DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Avalon Ventures Ix, LP
Avalon Ventures Ix, LP
Amounts, each with its basis
- Vintage
- 2010basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $200Mwhat may be sold, not what was raised; file 021-145167, sworn by the adviser or filed under this vehicle
- Form D sold
- $118Mas of the filing of Jul 19, 2010, 16 investors
- First sale
- Jul 12, 2010
- Reported GAV
- $73.6Mon the Form ADV filed Mar 27, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 24
- Reported on ADV
- Mar 27, 2012 to Mar 27, 2024
Fundraising evidence
Unknown
latest Form D 2010-07-19, older than 15 months (fr-1)
evidence dated Jul 19, 2010. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 16first sale: 2010-07-12vintage year: $2,010adv gav as of: 2024-03-27vintage basis: form_d_first_saleform d sold usd: $118Mform d offering usd: $200Mform d latest filed at: 2010-07-19
The fund's own reporting through time
14 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 27, 2012 | Venture Capital Fund | $199M | 24 | $250,000 | 2% | yes | |
| Mar 21, 2013 | Venture Capital Fund | $206M | 24 | $250,000 | 2% | yes | |
| Mar 6, 2014 | Venture Capital Fund | $247M | 24 | $250,000 | 2% | yes | |
| Mar 11, 2015 | Venture Capital Fund | $223M | 24 | $250,000 | 2% | yes | |
| Mar 12, 2016 | Venture Capital Fund | $189M | 24 | $250,000 | 2% | yes | |
| Jun 14, 2016 | Venture Capital Fund | $189M | 24 | $250,000 | 2% | yes | |
| Mar 21, 2017 | Venture Capital Fund | $158M | 24 | $250,000 | 2% | yes | |
| Mar 26, 2018 | Venture Capital Fund | $161M | 24 | $250,000 | 2% | yes | |
| Mar 28, 2019 | Venture Capital Fund | $105M | 24 | $250,000 | 2% | yes | |
| Mar 31, 2020 | Venture Capital Fund | $86.3M | 24 | $250,000 | 2% | yes | |
| Mar 26, 2021 | Venture Capital Fund | $88.3M | 24 | $250,000 | 2% | yes | |
| Mar 29, 2022 | Venture Capital Fund | $84.6M | 24 | $250,000 | 2% | yes | |
| Mar 30, 2023 | Venture Capital Fund | $76.5M | 24 | $250,000 | 2% | yes | |
| Mar 27, 2024 | Venture Capital Fund | $73.6M | 24 | $250,000 | 2% | yes |
Principals and agents
6 principals on Form D, 0 placement agents
- Douglas Downs Promoter
- JAY B. Lichter Promoter
- Braden M. Bohrmann Promoter
- Kevin J. Kinsella Promoter
- Stephen L. Tomlin Promoter
- Richard W. Levandov Promoter
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 27, 2012Avalon Ventures Ix, LP first reported on Form ADV by Avalon Ventures Management, LLC (Venture Capital Fund), GAV $199,017,585Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 19, 2010Avalon Ventures IX, L.P. filed Form D: $118,125,000 sold of $200,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Partnership Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $118M Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $200M Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2010-07-12 Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 16 Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 250,000 Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 1134 KLINE STREET, LA JOLLA, CA, 92037 Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2010 Jul 19, 2010 Fact SEC EDGAR Form D data sets (quarterly)