DFX Intelligence
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Funds / V••• S••••• V••••••• F••• I• L••
V••• S••••• V••••••• F••• I• L••
Amounts, each with its basis
- Vintage
- 2012basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $2.0Mwhat may be sold, not what was raised; file 021-183138, sworn by the adviser or filed under this vehicle
- Form D sold
- $1.4Mas of the filing of Jul 25, 2014, 42 investors
- First sale
- Sep 28, 2012
- Reported GAV
- $1.4Mon the Form ADV filed Mar 28, 2014; the fund's assets, never its size or dry powder
- Owners (ADV)
- 42
- Reported on ADV
- Mar 8, 2013 to Mar 28, 2014
Fundraising evidence
Unknown
latest Form D 2014-07-25, older than 15 months (fr-1)
evidence dated Jul 25, 2014. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 14first sale: 2012-09-28vintage year: $2,012adv gav as of: 2014-03-28vintage basis: form_d_first_saleform d sold usd: $1.4Mform d offering usd: $2.0Mform d latest filed at: 2014-07-25
The fund's own reporting through time
2 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 8, 2013 | Venture Capital Fund | $1.4M | 42 | $5,000 | 4% | no | |
| Mar 28, 2014 | Venture Capital Fund | $1.4M | 42 | $5,000 | 4% | no |
Principals and agents
3 principals on Form D, 0 placement agents
- R••••• W••• M••••••• Executive Officer/Director/Promoter
- J• B•••• K•••• Executive Officer/Director/Promoter
- D••• B•••• K••• Executive Officer/Director/Promoter
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
5 events
- Jul 25, 2014••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 8, 2013••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 10, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Oct 12, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Aug 23, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
63 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): No Revenues Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: OHIO Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: OHIO Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: OHIO Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: OHIO Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $1.4M Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $1.4M Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $1.3M Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $1.0M Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.0M Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.0M Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.0M Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.0M Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06 Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06 Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06 Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2012-09-28 Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2012-09-28 Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2012-09-28 Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 42 Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 42 Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 35 Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 26 Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 15,000 Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 15,000 Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 15,000 Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 15,000 Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Jul 25, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Dec 10, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Oct 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2012 Aug 23, 2012 Fact SEC EDGAR Form D data sets (quarterly)