DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / OCA Ventures III, L.P.
OCA Ventures III, L.P.
Amounts, each with its basis
- Vintage
- 2014basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $100Mwhat may be sold, not what was raised; joined by exact issuer name, corroborated by a person on the adviser's roster named on the filing, the issuer filing from the adviser's state, not sworn by the adviser (confidence 0.85); file 021-227177
- Form D sold
- $47.0Mas of the filing of Oct 28, 2015, 31 investors
- First sale
- Oct 28, 2014
- Reported GAV
- $117Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 64
- Reported on ADV
- Mar 31, 2015 to Mar 28, 2024
Fundraising evidence
Unknown
latest Form D 2015-10-28, older than 15 months (fr-1)
evidence dated Oct 28, 2015. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 12first sale: 2014-10-28vintage year: $2,014adv gav as of: 2024-03-28vintage basis: form_d_first_saleform d sold usd: $47.0Mform d offering usd: $100Mform d latest filed at: 2015-10-28
The fund's own reporting through time
10 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2015 | Venture Capital Fund | $39.6M | 27 | $1.0M | 4% | yes | |
| Apr 1, 2016 | Venture Capital Fund | $46.6M | 30 | $1.0M | 4% | yes | |
| Mar 29, 2017 | Venture Capital Fund | $68.8M | 64 | $1.0M | 4% | yes | |
| Mar 29, 2018 | Venture Capital Fund | $80.6M | 64 | $1.0M | 4% | yes | |
| Mar 30, 2019 | Venture Capital Fund | $87.9M | 64 | $1.0M | 4% | yes | |
| Mar 29, 2020 | Venture Capital Fund | $108M | 64 | $1.0M | 4% | yes | |
| Apr 7, 2021 | Venture Capital Fund | $101M | 64 | $1.0M | 4% | yes | |
| Mar 28, 2022 | Venture Capital Fund | $182M | 64 | $1.0M | 4% | yes | |
| Mar 31, 2023 | Venture Capital Fund | $164M | 64 | $1.0M | 4% | yes | |
| Mar 28, 2024 | Venture Capital Fund | $117M | 64 | $1.0M | 4% | yes |
Principals and agents
5 principals on Form D, 0 placement agents
- Dave Zyer Executive Officer
- Robert Saunders Executive Officer
- Ian Drury Executive Officer
- Peter Ianello Executive Officer
- James Dugan Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Oct 28, 2015OCA Ventures III, L.P. filed Form D/A: $47,041,667 sold of $100,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 31, 2015OCA Ventures III, L.P. first reported on Form ADV by OCA Ventures, LLC (Venture Capital Fund), GAV $39,597,828Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 28, 2014OCA Ventures III, L.P. filed Form D: no sales yet of $100,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
30 observations
Every observation on this vehicle
- Entity type: Limited Partnership Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: yetToBeFormed Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $47.0M Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $100M Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $100M Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2014-10-28 Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 31 Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 351 W HUBBARD ST #600, CHICAGO, IL, 60654 Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 351 W HUBBARD ST #600, CHICAGO, IL, 60654 Oct 28, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2014 Oct 28, 2015 Fact SEC EDGAR Form D data sets (quarterly)