital Fund | $8.6M | 10 | $25,000 | 2% | no |
Principals and agents
4 principals on Form D, 2 placement agents
- C••• S• L•••••••• Executive Officer/Director
- • U• P••••••• I• F•••••••• I••••••••• G•• L••••• Promoter
- J•••• C• D••••••• Executive Officer/Director
- B•••• G• M••••••••• Executive Officer/Director
- C••••••••• J• C••••• placement agent
- B•••• A• W••••••••• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 30, 2012U• P••••••• I• F•••••••• I••••••••• F•••• L••• first reported on Form ADV by UV Partners, Inc (Venture Capital Fund), GAV $73,932,871Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 4, 2009UV Partners IV Financial I••••••••• Fund LP filed Form D/A: $38,000,000 sold of $38,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Aug 31, 2009UV Partners IV Financial I••••••••• Fund LP filed Form D/A: $35,000,000 sold of $35,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
32 observations
Every observation on this vehicle
- Entity type: Limited Partnership Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $38.0M Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $35.0M Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $38.0M Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $35.0M Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.7 Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.7 Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2008-03-20 Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2008-03-20 Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 6 Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 5 Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2755 E. Cottonwood Pkwy., Suite 520, Salt Lake City, UT, 84121 Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 2755 E. Cottonwood Pkwy., Suite 520, Salt Lake City, UT, 84121 Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2008 Nov 4, 2009 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2008 Aug 31, 2009 Fact SEC EDGAR Form D data sets (quarterly)